Oppenheimer & Co Inc.

Overview

Oppenheimer & Co. Inc. is a multi-service broker-dealer and investment bank that also operates as a qualified custodian and capital allocator. Its client base spans individual and family investors as well as institutional clients, and it generates revenue through a mix of advisory fees (percentage of AUM and fixed fees) and transactional commissions. The firm provides a range of advisory capabilities that include financial planning, discretionary and non-discretionary portfolio management for individuals, small businesses and institutions, pension consulting, and the selection of third‑party advisers. The organization maintains affiliations across the financial services ecosystem — including broker‑dealer operations, trust and insurance company roles, commodity pool/CTA activity, and functions as a sponsor, GP or managing member of pooled investment vehicles. The firm is not identified as an active ESG investor in the available data.

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Public Holdings

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Location & Offices