TD PRIVATE CLIENT WEALTH LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 164484
- Registered since
- April 11, 2013
- Website
- www.td.com
- Custodians
- PERSHING LLC
- Fee structure
- Percentage of AUM
- Client types
- HNWI43.98%
- Individuals35.92%
- Corporations / Businesses6.55%
- Charitable Organizations5.17%
- Other Investment Advisers3.72%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops
Firm profile
FINTRXOverview
TD Private Client Wealth LLC is a limited liability company that provides broker-dealer services and discretionary portfolio management to individuals, families and institutional clients. The firm has been SEC-registered since 2013 and uses an asset-based fee model for its advisory relationships. Its advisory scope includes portfolio management for individuals and for businesses or institutions, pension consulting and manager-selection work, and the firm also produces periodicals and runs educational seminars. The firm identifies as an active ESG investor and lists affiliations across broker-dealer, trust, banking, insurance and pension-consulting structures, and it participates as a sponsor or managing member of pooled investment vehicles.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities62%
- Non-Exchange Traded Equities16%
- State & Local Bonds9%
- US Government Bonds5%
- Investment Grade Corp Bonds4%
Owners & executives
1 of 1JORGE ORTIZ
CFOCRD 2725922
Contacts
3 of 617MOLLY ROYAL
Financial Advisor TraineeCRD 8216949
CHRISTOPHER WOLT
Vice PresidentCRD 3224974
MARINA JOHNSON
Wealth Operations SpecialistCRD 8005105
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 313Active vs passive
$4.2B in ETFs
78%
$3.3B
<1%
$915M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) ETF (SPYM) | State Street | $399M | 5,218,730 | 9.56% |
Location
New York, NY
NEW YORK
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- NEW YORK
- Address
- 1 Vanderbilt Ave
- Time zone
- ET (UTC-5)
- Office locations
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