GOLDMAN SACHS & CO. LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 361
- Registered since
- May 13, 1981
- Website
- www.goldmansachs.com
- Custodians
- GOLDMAN SACHS & CO. LLC
- Fee structure
- Percentage of AUM, Fixed Fees, Commissions, Performance Based Fees, Other
- Client types
- HNWI38.13%
- Other35.85%
- Charitable Organizations13.12%
- Corporations / Businesses12.67%
- Insurance Companies0.22%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops
Firm profile
FINTRXOverview
Goldman Sachs & Co LLC operates as a multi-service securities and advisory firm organized as a limited liability company and registered with the SEC since 1981. Its operations span investment banking and broker-dealer activity while also functioning as a qualified custodian and a registered security‑based swap dealer and futures commission merchant. The firm serves both individual and family clients as well as institutions, offering financial planning, portfolio management for individuals, pooled vehicles and institutions, selection of outside advisers, and investor education and publications. The firm uses a mix of fee arrangements — percentage of assets under management, fixed fees, commissions and performance-based fees — and identifies itself as an active ESG investor. It performs a broad set of capital markets and advisory roles (including municipal advisory and commodity/derivatives trading) in addition to its wealth management and custody services.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds64%
- Other18%
- Exchange Traded Equities11%
- Private Funds4%
- Cash & Cash Equivalents2%
Owners & executives
3 of 34JAMES GUCKERT
Macro SalesCRD 2577398
RICHARD GNODDE
Chief Executive OfficerCRD 1874064
JONATHAN BEINNER
Chief Investment OfficerCRD 1700282
Contacts
3 of 7880KAROLINA LAREDO
AnalystCRD 6515916
Yanxi Chen
Investment Banking AnalystCRD 7762796
MARK DELUCIA
Registered RepresentativeCRD 5947161
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 1,545Active vs passive
$170B in ETFs
97%
$165B
1%
$5.1B
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| SPDR S&P 500 ETF TRUST (SPY) | State Street | Passive | Large Blend | $23.8B | 36,607,926 | 13.97% |
Location
New York, NY
NEW YORK
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- NEW YORK
- Address
- 200 West St
- Time zone
- ET (UTC-5)
- Office locations
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