GILDER GAGNON HOWE & CO. LLC

Broker-DealerFINRA MemberEst. 2006
Total AUM
$12.1B
Discretionary
$12.1B
100% of AUM
Accounts
8,648
Employees
84
Advisory reps
56
Brokerage reps
56

Firm details

Headquarters
New York, New York
CRD number
2002
Registered since
January 27, 2006
Custodians
NATIONAL FINANCIAL SERVICES LLC
Fee structure
Percentage of AUM, Commissions
Client types
  • HNWI75.68%
  • Corporations / Businesses16.04%
  • Individuals3.36%
  • Pension & Profit Sharing Plans2.66%
  • Charitable Organizations2.26%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Gilder Gagnon Howe & Co LLC is an SEC-registered advisory firm that also operates as a broker‑dealer. Structured as an LLC with individual ownership, the firm provides discretionary portfolio management for individuals, small businesses and institutional clients while maintaining commission-based brokerage capabilities alongside percentage-of-AUM fees. Its filings identify a strong preference for exchange‑traded equities, and it does not present itself as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 99%, Cash & Cash Equivalents 1%99%
  • Exchange Traded Equities99%
  • Cash & Cash Equivalents1%

Owners & executives

2 of 2
  • DAVID HUYNH

    Chief Financial OfficerCRD 5443515

  • James OBoyle

    Independent ContractorCRD 7304403

Contacts

3 of 54
  • DAVID HOWE

    PrincipalCRD 812707

  • Jamie Sherr

    Partner and AllocatorCRD 1924880

  • Rory McCarthy

    Compliance OfficerCRD 5234468

Unlock 51 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 1

Active vs passive

$4.1M in ETFs

Passive

100%

$4.1M

Active

0%

$0

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES MSCI SOUTH KOREA ETF (EWY)BlackRockPassiveMiscellaneous Region$4.1M33,383100.00%

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
475 10th Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth