MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Overview

Merrill Lynch, Pierce, Fenner & Smith Incorporated operates as a large wirehouse brokerage and qualified custodian with integrated insurance brokerage services. The firm serves both individual and institutional clients and combines broker-dealer distribution with portfolio management and pension consulting capabilities. Its advisory services cover portfolio management for individuals and small businesses, portfolio management for businesses and institutions, selection of other advisers, pension consulting, and client education through seminars and workshops. Fee arrangements include percentage-of-AUM fees, fixed fees and commission-based models. The firm is identified as an active ESG investor and also functions in roles tied to banking, trust, insurance and futures activities through its various industry affiliations.

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Public Holdings

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Location & Offices