Goldman Sachs & Co LLC

Broker-DealerFINRA MemberEst. 1981
Total AUM
$134B
Discretionary
$133B
100% of AUM
Accounts
46,269
Employees
2,268
Advisory reps
8,223
Brokerage reps
1,698

Firm details

Headquarters
New York, New York
CRD number
361
Registered since
May 13, 1981
Custodians
GOLDMAN SACHS & CO. LLC
Fee structure
Percentage of AUM, Fixed Fees, Commissions, Performance Based Fees, Other
Client types
  • HNWI38.13%
  • Other35.85%
  • Charitable Organizations13.12%
  • Corporations / Businesses12.67%
  • Insurance Companies0.22%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

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Overview

Goldman Sachs & Co LLC is the broker-dealer and investment bank arm of the Goldman Sachs organization that provides custody, execution, and advisory services to both individual/family and institutional clients. The entity is organized as a limited liability company and has been SEC-registered since 1981. Its business mix spans traditional broker-dealer activities and a range of advisory services, including financial planning, portfolio management for individuals and pooled vehicles, selection of other advisers, and investor education. The firm also functions in several regulated capacities beyond advisory work, such as futures commission merchant and registered security-based swap dealer. Fee arrangements across client relationships are varied and may include percentage-of-AUM, fixed fees, commissions, performance-based fees, and other structures. The firm identifies itself as an active ESG investor and combines custody and trading operations with advisory capabilities rather than positioning primarily as an independent capital allocator.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 64%, Other 18%, Exchange Traded Equities 11%, Private Funds 4%, Cash & Cash Equivalents 2%, US Government Bonds 1%64%
  • Public Funds/Mutual Funds64%
  • Other18%
  • Exchange Traded Equities11%
  • Private Funds4%
  • Cash & Cash Equivalents2%

Owners & executives

3 of 32
  • David Solomon

    David Solomon

    Chairman & CEOCRD 1616414

  • Thomas Matthias

    Chief Compliance OfficerCRD 2872690

  • John Waldron

    John Waldron

    President and Chief Operating OfficerCRD 2569337

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Contacts

3 of 8191
  • Jesse Sweet

    Jesse Sweet

    Managing DirectorCRD 5643697

  • Brian Woodruff

    Brian Woodruff

    Vice PresidentCRD 5667552

  • Michael Mauriello

    Vice PresidentCRD 5692496

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 1,702

Active vs passive

$190B in ETFs

Passive

96%

$182B

Active

1%

$7.8B

ETFProviderStyleCategoryValueShares% of portfolio
SPDR S&P 500 ETF TRUST (SPY)State StreetPassiveLarge Blend$23.5B31,515,90512.39%

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
200 West St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth