TD Private Client Wealth LLC
Firm details
- Headquarters
- New York, New York
- CRD number
- 164484
- Registered since
- April 11, 2013
- Website
- www.td.com
- Custodians
- PERSHING LLC
- Fee structure
- Percentage of AUM
- Client types
- HNWI43.98%
- Individuals35.92%
- Corporations / Businesses6.55%
- Charitable Organizations5.17%
- Other Investment Advisers3.72%
- Services
- Portfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops
Firm profile
FINTRXOverview
TD Private Client Wealth LLC operates as a broker-dealer and registered adviser that primarily serves individual and family clients as well as institutional accounts. The firm charges fees as a percentage of assets under management and offers portfolio management for individuals, small businesses and institutions, pension consulting and adviser selection services, and runs educational seminars and published materials. The firm identifies as an active ESG investor. TD Private Client Wealth LLC has been SEC-registered since 2013 and is organized as a limited liability company.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities62%
- Non-Exchange Traded Equities16%
- State & Local Bonds9%
- US Government Bonds5%
- Investment Grade Corp Bonds4%
Owners & executives
1 of 1
Jorge Ortiz
CFOCRD 2725922
Contacts
3 of 625Molly Royal
Financial Advisor TraineeCRD 8216949
Christopher Wolt
Vice PresidentCRD 3224974
Marina Johnson
Wealth Operations SpecialistCRD 8005105
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 313Active vs passive
$4.2B in ETFs
78%
$3.3B
<1%
$915M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) ETF (SPYM) | State Street | $399M | 5,218,730 | 9.56% |
Location
New York, NY
New York
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- New York
- Address
- 1 Vanderbilt Ave
- Time zone
- ET (UTC-5)
- Office locations
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