BNY Mellon Securities Corporation
Firm details
- Headquarters
- New York, New York
- CRD number
- 231
- Registered since
- July 24, 1997
- Website
- www.bny.com
- Custodians
- PERSHING LLC, MORGAN STANLEY & CO. LLC
- Fee structure
- Percentage of AUM
- Client types
- Other81.18%
- Individuals10.13%
- HNWI4.97%
- Corporations / Businesses3.13%
- Charitable Organizations0.37%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional Clients
Firm profile
FINTRXOverview
BNY Mellon Securities Corporation operates as a broker-dealer and insurance broker that also provides portfolio management services to both individual/family clients and institutional or business clients. The firm charges fees as a percentage of assets under management and reports being an active ESG investor. Its organizational form is a corporation registered with the SEC since 1997; its client base spans individual and family investors as well as institutional relationships. The firm is affiliated with a range of financial services entities (including trust, banking, and insurance organizations) and participates as a sponsor or manager of pooled investment vehicles.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities86%
- Public Funds/Mutual Funds11%
- State & Local Bonds3%
Owners & executives
3 of 6Lia Dudine
COOCRD 2605509

Stephanie Pierce
CEOCRD 2526452

Kimberly Mackenzie-perman
Chief Financial OfficerCRD 4576869
Contacts
3 of 440
Anthony Morris
Vice President, Team ManagerCRD 4993175

Angela Benson
Senior SpecialistCRD 5413835

Nishant Bhattarai
Senior Vice PresidentCRD 5757703
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, in the Northeast of the United States.
- Region
- Northeast
- County
- New York
- Address
- 240 Greenwich St
- Time zone
- ET (UTC-5)
- Office locations
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