RBC Capital Markets, LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 31194
- Registered since
- June 2, 1977
- Website
- www.rbccm.com
- Fee structure
- Percentage of AUM, Fixed Fees
- Client types
- Individuals58.71%
- HNWI31.73%
- Corporations / Businesses4.45%
- Charitable Organizations3.48%
- Pension & Profit Sharing Plans0.86%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops
Firm profile
FINTRXOverview
RBC Capital Markets, LLC operates as a full-service broker-dealer and investment bank that also functions as a qualified custodian and futures commission merchant. The firm serves both individual & family clients and institutional customers, offering brokerage, custody, investment banking and swap-dealing capabilities alongside advisory services. Advisory offerings listed include financial planning, portfolio management for individuals, small businesses, pooled vehicles and institutions, pension consulting, selection of other advisers, and investor education through seminars and workshops. Fee arrangements include percentage-of-AUM and fixed-fee structures. The firm is not flagged as an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities42%
- Public Funds/Mutual Funds41%
- Cash & Cash Equivalents5%
- State & Local Bonds4%
- US Government Bonds3%
Owners & executives
3 of 15
Anna Skorobogatova
COOCRD 7594532
Abby Siegel
CoordinatorCRD 6459938
Jonathan Nash
CoordinatorCRD 5438844
Contacts
3 of 6500Daniel Hampton
Registered RepresentativeCRD 7624631

Olivier Bergeron
Financial PlannerCRD 8215278

Jeffrey Potter
Associate Vice PresidentCRD 2902522
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 200 Vesey St
- Time zone
- ET (UTC-5)
- Office locations
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