J.P. Morgan Securities LLC

Broker-DealerFINRA MemberEst. 1965

Total AUM

$430B

Discretionary

$358B

83% of AUM

Accounts

1,246,646

Employees

8,703

Advisory reps

34,835

Brokerage reps

8,513

Firm details

Headquarters: New York, New York
CRD number: 79
Registered since: April 3, 1965
Website: www.jpmorgan.com
Custodians: J.P. MORGAN SECURITIES INC.
Fee structure: Percentage of AUM, Other
Client types: HNWI58.44%
Individuals33.01%
Corporations / Businesses6.43%
Charitable Organizations1.46%
Pension & Profit Sharing Plans0.66%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

J.P. Morgan Securities LLC is a long-established broker-dealer and registered investment firm that also operates as a qualified custodian and investment bank. The firm traces its SEC registration to 1965 and is structured as a limited liability company with domestic ownership. Its business combines traditional capital markets functions (broker‑dealer, futures commission merchant, insurance broker, registered security‑based swap dealer) with advisory services such as financial planning, portfolio management for individuals, small businesses and institutions, pension consulting and selection of other advisers. The client mix spans individual and family investors as well as institutional clients. The firm charges clients on a percentage‑of‑AUM basis and through other fee arrangements. It identifies as an active ESG investor.