Oppenheimer & Co Inc.

Overview

Oppenheimer & Co Inc. operates as a full-service broker-dealer and insurance broker that also functions as a qualified custodian and investment bank. The firm serves both individual and family clients as well as institutional accounts, and acts as a capital allocator through external fund allocations. Compensation mixes across percentage-of-AUM, fixed fees and commissions, reflecting a hybrid model that supports advisory and transactional business lines. The firm is not characterized as an active ESG investor in the available data. Oppenheimer maintains a range of industry affiliations consistent with a broker-dealer that sponsors and manages pooled vehicles and connects clients to third-party investment managers. It offers custody services in-house while distributing mutual funds and other public investment vehicles as core portfolio building blocks.

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Location & Offices