MILLBURN RIDGEFIELD LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 148870
- Registered since
- March 8, 2002
- Website
- www.millburn.com
- Fee structure
- Percentage of AUM, Performance Based Fees
- Client types
- Investment Companies97.09%
- Pooled Investment Vehicles2.91%
- Services
- Financial PlanningPortfolio Management for Investment CompaniesPortfolio Management for Pooled Investment VehiclesSelection of Other Advisers
Firm profile
FINTRXOverview
Millburn Ridgefield LLC is an SEC-registered limited liability company operating as an independent broker-dealer and capital allocator with an institutional client focus. The firm has been registered since 2002 and combines broker-dealer activities with CPO/CTA functions while offering advisory services including financial planning, portfolio management for investment companies and pooled investment vehicles, and the selection of other advisers. Its commercial model charges fees based on a percentage of assets under management and may include performance-based compensation. The firm is not positioned as an active ESG investor and is organized as a domestic entity with both corporate and individual ownership elements.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 3STEVEN FELSENTHAL
General Counsel and Chief Compliance OfficerCRD 4782179
ILON WU
Chief Financial OfficerCRD 7245039
BARRY GOODMAN
Co-CEOCRD 1785846
Contacts
3 of 8Don Riordan
Legal and Compliance AssociateCRD 7839168
GREGG BUCKBINDER
PresidentCRD 1899709
HARVEY BEKER
Co-ChairmanCRD 4504572
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 39Active vs passive
$4.6B in ETFs
94%
$4.4B
6%
$288M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES RUSSELL 1000 ETF (IWB) | BlackRock | Passive | Large Blend | $585M | 1,641,733 | 12.59% |
Location
New York, NY
NEW YORK
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- NEW YORK
- Address
- 55 W 46th St
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
TD PRIVATE CLIENT WEALTH LLC
Broker-DealerNew York, NY
BNY Mellon Securities Corporation
Broker-DealerNew York, NY
INGALLS & SNYDER LLC
Broker-DealerNew York, NY
GILDER GAGNON HOWE & CO. LLC
Broker-DealerNew York, NY
PARK AVENUE SECURITIES LLC
Broker-DealerNew York, NY
HSBC SECURITIES (USA) INC.
Broker-DealerNew York, NY