Broker-Dealers: Over $5B AUM
67 Broker-Dealers in the Over $5B AUM range, ranked by reported regulatory assets.
Morgan Stanley
Broker-DealerPurchase, NY
AUM $2TTEAM 29481REPS 26840
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Broker-DealerNew York, NY
AUM $1.8TTEAM 32960REPS 27331
Edward Jones
Broker-DealerSaint Louis, MO
AUM $1TTEAM 36317REPS 25430
UBS Financial Services Inc.
Broker-DealerWeehawken, NJ
AUM $916BTEAM 12524REPS 10627
LPL Financial LLC
Broker-DealerFort Mill, SC
AUM $819BTEAM 41879REPS 33401
Wells Fargo Advisors
Broker-DealerSaint Louis, MO
AUM $671BTEAM 18895REPS 18655
Ameriprise Financial Services, LLC
Broker-DealerMinneapolis, MN
AUM $660BTEAM 14056REPS 15032
Raymond James & Associates, Inc.
Broker-DealerSt Petersburg, FL
AUM $501BTEAM 16780REPS 8694
J.P. Morgan Securities LLC
Broker-DealerNew York, NY
AUM $430BTEAM 8703REPS 35527
Robert W. Baird & Co Incorporated
Broker-DealerMilwaukee, WI
AUM $394BTEAM 4322REPS 3773
RBC Capital Markets, LLC
Broker-DealerNew York, NY
AUM $310BTEAM 8781REPS 6624
Wells Fargo Advisors Financial Network, LLC
Broker-DealerSaint Louis, MO
AUM $252BTEAM 4047REPS 4640
Osaic Wealth, Inc.
Broker-DealerScottsdale, AZ
AUM $235BTEAM 8979REPS 11579
Commonwealth Financial Network
Broker-DealerWaltham, MA
AUM $213BTEAM 4200REPS 3250
Stifel, Nicolaus & Company, Incorporated
Broker-DealerSaint Louis, MO
AUM $198BTEAM 6478REPS 5071
Goldman Sachs & Co LLC
Broker-DealerNew York, NY
AUM $134BTEAM 2268REPS 8253
MML Investors Services, LLC
Broker-DealerSpringfield, MA
AUM $116BTEAM 6976REPS 7279
Janney Montgomery Scott LLC
Broker-DealerPhiladelphia, PA
AUM $110BTEAM 2404REPS 1572
Rockefeller Capital Management
Broker-DealerNew York, NY
AUM $99.6BTEAM 1005REPS 1199
Russell Investments
Broker-DealerSeattle, WA
AUM $81.1BTEAM 569REPS 91
William Blair & Company L.L.C.
Broker-DealerChicago, IL
AUM $64.3BTEAM 492REPS 1318
Citigroup Global Markets Inc.
Broker-DealerNew York, NY
AUM $56BTEAM 7036REPS 6988
Equitable Advisors, LLC
Broker-DealerNew York, NY
AUM $47.3BTEAM 5674REPS 5489
D.A. Davidson & Co
Broker-DealerGreat Falls, MT
AUM $41.8BTEAM 990REPS 1129
Other AUM ranges
FINTRX platform
Need contacts and allocation intelligence for these firms?