TD Private Client Wealth LLC

Broker-DealerFINRA MemberEst. 2013
Total AUM
$8.6B
Discretionary
$8.6B
100% of AUM
Accounts
25,698
Employees
671
Advisory reps
657
Brokerage reps
514

Firm details

Headquarters
New York, New York
CRD number
164484
Registered since
April 11, 2013
Website
www.td.com
Custodians
PERSHING LLC
Fee structure
Percentage of AUM
Client types
  • HNWI43.98%
  • Individuals35.92%
  • Corporations / Businesses6.55%
  • Charitable Organizations5.17%
  • Other Investment Advisers3.72%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional ClientsPension ConsultingSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

TD Private Client Wealth LLC is a broker-dealer that provides portfolio management and wealth services to individual and family clients as well as institutional and business clients. The firm delivers discretionary portfolio management, selection of third‑party advisers, pension consulting services, and client education through publications and seminars. It reports an active ESG investing approach and charges clients on a percentage‑of‑AUM basis. TD Private Client Wealth LLC has been SEC‑registered since 2013 and appears structured as a limited liability company.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 62%, Non-Exchange Traded Equities 16%, State & Local Bonds 9%, US Government Bonds 5%, Investment Grade Corp Bonds 4%, Cash & Cash Equivalents 4%62%
  • Exchange Traded Equities62%
  • Non-Exchange Traded Equities16%
  • State & Local Bonds9%
  • US Government Bonds5%
  • Investment Grade Corp Bonds4%

Owners & executives

1 of 1
  • Jorge Ortiz

    Jorge Ortiz

    CFOCRD 2725922

Contacts

3 of 656

  • Molly Royal

    Financial Advisor TraineeCRD 8216949

  • Christopher Wolt

    Christopher Wolt

    Vice PresidentCRD 3224974

  • Marina Johnson

    Marina Johnson

    Wealth Operations SpecialistCRD 8005105

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 315

Active vs passive

$4.8B in ETFs

Passive

77%

$3.7B

Active

1%

$1.1B

ETFProviderStyleCategoryValueShares% of portfolio
STATE STREET(R) SPDR(R) PORTFOLIO S&P 500(R) ETF (SPYM)State Street$484M5,508,86210.06%
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Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
1 Vanderbilt Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth