Broker-Dealers: $500M – $1B AUM
36 Broker-Dealers in the $500M – $1B AUM range, ranked by reported regulatory assets.
American Independent Securities Group, LLC
Broker-DealerEagle, ID
AUM $986MTEAM 49REPS 55
Brighton Securities Corp.
Broker-DealerRochester, NY
AUM $931MTEAM 26REPS 32
Trubee Wealth Advisors, Inc.
Broker-DealerBuffalo, NY
AUM $911MTEAM 17REPS 16
Berthel Fisher & Company Financial Services, Inc.
Broker-DealerCedar Rapids, IA
AUM $906MTEAM 100REPS 294
BCG Securities, Inc.
Broker-DealerCherry Hill, NJ
AUM $894MTEAM 55REPS 46
Dupree & Company, Inc.
Broker-DealerLexington, KY
AUM $888MTEAM 12REPS 9
Quint Capital Management
Broker-DealerNew York, NY
AUM $875MTEAM 15REPS 12
Gill Capital Partners
Broker-DealerDenver, CO
AUM $862MTEAM 17REPS 16
Folger Nolan Fleming Douglas Incorporated
Broker-DealerWashington, DC
AUM $797MTEAM 44REPS 34
Sycamore Financial Group
Broker-DealerKokomo, IN
AUM $787MTEAM 4REPS 7
Flagstar Securities, Inc.
Broker-DealerNew York, NY
AUM $784MTEAM 37REPS 57
Amerant Investments, Inc.
Broker-DealerCoral Gables, FL
AUM $782MTEAM 35REPS 39
Lesko Securities, Inc.
Broker-DealerVestal, NY
AUM $729MTEAM 22REPS 14
G. A. Repple & Company
Broker-DealerCasselberry, FL
AUM $716MTEAM 53REPS 47
Signal Securities, Inc.
Broker-DealerFort Worth, TX
AUM $679MTEAM 35REPS 39
The Oak Ridge Financial Services Group, Inc
Broker-DealerGolden Valley, MN
AUM $669MTEAM 57REPS 53
Richards Merrill Wealth Management
Broker-DealerSpokane, WA
AUM $644MTEAM 10REPS 12
Chapin Davis Asset Management
Broker-DealerBaltimore, MD
AUM $643MTEAM 26REPS 25
MWA Financial Services, Inc.
Broker-DealerRock Island, IL
AUM $640MTEAM 721REPS 728
American Investors Co
Broker-DealerSan Ramon, CA
AUM $631MTEAM 32REPS 51
Searle & Co
Broker-DealerGreenwich, CT
AUM $630MTEAM 13REPS 13
Gradient Wealth Management
Broker-DealerArden Hills, MN
AUM $608MTEAM 67REPS 135
Caldwell Sutter Capital, Inc.
Broker-DealerSausalito, CA
AUM $606MTEAM 17REPS 20
Florida Atlantic Securities Corp.
Broker-DealerMiami, FL
AUM $590MTEAM 4REPS 6
Other AUM ranges
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