Park Avenue Securities LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 46173
- Registered since
- November 13, 2000
- Website
- www.parkavenuesecurities.com
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI48.02%
- Individuals46.54%
- Corporations / Businesses2.48%
- Pension & Profit Sharing Plans1.76%
- Other0.73%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersEducational Seminars / Workshops
Firm profile
FINTRXOverview
Park Avenue Securities LLC is a broker-dealer organized as a limited liability company with domestic and individual ownership. The firm operates as a capital allocator to client portfolios and serves both individual and institutional clients. Its advisory services include financial planning, portfolio management for individuals and small businesses, selection of other advisers, and educational seminars and workshops. Compensation is flexible across fee models, including percentage-of-AUM, hourly, and fixed-fee arrangements. The firm is not identified as an active ESG investor. Park Avenue Securities maintains affiliations across the financial services ecosystem, acting as a broker-dealer and operating in capacities tied to other investment advisory and insurance activities.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities75%
- Public Funds/Mutual Funds17%
- State & Local Bonds3%
- Cash & Cash Equivalents3%
- US Government Bonds1%
Owners & executives
3 of 62
Michael Harris
Chief Operating OfficerCRD 5766263
Dustin Dawes
Chief Executive OfficerCRD 5799288
Anju Sharma
Chief Operating OfficerCRD 5234176
Contacts
3 of 2516
William Inman
Financial Advisor and Investment SpecialistCRD 5644507
Geoffrey Hoff
Financial AdvisorCRD 5645418
Brian Cunniff
Financial Advisor and Registered RepresentativeCRD 5648497
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 886Active vs passive
$14.4B in ETFs
65%
$9.3B
23%
$5.1B
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $1.4B | 1,853,765 | 9.62% |
Location
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 10 Hudson Yards
- Time zone
- ET (UTC-5)
- Office locations
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