RBC Capital Markets, LLC

Overview

RBC Capital Markets, LLC is the capital markets and broker-dealer arm of the RBC franchise, operating as a limited liability company and SEC-registered since 1977. It is classified as a conventional broker-dealer, bank broker-dealer, qualified custodian and investment bank. The firm serves both individual & family clients and institutional clients, offering brokerage, custody and advisory services across retail and institutional channels. It generates fees through percentage-of-AUM arrangements and fixed fees rather than transactional-only pricing. Business lines include broker-dealer services, futures commission merchant activities, insurance brokerage, registered municipal advisory work and security-based swap dealing. On the advisory side the firm provides financial planning, portfolio management for individuals, pooled vehicles and institutions, pension consulting, manager selection and educational programming. The firm is not described as an active ESG investor and the snapshot indicates it is not categorized as a capital allocator or as a multi-state adviser in the dataset.

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Public Holdings

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Location & Offices