Richards Merrill Wealth Management
Firm details
- Headquarters
- Spokane, Washington
- CRD number
- 713
- Registered since
- April 27, 2018
- Website
- rmwealthmgmt.com
- Custodians
- WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- HNWI53.54%
- Individuals31.44%
- Pension & Profit Sharing Plans11.23%
- Charitable Organizations3.78%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
Richards Merrill Wealth Management is an individual-owned corporation that operates as an independent broker-dealer and provides both brokerage and advisory services. The firm is registered with the SEC (registration year 2018) and serves individual and family clients as well as institutional accounts. Its advisory business includes financial planning and portfolio management for individuals, small businesses, and institutions. Fee arrangements combine percentage-of-AUM and fixed-fee models. The firm does not identify as a capital allocator and is not characterized as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds44%
- Exchange Traded Equities41%
- Cash & Cash Equivalents6%
- US Government Bonds5%
- State & Local Bonds2%
Owners & executives
1 of 1
John Larson
Chairman, CEOCRD 1368801
Contacts
3 of 11
Thomas Kendall
Registered RepresentativeCRD 4160361
Mark Calkins
Investment Advisor RepresentativeCRD 6369006
Steven Larson
ChairmanCRD 1029292
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 188Active vs passive
$133M in ETFs
52%
$69.2M
44%
$63.6M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INVESCO QQQ TRUST SERIES 1 (QQQ) | Invesco | Passive | Large Growth | $11.5M | 15,611 | 8.70% |
Location
Spokane, WA
Spokane
Location
Spokane, WA
Headquartered in Spokane, WA, anchoring the Spokane-Spokane Valley-Coeur d'Alene, WA-ID metro in the West.
- Metro area
- Spokane-Spokane Valley-Coeur d'Alene, WA-ID
- Region
- West
- County
- Spokane
- Address
- 612 W Main Ave
- Time zone
- PT (UTC-8)
- Office locations
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