RBC Capital Markets, LLC

Broker-DealerFINRA MemberEst. 1977

Total AUM

$310B

Discretionary

$235B

76% of AUM

Accounts

511,871

Employees

8,781

Advisory reps

6,491

Brokerage reps

6,457

Firm details

Headquarters: New York, New York
CRD number: 31194
Registered since: June 2, 1977
Website: www.rbccm.com
Fee structure: Percentage of AUM, Fixed Fees
Client types: Individuals58.71%
HNWI31.73%
Corporations / Businesses4.45%
Charitable Organizations3.48%
Pension & Profit Sharing Plans0.86%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

RBC Capital Markets, LLC is a broker-dealer and investment bank organized as a limited liability company. The firm operates across multiple business lines: broker-dealer services, futures commission merchant activity, insurance brokerage, registered municipal advisory, and security‑based swap dealing. It also functions as a qualified custodian. On the advisory side, the firm offers financial planning, portfolio management for individuals, small businesses, pooled vehicles and institutions, pension consulting, selection of external advisers, and educational seminars. Its client base spans individual and family investors as well as institutional clients. Fee arrangements include percentage-of-AUM and fixed-fee structures. The firm is not identified as an active ESG investor.