Broker-Dealers: Over $5B AUM
67 Broker-Dealers in the Over $5B AUM range, ranked by reported regulatory assets.
Morgan Stanley
Broker-DealerPurchase, NY
AUM $2TTEAM 29481REPS 26793
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Broker-DealerNew York, NY
AUM $1.8TTEAM 32960REPS 27297
Edward Jones
Broker-DealerSaint Louis, MO
AUM $1TTEAM 36317REPS 25329
UBS Financial Services Inc.
Broker-DealerWeehawken, NJ
AUM $916BTEAM 12524REPS 10629
LPL Financial LLC
Broker-DealerFort Mill, SC
AUM $819BTEAM 41879REPS 33267
Wells Fargo Advisors
Broker-DealerSaint Louis, MO
AUM $671BTEAM 18895REPS 18638
Ameriprise Financial Services, LLC
Broker-DealerMinneapolis, MN
AUM $660BTEAM 14056REPS 14548
Raymond James & Associates, Inc.
Broker-DealerSt Petersburg, FL
AUM $501BTEAM 16780REPS 8687
J.P. Morgan Securities LLC
Broker-DealerNew York, NY
AUM $430BTEAM 8703REPS 35548
Robert W. Baird & Co Incorporated
Broker-DealerMilwaukee, WI
AUM $394BTEAM 4322REPS 3764
RBC Capital Markets, LLC
Broker-DealerNew York, NY
AUM $310BTEAM 8781REPS 6623
Wells Fargo Advisors Financial Network, LLC
Broker-DealerSaint Louis, MO
AUM $252BTEAM 4047REPS 4612
Osaic Wealth, Inc.
Broker-DealerScottsdale, AZ
AUM $235BTEAM 8979REPS 11567
Commonwealth Financial Network
Broker-DealerWaltham, MA
AUM $213BTEAM 4200REPS 3324
Stifel, Nicolaus & Company, Incorporated
Broker-DealerSaint Louis, MO
AUM $198BTEAM 6478REPS 5061
Goldman Sachs & Co LLC
Broker-DealerNew York, NY
AUM $134BTEAM 2268REPS 8236
MML Investors Services, LLC
Broker-DealerSpringfield, MA
AUM $116BTEAM 6976REPS 7235
Janney Montgomery Scott LLC
Broker-DealerPhiladelphia, PA
AUM $110BTEAM 2404REPS 1568
Rockefeller Capital Management
Broker-DealerNew York, NY
AUM $99.6BTEAM 1005REPS 1182
Russell Investments
Broker-DealerSeattle, WA
AUM $81.1BTEAM 569REPS 91
William Blair & Company L.L.C.
Broker-DealerChicago, IL
AUM $64.3BTEAM 492REPS 1317
Citigroup Global Markets Inc.
Broker-DealerNew York, NY
AUM $56BTEAM 7036REPS 7015
Equitable Advisors, LLC
Broker-DealerNew York, NY
AUM $42.5BTEAM 5674REPS 5447
D.A. Davidson & Co
Broker-DealerGreat Falls, MT
AUM $41.8BTEAM 990REPS 1132
Other AUM ranges
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