J.P. Morgan Securities LLC

Broker-DealerFINRA MemberEst. 1965

Total AUM

$430B

Discretionary

$358B

83% of AUM

Accounts

1,246,646

Employees

8,703

Advisory reps

34,798

Brokerage reps

8,513

Firm details

Headquarters: New York, New York
CRD number: 79
Registered since: April 3, 1965
Website: www.jpmorgan.com
Custodians: J.P. MORGAN SECURITIES INC.
Fee structure: Percentage of AUM, Other
Client types: HNWI58.44%
Individuals33.01%
Corporations / Businesses6.43%
Charitable Organizations1.46%
Pension & Profit Sharing Plans0.66%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other Advisers

Firm profile

FINTRX

Overview

J.P. Morgan Securities LLC operates as a limited liability company and is registered with the SEC since 1965. The firm functions across multiple roles in the financial ecosystem: broker‑dealer, futures commission merchant, insurance broker and registered security‑based swap dealer, and it also serves as a qualified custodian. Its client mix includes individual and family clients as well as institutional investors. Advisory services on offer include financial planning, discretionary and non‑discretionary portfolio management for individuals, small businesses and institutions, pension consulting, and selection of other advisers. The firm charges fees based on a percentage of assets under management and other fee arrangements. J.P. Morgan Securities LLC identifies itself as an active ESG investor.