BNY Mellon Securities Corporation
Firm details
- Headquarters
- New York, New York
- CRD number
- 231
- Registered since
- July 24, 1997
- Website
- www.bny.com
- Custodians
- PERSHING LLC, MORGAN STANLEY & CO. LLC
- Fee structure
- Percentage of AUM
- Client types
- Other81.18%
- Individuals10.13%
- HNWI4.97%
- Corporations / Businesses3.13%
- Charitable Organizations0.37%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
BNY Mellon Securities Corporation is a broker-dealer and insurance broker that also provides portfolio management for individuals, small businesses, and institutional clients. The firm is registered with the SEC (registered in 1997) and charges fees based on a percentage of assets under management. Its client base spans individual and family relationships as well as institutional accounts. The firm identifies as an active ESG investor and participates in multiple industry roles—including acting as sponsor or general partner for pooled vehicles and maintaining affiliations with banks, trust companies, and insurance firms.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities86%
- Public Funds/Mutual Funds11%
- State & Local Bonds3%
Owners & executives
3 of 6
Georgeanna Wingate
Chief Administrative OfficerCRD 4259949
Stephanie Pierce
CEOCRD 2526452
Lia Dudine
COOCRD 2605509
Contacts
3 of 436
Charles Fagan
Investment Management ConsultantCRD 5660275
Michael Hurley
Senior Investment ConsultantCRD 5662507
Gina Gingrow
Senior Client StrategistCRD 5694719
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 240 Greenwich St
- Time zone
- ET (UTC-5)
- Office locations
Similar firms
TD Private Client Wealth LLC
Broker-DealerNew York, NY
Millburn Ridgefield LLC
Broker-DealerNew York, NY
Gilder Gagnon Howe & Co LLC
Broker-DealerNew York, NY
Hsbc Securities (USA) Inc.
Broker-DealerNew York, NY
Park Avenue Securities LLC
Broker-DealerNew York, NY
Oppenheimer & Co Inc.
Broker-DealerNew York, NY