Broker-Dealers in New York
915 Broker-Dealers headquartered in New York managing a combined $5T.
By city
New YorkNew York768 FIRMS · $3TRochesterNew York7 FIRMS · $6.7BHauppaugeNew York6 FIRMSBrooklynNew York6 FIRMSAlbanyNew York6 FIRMS · $33.6MRyeNew York6 FIRMSMelvilleNew York6 FIRMS · $272MGarden CityNew York5 FIRMS · $277MWhite PlainsNew York5 FIRMSSmithtownNew York5 FIRMS · $198MWoodburyNew York5 FIRMSSyossetNew York4 FIRMSRye BrookNew York3 FIRMS · $24.5BFlushingNew York3 FIRMSGreat NeckNew York3 FIRMSJerichoNew York3 FIRMSNew RochelleNew York3 FIRMSPort WashingtonNew York3 FIRMSSouthamptonNew York3 FIRMSUniondaleNew York3 FIRMSLocust ValleyNew York2 FIRMS · $117MSaratoga SpringsNew York2 FIRMSBuffaloNew York2 FIRMS · $911MRoslynNew York2 FIRMSOyster BayNew York2 FIRMSLong BeachNew York2 FIRMSWater MillNew York1 FIRMHalfmoonNew York1 FIRMHarrisonNew York1 FIRMCohoesNew York1 FIRMHicksvilleNew York1 FIRMHigh FallsNew York1 FIRMHuntingtonNew York1 FIRMHuntington StationNew York1 FIRMWestburyNew York1 FIRMKatonahNew York1 FIRMKerhonksonNew York1 FIRMKingstonNew York1 FIRMLathamNew York1 FIRMLiverpoolNew York1 FIRM · $87.7MLynbrookNew York1 FIRMMamaroneckNew York1 FIRMCobleskillNew York1 FIRMMount KiscoNew York1 FIRMMount VernonNew York1 FIRMWesthamptonNew York1 FIRMChestnut RidgeNew York1 FIRMPort Jefferson StationNew York1 FIRMBaldwinNew York1 FIRMPurchaseNew York1 FIRM · $2TRensselaerNew York1 FIRM · $5.1BChappaquaNew York1 FIRMCenterportNew York1 FIRMCazenoviaNew York1 FIRM · $291MSands PointNew York1 FIRMWilliamsvilleNew York1 FIRMStaten IslandNew York1 FIRMStuyvesantNew York1 FIRMBaysideNew York1 FIRMSyracuseNew York1 FIRMTroyNew York1 FIRMAmherstNew York1 FIRMVestalNew York1 FIRM · $729MCommackNew York1 FIRMCroton On HudsonNew York1 FIRM · $129MEast HamptonNew York1 FIRMEast MeadowNew York1 FIRMEast QuogueNew York1 FIRMEast SyracuseNew York1 FIRM · $1.3BEndicottNew York1 FIRMEdgewoodNew York1 FIRMFairportNew York1 FIRMFloral ParkNew York1 FIRMWarwickNew York1 FIRMCollege PointNew York1 FIRMGlen HeadNew York1 FIRM
All Broker-Dealers in New York
Morgan Stanley
Broker-DealerPurchase, NY
AUM $2TTEAM 29481REPS 26761
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Broker-DealerNew York, NY
AUM $1.8TTEAM 32960REPS 27202
J.P. Morgan Securities LLC
Broker-DealerNew York, NY
AUM $430BTEAM 8703REPS 35425
RBC Capital Markets, LLC
Broker-DealerNew York, NY
AUM $310BTEAM 8781REPS 6630
Goldman Sachs & Co LLC
Broker-DealerNew York, NY
AUM $134BTEAM 2268REPS 8223
Rockefeller Capital Management
Broker-DealerNew York, NY
AUM $99.6BTEAM 1005REPS 1172
Citigroup Global Markets Inc.
Broker-DealerNew York, NY
AUM $56BTEAM 7036REPS 7001
Equitable Advisors, LLC
Broker-DealerNew York, NY
AUM $42.5BTEAM 5674REPS 5413
Advice and Planning Services
Broker-DealerNew York, NY
AUM $37.9BTEAM 1293REPS 3510
Oppenheimer & Co Inc.
Broker-DealerNew York, NY
AUM $36.7BTEAM 2806REPS 1916
Belle Haven Investments, L.P.
Broker-DealerRye Brook, NY
AUM $24.5BTEAM 47REPS 32
Park Avenue Securities LLC
Broker-DealerNew York, NY
AUM $19.6BTEAM 2073REPS 2578
Gilder Gagnon Howe & Co LLC
Broker-DealerNew York, NY
AUM $12.1BTEAM 84REPS 56
Millburn Ridgefield LLC
Broker-DealerNew York, NY
AUM $8.7BTEAM 59REPS 11
TD Private Client Wealth LLC
Broker-DealerNew York, NY
AUM $8.6BTEAM 671REPS 663
BNY Mellon Securities Corporation
Broker-DealerNew York, NY
AUM $8.4BTEAM 253REPS 451
Ingalls Investment Management, LLC
Broker-DealerNew York, NY
AUM $7.8BTEAM 50REPS 64
Trueplan Benefit and Retirement Advisors
Broker-DealerRensselaer, NY
AUM $5.1BTEAM 11REPS 27
Hsbc Securities (USA) Inc.
Broker-DealerNew York, NY
AUM $3.8BTEAM 490REPS 1335
Sage, Rutty & Co, Inc.
Broker-DealerRochester, NY
AUM $3.5BTEAM 36REPS 63
Ashton Thomas Securities, LLC
Broker-DealerRochester, NY
AUM $1.9BTEAM 46REPS 93
Aegis Capital Corp.
Broker-DealerNew York, NY
AUM $1.8BTEAM 260REPS 224
Kimelman & Baird, LLC
Broker-DealerNew York, NY
AUM $1.5BTEAM 9REPS 6
Pinnacle Investments, LLC
Broker-DealerEast Syracuse, NY
AUM $1.3BTEAM 60REPS 68
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