OPPENHEIMER & CO. INC.

Overview

Oppenheimer & Co. Inc. is a long-established corporate broker-dealer and investment bank that also functions as a qualified custodian and capital allocator. Registered with the SEC since 1955, the firm serves both individual/family and institutional clients and combines brokerage and insurance distribution with advisory services. Its advisory scope includes financial planning, portfolio management for individuals, small businesses and institutions, pension consulting, and the selection of third‑party managers. Fee arrangements are mixed — percentage of AUM, fixed fees and transactional commissions are all used. The firm does not identify as an active ESG investor. Industry affiliations extend beyond broker-dealer activity to roles as an investment adviser, commodity pool operator/commodity trading advisor (CPO/CTA), trust company and insurance company. The firm also acts as sponsor, general partner or managing member of pooled investment vehicles.

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Location & Offices