Broker-Dealers in New York

910 Broker-Dealers headquartered in New York managing a combined $5T.

By city

New YorkNew York761 FIRMS · $3TRochesterNew York7 FIRMS · $6.7BAlbanyNew York7 FIRMS · $33.6MMelvilleNew York6 FIRMS · $272MBrooklynnNew York6 FIRMSRyeNew York6 FIRMSHauppaugeNew York6 FIRMSSyossetNew York5 FIRMSGarden CityNew York5 FIRMS · $277MSmithtownNew York5 FIRMS · $198MWhite PlainsNew York5 FIRMSWoodburyNew York5 FIRMSRye BrookNew York3 FIRMS · $23.3BPort WashingtonNew York3 FIRMSUniondaleNew York3 FIRMSFlushingNew York3 FIRMSSouthamptonNew York3 FIRMSJerichoNew York3 FIRMSGreat NeckNew York3 FIRMSNew RochelleNew York3 FIRMSLong BeachNew York2 FIRMSLocust ValleyNew York2 FIRMS · $117MBuffaloNew York2 FIRMS · $911MOyster BayNew York2 FIRMSRoslynNew York2 FIRMSSaratoga SpringsNew York2 FIRMSHigh FallsNew York1 FIRMHuntingtonNew York1 FIRMKatonahNew York1 FIRMKerhonksonNew York1 FIRMKingstonNew York1 FIRMLiverpoolNew York1 FIRM · $87.7MLynbrookNew York1 FIRMMamaroneckNew York1 FIRMMount KiscoNew York1 FIRMMount VernonNew York1 FIRMPort Jefferson StationNew York1 FIRMPurchaseNew York1 FIRM · $2TRensselaerNew York1 FIRM · $5.1BSands PointNew York1 FIRMStaten IslandNew York1 FIRMStuyvesantNew York1 FIRMSyracuseNew York1 FIRMTroyNew York1 FIRMVestalNew York1 FIRM · $729MWarwickNew York1 FIRMWater MillNew York1 FIRMWestburyNew York1 FIRMWesthamptonNew York1 FIRMWilliamsvilleNew York1 FIRMWoodmereNew York1 FIRMAmherstNew York1 FIRMBaldwinNew York1 FIRMBaysideNew York1 FIRMCazenoviaNew York1 FIRM · $291MCenterportNew York1 FIRMChappaquaNew York1 FIRMChestnut RidgeNew York1 FIRMCobleskillNew York1 FIRMCohoesNew York1 FIRMCold Spring HarborNew York1 FIRMCollege PointNew York1 FIRMCommackNew York1 FIRMCroton On HudsonNew York1 FIRM · $129MEast HamptonNew York1 FIRMEast MeadowNew York1 FIRMEast QuogueNew York1 FIRMEast SyracuseNew York1 FIRM · $1.3BEdgewoodNew York1 FIRMEndicottNew York1 FIRMFairportNew York1 FIRMFloral ParkNew York1 FIRMGlen HeadNew York1 FIRMHalfmoonNew York1 FIRMHarrisonNew York1 FIRMHicksvilleNew York1 FIRM

All Broker-Dealers in New York

Morgan Stanley

Broker-Dealer

Purchase, NY

AUM $2TTEAM 29481REPS 26779

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Broker-Dealer

New York, NY

AUM $1.8TTEAM 32960REPS 27169

J.P. Morgan Securities LLC

Broker-Dealer

New York, NY

AUM $430BTEAM 8703REPS 34835

RBC Capital Markets, LLC

Broker-Dealer

New York, NY

AUM $310BTEAM 8781REPS 6488

Goldman Sachs & Co LLC

Broker-Dealer

New York, NY

AUM $134BTEAM 2268REPS 7877

Rockefeller Capital Management

Broker-Dealer

New York, NY

AUM $99.6BTEAM 1005REPS 1143

Citigroup Global Markets Inc.

Broker-Dealer

New York, NY

AUM $56BTEAM 7036REPS 6826

Equitable Advisors, LLC

Broker-Dealer

New York, NY

AUM $42.5BTEAM 5674REPS 5365

Advice And Planning Services

Broker-Dealer

New York, NY

AUM $37.9BTEAM 1293REPS 3546

Oppenheimer & Co Inc.

Broker-Dealer

New York, NY

AUM $36.7BTEAM 2806REPS 1902

Belle Haven Investments, L.P.

Broker-Dealer

Rye Brook, NY

AUM $23.3BTEAM 47REPS 34

Park Avenue Securities LLC

Broker-Dealer

New York, NY

AUM $19.6BTEAM 2073REPS 2590

Gilder Gagnon Howe & Co LLC

Broker-Dealer

New York, NY

AUM $12.1BTEAM 84REPS 57

Millburn Ridgefield LLC

Broker-Dealer

New York, NY

AUM $8.7BTEAM 59REPS 11

TD Private Client Wealth LLC

Broker-Dealer

New York, NY

AUM $8.6BTEAM 671REPS 626

BNY Mellon Securities Corporation

Broker-Dealer

New York, NY

AUM $8.4BTEAM 253REPS 446

Ingalls & Snyder LLC

Broker-Dealer

New York, NY

AUM $7.8BTEAM 92REPS 77

Trueplan Benefit And Retirement Advisors

Broker-Dealer

Rensselaer, NY

AUM $5.1BTEAM 11REPS 26

Hsbc Securities (USA) Inc.

Broker-Dealer

New York, NY

AUM $3.8BTEAM 490REPS 1297

Sage, Rutty & Co, Inc.

Broker-Dealer

Rochester, NY

AUM $3.5BTEAM 36REPS 61

Ashton Thomas Securities, LLC

Broker-Dealer

Rochester, NY

AUM $1.9BTEAM 46REPS 89

Aegis Capital Corp.

Broker-Dealer

New York, NY

AUM $1.8BTEAM 260REPS 221

Kimelman & Baird, LLC

Broker-Dealer

New York, NY

AUM $1.5BTEAM 9REPS 6

Pinnacle Investments, LLC

Broker-Dealer

East Syracuse, NY

AUM $1.3BTEAM 60REPS 68

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