Broker-Dealers in New York

909 Broker-Dealers headquartered in New York managing a combined $5T.

By city

New YorkNew York759 FIRMS · $3TROCHESTERNew York7 FIRMS · $6.7BALBANYNew York7 FIRMS · $33.6MMELVILLENew York6 FIRMS · $272MHAUPPAUGENew York6 FIRMSRYENew York6 FIRMSBrooklynnNew York6 FIRMSSYOSSETNew York5 FIRMSGARDEN CITYNew York5 FIRMS · $277MSMITHTOWNNew York5 FIRMS · $198MWHITE PLAINSNew York5 FIRMSWOODBURYNew York5 FIRMSGREAT NECKNew York3 FIRMSPORT WASHINGTONNew York3 FIRMSUNIONDALENew York3 FIRMSJERICHONew York3 FIRMSFLUSHINGNew York3 FIRMSNEW ROCHELLENew York3 FIRMSRYE BROOKNew York3 FIRMS · $23.3BSOUTHAMPTONNew York3 FIRMSBUFFALONew York2 FIRMS · $911MSARATOGA SPRINGSNew York2 FIRMSLOCUST VALLEYNew York2 FIRMS · $117MOYSTER BAYNew York2 FIRMSROSLYNNew York2 FIRMSLONG BEACHNew York2 FIRMSHICKSVILLENew York1 FIRMHIGH FALLSNew York1 FIRMHUNTINGTONNew York1 FIRMKATONAHNew York1 FIRMKERHONKSONNew York1 FIRMKINGSTONNew York1 FIRMLIVERPOOLNew York1 FIRM · $87.7MLYNBROOKNew York1 FIRMMAMARONECKNew York1 FIRMMOUNT KISCONew York1 FIRMMOUNT VERNONNew York1 FIRMPORT JEFFERSON STATIONNew York1 FIRMPURCHASENew York1 FIRM · $2TRensselaerNew York1 FIRM · $5.1BSANDS POINTNew York1 FIRMSTATEN ISLANDNew York1 FIRMSTUYVESANTNew York1 FIRMSYRACUSENew York1 FIRMTROYNew York1 FIRMVESTALNew York1 FIRM · $729MWARWICKNew York1 FIRMWATER MILLNew York1 FIRMWESTBURYNew York1 FIRMWESTHAMPTONNew York1 FIRMWILLIAMSVILLENew York1 FIRMWOODMERENew York1 FIRMAMHERSTNew York1 FIRMBALDWINNew York1 FIRMBAYSIDENew York1 FIRMCAZENOVIANew York1 FIRM · $291MCENTERPORTNew York1 FIRMCHAPPAQUANew York1 FIRMCHESTNUT RIDGENew York1 FIRMCOBLESKILLNew York1 FIRMCohoesNew York1 FIRMCOLD SPRING HARBORNew York1 FIRMCOLLEGE POINTNew York1 FIRMCOMMACKNew York1 FIRMCROTON ON HUDSONNew York1 FIRM · $129MEAST HAMPTONNew York1 FIRMEAST MEADOWNew York1 FIRMEAST QUOGUENew York1 FIRMEAST SYRACUSENew York1 FIRM · $1.3BEDGEWOODNew York1 FIRMEndicottNew York1 FIRMFAIRPORTNew York1 FIRMFLORAL PARKNew York1 FIRMGLEN HEADNew York1 FIRMHALFMOONNew York1 FIRMHARRISONNew York1 FIRMHEWLETTNew York1 FIRM

All Broker-Dealers in New York

MORGAN STANLEY

Broker-Dealer

PURCHASE, NY

AUM $2TTEAM 29481REPS 26847

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Broker-Dealer

New York, NY

AUM $1.8TTEAM 32960REPS 27213

J.P. Morgan Securities LLC

Broker-Dealer

New York, NY

AUM $430BTEAM 8703REPS 34798

RBC Capital Markets, LLC

Broker-Dealer

New York, NY

AUM $310BTEAM 8781REPS 6491

GOLDMAN SACHS & CO. LLC

Broker-Dealer

New York, NY

AUM $134BTEAM 2268REPS 7914

ROCKEFELLER CAPITAL MANAGEMENT

Broker-Dealer

New York, NY

AUM $99.6BTEAM 1005REPS 1137

CITIGROUP GLOBAL MARKETS INC.

Broker-Dealer

New York, NY

AUM $56BTEAM 7036REPS 6888

EQUITABLE ADVISORS, LLC

Broker-Dealer

New York, NY

AUM $42.5BTEAM 5674REPS 5398

ADVICE AND PLANNING SERVICES

Broker-Dealer

New York, NY

AUM $37.9BTEAM 1293REPS 3507

OPPENHEIMER & CO. INC.

Broker-Dealer

New York, NY

AUM $36.7BTEAM 2806REPS 1897

BELLE HAVEN INVESTMENTS, L.P.

Broker-Dealer

RYE BROOK, NY

AUM $23.3BTEAM 47REPS 34

PARK AVENUE SECURITIES LLC

Broker-Dealer

New York, NY

AUM $19.6BTEAM 2073REPS 2586

GILDER GAGNON HOWE & CO. LLC

Broker-Dealer

New York, NY

AUM $12.1BTEAM 84REPS 56

MILLBURN RIDGEFIELD LLC

Broker-Dealer

New York, NY

AUM $8.7BTEAM 59REPS 11

TD PRIVATE CLIENT WEALTH LLC

Broker-Dealer

New York, NY

AUM $8.6BTEAM 671REPS 618

BNY Mellon Securities Corporation

Broker-Dealer

New York, NY

AUM $8.4BTEAM 253REPS 443

INGALLS & SNYDER LLC

Broker-Dealer

New York, NY

AUM $7.8BTEAM 92REPS 77

TRUEPLAN BENEFIT AND RETIREMENT ADVISORS

Broker-Dealer

Rensselaer, NY

AUM $5.1BTEAM 11REPS 26

HSBC SECURITIES (USA) INC.

Broker-Dealer

New York, NY

AUM $3.8BTEAM 490REPS 1296

SAGE, RUTTY & CO., INC.

Broker-Dealer

ROCHESTER, NY

AUM $3.5BTEAM 36REPS 61

ASHTON THOMAS SECURITIES, LLC

Broker-Dealer

ROCHESTER, NY

AUM $1.9BTEAM 46REPS 88

AEGIS CAPITAL CORP.

Broker-Dealer

New York, NY

AUM $1.8BTEAM 260REPS 221

KIMELMAN & BAIRD, LLC

Broker-Dealer

New York, NY

AUM $1.5BTEAM 9REPS 6

PINNACLE INVESTMENTS, LLC

Broker-Dealer

EAST SYRACUSE, NY

AUM $1.3BTEAM 60REPS 68

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