Continental Investors Services, Inc.

Broker-DealerFINRA MemberEst. 2021
Total AUM
$197M
Discretionary
$197M
100% of AUM
Accounts
605
Employees
14
Advisory reps
19
Brokerage reps
14

Firm details

Headquarters
Longview, Washington
CRD number
29775
Registered since
November 22, 2021
Fee structure
Percentage of AUM, Commissions
Client types
  • Individuals97.15%
  • Charitable Organizations2.85%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Continental Investors Services, Inc. is a corporation operating as a conventional broker-dealer that registered with the SEC in 2021 and is owned by an individual. The firm provides broker-dealer services alongside portfolio management focused on individuals and small businesses. Its client base spans high-net-worth individuals and families as well as some institutional relationships. Compensation comes through a mix of percentage-of-assets and commission-based arrangements. The firm is not positioned as a capital allocator and does not report ESG investing as active in its process. It lists an industry affiliation with an insurance company, and its business mix — broker-dealer distribution plus advisory portfolio management — aligns with a product and advice model that blends fee and commission revenue.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 33%, State & Local Bonds 32%, Exchange Traded Equities 25%, Cash & Cash Equivalents 8%, Investment Grade Corp Bonds 2%33%
  • Public Funds/Mutual Funds33%
  • State & Local Bonds32%
  • Exchange Traded Equities25%
  • Cash & Cash Equivalents8%
  • Investment Grade Corp Bonds2%

Owners & executives

1 of 1
  • Max Kamp

    President, CEOCRD 838249

Contacts

3 of 18
  • David Ferrell

    Registered RepresentativeCRD 1342611

  • Faith Hennessey

    Securities CashierCRD 1783920

  • John Durden Jr

    President and Co-FounderCRD 860423

Unlock 15 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 41

Active vs passive

$96.2M in ETFs

Passive

44%

$42.4M

Active

36%

$53.7M

ETFProviderStyleCategoryValueShares% of portfolio
ZACKS EARNINGS CONSISTENT PORTFOLIO ETF (ZECP)ActiveLarge Blend$22.9M591,06123.80%

Location

Primary office

Longview, WA

Cowlitz

Location

Longview, WA

Headquartered in Longview, WA, anchoring the Portland-Vancouver-Salem, OR-WA metro in the West.

Metro area
Portland-Vancouver-Salem, OR-WA
Region
West
County
Cowlitz
Address
1330 Broadway St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth