Citigroup Global Markets Inc.

Broker-DealerFINRA Member

Total AUM

$56B

Discretionary

$35B

62% of AUM

Accounts

59,757

Employees

7,036

Advisory reps

6,992

Brokerage reps

5,004

Firm details

Headquarters: New York, New York
CRD number: 7059
Registered since: February 23, 1964
Website: www.citigroup.com
Custodians: PERSHING LLC, CITI PRIVATE BANK
Fee structure: Percentage of AUM, Fixed Fees
Client types: HNWI57.05%
Individuals17.04%
Corporations / Businesses11.91%
Pooled Investment Vehicles5.32%
State / Municipal Government5.07%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersPublication of PeriodicalsSecurity Ratings / Pricing Services

Firm profile

FINTRX

Overview

Citigroup Global Markets Inc. is a broker-dealer and full-service investment intermediary that combines trading, capital markets capabilities and advisory services for both individual and institutional clients. The firm is SEC-registered (first registered in 1964) and performs a mix of brokerage, futures and swap dealer activities alongside advisory and publishing functions. Its client base spans individual and family clients as well as institutions, and its fee arrangements include both percentage-of-assets and fixed-fee models. Service lines extend beyond transactional execution: the firm provides financial planning, portfolio management for individuals, businesses and pooled vehicles, pension consulting and selection-of-other-advisers services. It also offers specialty capabilities such as security pricing/ratings and the publication of market periodicals. Citigroup Global Markets identifies as an active ESG investor, integrating environmental, social and governance considerations into investment activity.