Park Avenue Securities LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 46173
- Registered since
- November 13, 2000
- Website
- www.parkavenuesecurities.com
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI48.02%
- Individuals46.54%
- Corporations / Businesses2.48%
- Pension & Profit Sharing Plans1.76%
- Other0.73%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersEducational Seminars / Workshops
Firm profile
FINTRXOverview
Park Avenue Securities LLC is a broker-dealer organized as a limited liability company with domestic and individual ownership. The firm operates as a capital allocator to client portfolios and serves both individual and institutional clients. Its advisory services include financial planning, portfolio management for individuals and small businesses, selection of other advisers, and educational seminars and workshops. Compensation is flexible across fee models, including percentage-of-AUM, hourly, and fixed-fee arrangements. The firm is not identified as an active ESG investor. Park Avenue Securities maintains affiliations across the financial services ecosystem, acting as a broker-dealer and operating in capacities tied to other investment advisory and insurance activities.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities75%
- Public Funds/Mutual Funds17%
- State & Local Bonds3%
- Cash & Cash Equivalents3%
- US Government Bonds1%
Owners & executives
3 of 63
Douglas Flink
CEOCRD 1287711
Vernon Purcell
Chief Executive OfficerCRD 4207157
Josh Becker
President and CEOCRD 1522450
Contacts
3 of 2525
Stanley Helm
Registered RepresentativeCRD 2263370
Eric Harvey
Managing Director, Financial RepresentativeCRD 6579728
Matthew Nonnenmacher
Registered RepresentativeCRD 7958363
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 886Active vs passive
$14.4B in ETFs
65%
$9.3B
23%
$5.1B
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $1.4B | 1,853,765 | 9.62% |
Location
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 10 Hudson Yards
- Time zone
- ET (UTC-5)
- Office locations
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