Broker-Dealers: Over $5B AUM
68 Broker-Dealers in the Over $5B AUM range, ranked by reported regulatory assets.
MORGAN STANLEY
Broker-DealerPURCHASE, NY
AUM $2TTEAM 29481REPS 26847
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Broker-DealerNew York, NY
AUM $1.8TTEAM 32960REPS 27213
EDWARD JONES
Broker-DealerSAINT LOUIS, MO
AUM $1TTEAM 36317REPS 25008
UBS Financial Services Inc.
Broker-DealerWEEHAWKEN, NJ
AUM $916BTEAM 12524REPS 10684
LPL Financial LLC
Broker-DealerFORT MILL, SC
AUM $819BTEAM 41879REPS 32911
WELLS FARGO ADVISORS
Broker-DealerSAINT LOUIS, MO
AUM $671BTEAM 18895REPS 18612
AMERIPRISE FINANCIAL SERVICES, LLC
Broker-DealerMINNEAPOLIS, MN
AUM $660BTEAM 14056REPS 14337
RAYMOND JAMES & ASSOCIATES, INC.
Broker-DealerST PETERSBURG, FL
AUM $501BTEAM 16780REPS 8446
J.P. Morgan Securities LLC
Broker-DealerNew York, NY
AUM $430BTEAM 8703REPS 34798
ROBERT W. BAIRD & CO. INCORPORATED
Broker-DealerMILWAUKEE, WI
AUM $394BTEAM 4322REPS 3680
RBC Capital Markets, LLC
Broker-DealerNew York, NY
AUM $310BTEAM 8781REPS 6491
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
Broker-DealerSAINT LOUIS, MO
AUM $252BTEAM 4047REPS 4346
OSAIC WEALTH, INC.
Broker-DealerScottsdale, AZ
AUM $235BTEAM 8979REPS 11607
COMMONWEALTH FINANCIAL NETWORK
Broker-DealerWALTHAM, MA
AUM $213BTEAM 4200REPS 3438
STIFEL, NICOLAUS & COMPANY, INCORPORATED
Broker-DealerSAINT LOUIS, MO
AUM $198BTEAM 6478REPS 5067
GOLDMAN SACHS & CO. LLC
Broker-DealerNew York, NY
AUM $134BTEAM 2268REPS 7914
MML Investors Services, LLC
Broker-DealerSPRINGFIELD, MA
AUM $116BTEAM 6976REPS 7087
JANNEY MONTGOMERY SCOTT LLC
Broker-DealerPHILADELPHIA, PA
AUM $110BTEAM 2404REPS 1553
ROCKEFELLER CAPITAL MANAGEMENT
Broker-DealerNew York, NY
AUM $99.6BTEAM 1005REPS 1137
RUSSELL INVESTMENTS
Broker-DealerSEATTLE, WA
AUM $81.1BTEAM 569REPS 92
WILLIAM BLAIR & COMPANY L.L.C.
Broker-DealerCHICAGO, IL
AUM $64.3BTEAM 492REPS 1242
CITIGROUP GLOBAL MARKETS INC.
Broker-DealerNew York, NY
AUM $56BTEAM 7036REPS 6888
EQUITABLE ADVISORS, LLC
Broker-DealerNew York, NY
AUM $42.5BTEAM 5674REPS 5398
D.A. DAVIDSON & CO.
Broker-DealerGREAT FALLS, MT
AUM $41.8BTEAM 990REPS 1120
Other AUM ranges
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