Browse the directory

45,517 firm profiles, organized by firm type, state, city, and AUM range. Every profile carries regulatory AUM, team counts, and registration history sourced from public filings and FINTRX research.

RIAs

32,536 FIRMS · $165T AUM

SEC- and state-registered investment advisory firms, with AUM, team composition, asset allocation, and registration data sourced from Form ADV filings and FINTRX research.

CaliforniaCA3,090 FIRMS · $23T New YorkNY2,851 FIRMS · $33T TexasTX1,732 FIRMS · $4.5T FloridaFL1,641 FIRMS · $3.7T IllinoisIL937 FIRMS · $8.3T MassachusettsMA877 FIRMS · $18.9T

All RIAs →

Broker-Dealers

3,210 FIRMS · $11.9T AUM

FINRA-registered broker-dealer firms, with rep counts, registration history, and firm structure sourced from public regulatory filings and FINTRX research.

New YorkNY909 FIRMS · $5T CaliforniaCA294 FIRMS · $49B FloridaFL267 FIRMS · $517B IllinoisIL211 FIRMS · $85.3B TexasTX193 FIRMS · $50.3B New JerseyNJ121 FIRMS · $917B

All Broker-Dealers →

Exempt Reporting Advisors

9,771 FIRMS · $309M AUM

Firms exempt from SEC registration due to AUM or client-type thresholds, with team size, asset composition, and registration data sourced from Form ADV filings and FINTRX research.

CaliforniaCA1,444 FIRMS New YorkNY639 FIRMS TexasTX604 FIRMS · $49.3M FloridaFL299 FIRMS ColoradoCO299 FIRMS MassachusettsMA257 FIRMS

All Exempt Reporting Advisors →

FINTRX platform

Need contacts and allocation intelligence for these firms?

Request a demo