J.P. Morgan Securities LLC

Broker-DealerFINRA Member

Total AUM

$430B

Discretionary

$358B

83% of AUM

Accounts

1,246,646

Employees

8,703

Advisory reps

35,570

Brokerage reps

8,513

Firm details

Headquarters: New York, New York
CRD number: 79
Registered since: April 3, 1965
Website: www.jpmorgan.com
Custodians: J.P. MORGAN SECURITIES INC.
Fee structure: Percentage of AUM, Other
Client types: HNWI58.44%
Individuals33.01%
Corporations / Businesses6.43%
Charitable Organizations1.46%
Pension & Profit Sharing Plans0.66%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

J.P. Morgan Securities LLC is an LLC that operates as a broker-dealer, qualified custodian and investment-bank–style intermediary. The firm is registered with the SEC (registered in 1965) and serves both individual/family and institutional clients. Its public-facing activities span brokerage, futures commission merchant services, insurance brokerage and registered security‑based swap dealing, while its advisory offerings include financial planning, portfolio management for individuals and institutions, pension consulting and the selection of other advisers. The firm charges fees that include percentage‑of‑AUM arrangements alongside other fee structures. It reports being an active ESG investor and is not identified as a capital allocator; instead, it allocates client assets across pooled public funds, third‑party managers and other product vehicles. Industry affiliations listed in filings include roles across banking, trust, insurance and sponsor/manager positions for pooled vehicles.