RBC Capital Markets, LLC

Overview

RBC Capital Markets, LLC operates as a diversified broker-dealer and registered market intermediary with an array of advisory services for both individual and institutional clients. The firm combines traditional capital markets activities—broker-dealer trading, futures commission merchant services, registered municipal advice and security‑based swap dealing—with insurance brokerage and investment banking capabilities. On the advisory side it offers financial planning, portfolio management for individuals, pooled vehicles and institutions, pension consulting, selection of sub‑advisers and educational workshops. The firm serves a mixed client base of individuals, families and institutions and uses both percentage‑of‑AUM and fixed‑fee arrangements. Its platform includes custody and execution functions consistent with operating as a qualified custodian, and it sponsors or participates in pooled investment vehicles as a sponsor, GP or managing member.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices