Citigroup Global Markets Inc.

Broker-DealerFINRA Member

Total AUM

$56B

Discretionary

$35B

62% of AUM

Accounts

59,757

Employees

7,036

Advisory reps

6,993

Brokerage reps

5,004

Firm details

Headquarters: New York, New York
CRD number: 7059
Registered since: February 23, 1964
Website: www.citigroup.com
Custodians: PERSHING LLC, CITI PRIVATE BANK
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI57.05%
Individuals17.04%
Corporations / Businesses11.91%
Pooled Investment Vehicles5.32%
State / Municipal Government5.07%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersPublication of PeriodicalsSecurity Ratings / Pricing Services

Firm profile

FINTRX

Overview

Citigroup Global Markets Inc. is a corporation operating as an investment bank and bank broker‑dealer that serves both individual/family and institutional clients. The firm is registered with the SEC (registered in 1964) and combines broker‑dealer activities with a broad advisory platform that includes financial planning, portfolio management for individuals, pooled vehicles and institutions, pension consulting, selection of outside managers, and publication/price‑data services. Its business reach spans execution and product distribution (including futures and security‑based swaps) as well as advisory roles. Fee arrangements include percentage‑of‑assets and fixed fees. The firm identifies itself as an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

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Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Asset composition

Public Funds/Mutual Funds48%
Exchange Traded Equities30%
State & Local Bonds8%
US Government Bonds7%
Investment Grade Corp Bonds2%

Owners & executives

3 of 33

Genaro Poulat
CROCRD 6002941
Kathryn Frevola
Managing Director, Chief Operating OfficerCRD 4957792
Cristal Chung
CIOCRD 4669131

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Contacts

3 of 6960

Brenda Crump
Supervisory PrincipalCRD 5641701
Justin Matarazzo
Financial PlannerCRD 5645668
Justin Grutzius
Private BankerCRD 5648783

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Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 962

Active vs passive

$40.7B in ETFs

Passive

97%

$39.6B

Active

2%

$1.1B

ETF	Provider	Style	Category	Value	Shares	% of portfolio
VANGUARD 500 INDEX FUND (VOO)	Vanguard	Passive	Large Blend	$2.5B	3,667,710	6.19%

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Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area: New York-Newark, NY-NJ-CT-PA
Region: Northeast
County: New York
Address: 388 Greenwich St
Time zone: ET (UTC-5)
Office locations

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