Broker-Dealers: $500M – $1B AUM
34 Broker-Dealers in the $500M – $1B AUM range, ranked by reported regulatory assets.
AMERICAN INDEPENDENT SECURITIES GROUP, LLC
Broker-DealerEAGLE, ID
AUM $986MTEAM 49REPS 56
BRIGHTON SECURITIES CORP.
Broker-DealerROCHESTER, NY
AUM $931MTEAM 26REPS 31
TRUBEE WEALTH ADVISORS, INC.
Broker-DealerBUFFALO, NY
AUM $911MTEAM 17REPS 16
BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.
Broker-DealerCEDAR RAPIDS, IA
AUM $906MTEAM 100REPS 295
BCG SECURITIES, INC.
Broker-DealerCHERRY HILL, NJ
AUM $894MTEAM 55REPS 48
DUPREE & COMPANY, INC.
Broker-DealerLexington, KY
AUM $888MTEAM 12REPS 9
GILL CAPITAL PARTNERS
Broker-DealerDENVER, CO
AUM $862MTEAM 17REPS 18
FOLGER NOLAN FLEMING DOUGLAS INCORPORATED
Broker-DealerWashington, DC
AUM $797MTEAM 44REPS 34
SYCAMORE FINANCIAL GROUP
Broker-DealerKOKOMO, IN
AUM $787MTEAM 4REPS 8
FLAGSTAR ADVISORS, INC.
Broker-DealerNew York, NY
AUM $784MTEAM 37REPS 51
AMERANT INVESTMENTS, INC.
Broker-DealerCORAL GABLES, FL
AUM $782MTEAM 35REPS 38
LESKO SECURITIES, INC.
Broker-DealerVESTAL, NY
AUM $729MTEAM 22REPS 14
G. A. REPPLE & COMPANY
Broker-DealerCASSELBERRY, FL
AUM $716MTEAM 53REPS 49
SIGNAL SECURITIES, INC.
Broker-DealerFORT WORTH, TX
AUM $679MTEAM 35REPS 38
THE OAK RIDGE FINANCIAL SERVICES GROUP, INC
Broker-DealerGOLDEN VALLEY, MN
AUM $669MTEAM 57REPS 54
RICHARDS MERRILL WEALTH MANAGEMENT
Broker-DealerSPOKANE, WA
AUM $644MTEAM 10REPS 12
CHAPIN DAVIS ASSET MANAGEMENT
Broker-DealerBALTIMORE, MD
AUM $643MTEAM 26REPS 25
MWA FINANCIAL SERVICES, INC.
Broker-DealerROCK ISLAND, IL
AUM $640MTEAM 721REPS 705
SEARLE & CO.
Broker-DealerGREENWICH, CT
AUM $630MTEAM 13REPS 13
GRADIENT WEALTH MANAGEMENT
Broker-DealerARDEN HILLS, MN
AUM $608MTEAM 67REPS 134
CALDWELL SUTTER CAPITAL, INC.
Broker-DealerSAUSALITO, CA
AUM $606MTEAM 17REPS 20
FORTRESS PRIVATE LEDGER, LLC
Broker-DealerRALEIGH, NC
AUM $584MTEAM 22REPS 24
AMERICAN INVESTORS CO
Broker-DealerSAN RAMON, CA
AUM $578MTEAM 30REPS 53
SANDERS MORRIS LLC
Broker-DealerHOUSTON, TX
AUM $576MTEAM 27REPS 25
Other AUM ranges
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