EQUITABLE ADVISORS, LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 6627
- Registered since
- September 22, 1978
- Website
- equitable.com
- Custodians
- LPL FINANCIAL LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- HNWI75.13%
- Individuals21.6%
- Corporations / Businesses1.49%
- Pension & Profit Sharing Plans1.17%
- Charitable Organizations0.61%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops
Firm profile
FINTRXOverview
Equitable Advisors, LLC operates primarily as an insurance-affiliated broker-dealer that also provides a range of advisory services. The firm offers financial planning and portfolio management for individual clients, small businesses and institutions, along with pension consulting, selection of other advisers, and educational seminars. Fee arrangements include percentage-of-AUM billing as well as hourly and fixed-fee structures. The firm does not self-identify as an active ESG investor. The business combines traditional broker-dealer distribution with advisory capabilities and access to third-party managers, reflecting an emphasis on both retail client servicing and institutional relationships. Product use spans public mutual funds and ETFs, annuities, and a variety of third-party alternative strategies.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds76%
- Exchange Traded Equities16%
- Cash & Cash Equivalents3%
- US Government Bonds1%
- State & Local Bonds1%
Owners & executives
3 of 61MARK SWARTZ
President, CEOCRD 718241
BRIAN PATTERSON
CEO, Founder & Managing PartnerCRD 3238574
MICHAEL KALAPOS
Planning CoordinatorCRD 5951690
Contacts
3 of 5337Christian Schneider
Registered RepresentativeCRD 7228234
Glenn Swafford
Financial AdvisorCRD 7011265
WILLIAM COFFEY
Senior Client Service AssociateCRD 6183542
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 1,213Active vs passive
$15.5B in ETFs
83%
$12.9B
14%
$2.7B
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| INVESCO QQQ TRUST SERIES 1 (QQQ) | Invesco | Passive | Large Growth | $414M | 676,464 | 2.66% |
Location
New York, NY
NEW YORK
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- NEW YORK
- Address
- 1345 Avenue of the Americas
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
ADVICE AND PLANNING SERVICES
Broker-DealerNew York, NY
OPPENHEIMER & CO. INC.
Broker-DealerNew York, NY
CITIGROUP GLOBAL MARKETS INC.
Broker-DealerNew York, NY
PARK AVENUE SECURITIES LLC
Broker-DealerNew York, NY
ROCKEFELLER CAPITAL MANAGEMENT
Broker-DealerNew York, NY
GOLDMAN SACHS & CO. LLC
Broker-DealerNew York, NY