HSBC SECURITIES (USA) INC.
Firm details
- Headquarters
- New York, New York
- CRD number
- 19585
- Registered since
- August 30, 2005
- Website
- www.us.hsbc.com
- Custodians
- PERSHING LLC, HSBC
- Fee structure
- Percentage of AUM, Fixed Fees, Performance Based Fees
- Client types
- Individuals56%
- HNWI40.4%
- Pooled Investment Vehicles2.29%
- Corporations / Businesses1.19%
- Pension & Profit Sharing Plans0.13%
- Services
- Portfolio Management for Pooled Investment VehiclesPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
Hsbc Securities (USA) Inc. operates as a multifunctional securities firm with activities spanning broker-dealer operations, futures commission merchant services, and insurance brokerage. The firm also acts as an adviser to pooled investment vehicles and to businesses or institutional clients, and performs selection-of-adviser services. Regulatory filings classify the firm across several manager types — including private equity and real estate fund management and investment banking — and identify a client mix of individuals, families, and institutions. Fee arrangements reported include percentage-of-AUM, fixed fees, and performance-based fees. The firm reports being an active ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities42%
- US Government Bonds26%
- State & Local Bonds24%
- Investment Grade Corp Bonds5%
- Cash & Cash Equivalents2%
Owners & executives
3 of 8WILLIAM GEORGS
COOCRD 4597078
Dominic Skevington
CEOCRD 8171651
SOPHIE TAYLOR
Chief Operating OfficerCRD 6006656
Contacts
3 of 1288MICHAEL DEVAUL
ManagerCRD 2846161
JEFFREY SIPOS
Customer Service RepresentativeCRD 5742474
Allison Buck
Global ResearchCRD 7890588
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
New York, NY
NEW YORK
Location
New York, NY
Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.
- Metro area
- New York-Newark, NY-NJ-CT-PA
- Region
- Northeast
- County
- NEW YORK
- Address
- 66 Husdson Blvd
- Time zone
- ET (UTC-5)
- Office locations
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