GOLDMAN SACHS & CO. LLC

Broker-DealerFINRA MemberEst. 1981
Total AUM
$134B
Discretionary
$133B
100% of AUM
Accounts
46,269
Employees
2,268
Advisory reps
7,914
Brokerage reps
1,698

Firm details

Headquarters
New York, New York
CRD number
361
Registered since
May 13, 1981
Custodians
GOLDMAN SACHS & CO. LLC
Fee structure
Percentage of AUM, Fixed Fees, Commissions, Performance Based Fees, Other
Client types
  • HNWI38.13%
  • Other35.85%
  • Charitable Organizations13.12%
  • Corporations / Businesses12.67%
  • Insurance Companies0.22%
Services
Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Goldman Sachs & Co LLC operates as a multi-service securities and advisory firm organized as a limited liability company and registered with the SEC since 1981. Its operations span investment banking and broker-dealer activity while also functioning as a qualified custodian and a registered security‑based swap dealer and futures commission merchant. The firm serves both individual and family clients as well as institutions, offering financial planning, portfolio management for individuals, pooled vehicles and institutions, selection of outside advisers, and investor education and publications. The firm uses a mix of fee arrangements — percentage of assets under management, fixed fees, commissions and performance-based fees — and identifies itself as an active ESG investor. It performs a broad set of capital markets and advisory roles (including municipal advisory and commodity/derivatives trading) in addition to its wealth management and custody services.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 64%, Other 18%, Exchange Traded Equities 11%, Private Funds 4%, Cash & Cash Equivalents 2%, US Government Bonds 1%64%
  • Public Funds/Mutual Funds64%
  • Other18%
  • Exchange Traded Equities11%
  • Private Funds4%
  • Cash & Cash Equivalents2%

Owners & executives

3 of 34
  • JAMES GUCKERT

    Macro SalesCRD 2577398

  • RICHARD GNODDE

    Chief Executive OfficerCRD 1874064

  • JONATHAN BEINNER

    Chief Investment OfficerCRD 1700282

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Contacts

3 of 7880
  • KAROLINA LAREDO

    AnalystCRD 6515916

  • Yanxi Chen

    Investment Banking AnalystCRD 7762796

  • MARK DELUCIA

    Registered RepresentativeCRD 5947161

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 1,545

Active vs passive

$170B in ETFs

Passive

97%

$165B

Active

1%

$5.1B

ETFProviderStyleCategoryValueShares% of portfolio
SPDR S&P 500 ETF TRUST (SPY)State StreetPassiveLarge Blend$23.8B36,607,92613.97%

Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
200 West St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth