Hsbc Securities (USA) Inc.

Broker-DealerFINRA Member

Total AUM

$3.8B

Discretionary

$825M

21% of AUM

Accounts

12,108

Employees

490

Advisory reps

1,347

Brokerage reps

365

Firm details

Headquarters: New York, New York
CRD number: 19585
Registered since: August 30, 2005
Website: www.us.hsbc.com
Custodians: PERSHING LLC, HSBC
Fee structure: Percentage of AUM, Fixed Fees, Performance Based Fees
Client types: Individuals56%
HNWI40.4%
Pooled Investment Vehicles2.29%
Corporations / Businesses1.19%
Pension & Profit Sharing Plans0.13%
Services: Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Hsbc Securities (USA) Inc. is a corporate entity that operates across broker‑dealer, fund management and investment banking activities. The firm is SEC registered (registered in 2005) and serves both individual & family clients and institutional investors. Its business footprint includes broker‑dealer operations, futures commission merchant services and insurance brokerage, while its advisory work covers portfolio management for pooled vehicles and for institutions, and the selection of other advisers or sub‑advisers. The firm manages and sponsors private funds across private equity and real estate strategies and also acts as a sponsor/GP and other pooled‑vehicle manager. Its fee arrangements include percentage‑of‑AUM, fixed fees and performance‑based fees. Hsbc Securities (USA) Inc. identifies as an active ESG investor and integrates environmental, social and governance considerations into its investment approach.