TD Private Client Wealth LLC

Broker-DealerFINRA Member

Total AUM

$8.6B

Discretionary

$8.6B

100% of AUM

Accounts

25,698

Employees

671

Advisory reps

680

Brokerage reps

514

Firm details

Headquarters: New York, New York
CRD number: 164484
Registered since: April 11, 2013
Website: www.td.com
Custodians: PERSHING LLC
Fee structure: Percentage of AUM
Client types: HNWI43.98%
Individuals35.92%
Corporations / Businesses6.55%
Charitable Organizations5.17%
Other Investment Advisers3.72%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

TD Private Client Wealth LLC operates as a broker-dealer that provides advisory and wealth-management services to individuals, families and institutional clients. The firm charges fees based on a percentage of assets under management and offers a mix of financial planning, portfolio management for individuals and small businesses, selection of third‑party advisers, pension consulting support, plus investor education and published commentary. TD Private Client Wealth is an SEC-registered adviser (registered in 2013) and identifies itself as an active ESG investor, incorporating environmental, social and governance factors into its investment approach.