J.P. Morgan Securities LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 79
- Registered since
- April 3, 1965
- Website
- www.jpmorgan.com
- Custodians
- J.P. MORGAN SECURITIES INC.
- Fee structure
- Percentage of AUM, Other
- Client types
- HNWI58.44%
- Individuals33.01%
- Corporations / Businesses6.43%
- Charitable Organizations1.46%
- Pension & Profit Sharing Plans0.66%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers
Firm profile
FINTRXOverview
J.P. Morgan Securities LLC is the broker-dealer and advisory arm of a large bank-affiliated financial services franchise. Organized as an LLC and SEC-registered since 1965, the firm operates as a qualified custodian, investment bank and bank broker-dealer while offering brokerage, futures and security-based swap capabilities. Its advisory practice serves both individuals and institutional clients, providing financial planning, portfolio management for households and businesses, pension consulting and selection of outside managers. The firm reports being an active ESG investor and charges fees at least in part as a percentage of assets under management, alongside other fee arrangements.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds62%
- Exchange Traded Equities23%
- State & Local Bonds12%
- Cash & Cash Equivalents2%
Owners & executives
3 of 61Robert Malone
Chief Financial OfficerCRD 1143677
James Dimon
Chairman and Chief Executive OfficerCRD 2095352
Eric Tepper
CEO & Wealth Management AdvisorCRD 2242377
Contacts
3 of 34816
Bruce Baumgarten
Vice President, Wealth AdvisorCRD 15157
Melvin Fishman
Managing Director & Wealth AdvisorCRD 208837
Gary Fournier
Managing Director & Wealth AdvisorCRD 211949
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 270 Park Ave
- Time zone
- ET (UTC-5)
- Office locations
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