J.P. Morgan Securities LLC

Broker-DealerFINRA MemberEst. 1965

Total AUM

$430B

Discretionary

$358B

83% of AUM

Accounts

1,246,646

Employees

8,703

Advisory reps

35,425

Brokerage reps

8,513

Firm details

Headquarters: New York, New York
CRD number: 79
Registered since: April 3, 1965
Website: www.jpmorgan.com
Custodians: J.P. MORGAN SECURITIES INC.
Fee structure: Percentage of AUM, Other
Client types: HNWI58.44%
Individuals33.01%
Corporations / Businesses6.43%
Charitable Organizations1.46%
Pension & Profit Sharing Plans0.66%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

J.P. Morgan Securities LLC is a long-established financial services firm organized as an LLC and registered with the SEC since 1965. The firm operates across multiple industry roles: it functions as a broker-dealer, a futures commission merchant, a registered security‑based swap dealer, and a qualified custodian. It also presents banking and investment‑bank–style capabilities through affiliated activities. Client segments include individuals and families as well as institutional investors, and the firm provides both advisory and brokerage services rather than acting primarily as a direct capital allocator. On the advisory side, J.P. Morgan Securities LLC offers financial planning, portfolio management for individuals and businesses, pension consulting, and selection-of-other-advisers services. Its fee model includes percentage-of-assets-under-management arrangements alongside other fee types. The firm identifies as an active ESG investor, and its business footprint includes roles such as insurance broker and sponsor or manager of pooled investment vehicles.