Millburn Ridgefield LLC

Broker-DealerFINRA Member

Total AUM

$8.7B

Discretionary

$8.7B

100% of AUM

Accounts

9

Employees

59

Advisory reps

11

Brokerage reps

6

Firm details

Headquarters: New York, New York
CRD number: 148870
Registered since: March 8, 2002
Website: www.millburn.com
Fee structure: Percentage of AUM, Performance Based Fees
Client types: Investment Companies97.09%
Pooled Investment Vehicles2.91%
Services: Financial PlanningPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesSelection of Other Advisers

Firm profile

FINTRX

Overview

Millburn Ridgefield LLC is an independent broker‑dealer and capital allocator that serves institutional clients. The firm is registered with the SEC and has been since 2002. Its business combines broker‑dealer and commodity pool/operator or CTA activities alongside advisory services that include financial planning, portfolio management for investment companies and pooled vehicles, and the selection of external managers. Compensation is primarily a percentage of assets under management with the ability to charge performance‑based fees. The firm does not identify as an ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Owners & executives

Contacts

Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 38

Active vs passive

$5.4B in ETFs

Passive

95%

$5.1B

Active

5%

$286M

ETF	Provider	Style	Category	Value	Shares	% of portfolio
ISHARES CORE S&P MID-CAP ETF (IJH)	BlackRock	Passive	Mid Cap Blend	$694M	9,645,075	12.84%

Unlock additional holdings →

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area: New York-Newark, NY-NJ-CT-PA
Region: Northeast
County: New York
Address: 55 W 46th St
Time zone: ET (UTC-5)
Office locations

Similar firms

TD Private Client Wealth LLC

New York, NY

AUM $8.6BTEAM 671REPS 680

BNY Mellon Securities Corporation

New York, NY

AUM $8.4BTEAM 253REPS 434

Gilder Gagnon Howe & Co LLC

New York, NY

AUM $12.1BTEAM 84REPS 55

Park Avenue Securities LLC

New York, NY

AUM $19.6BTEAM 2073REPS 2582

Hsbc Securities (USA) Inc.

New York, NY

AUM $3.8BTEAM 490REPS 1352

Oppenheimer & Co Inc.

New York, NY

AUM $36.7BTEAM 2806REPS 1925

More Broker-Dealers in New York →All New York Broker-Dealers →