Kimelman & Baird, LLC

Broker-DealerFINRA MemberEst. 1973
Total AUM
$1.5B
Discretionary
$1.5B
100% of AUM
Accounts
490
Employees
9
Advisory reps
6
Brokerage reps
5

Firm details

Headquarters
New York, New York
CRD number
2440
Registered since
April 2, 1973
Website
kimelmanbaird.com
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC, THE BANK OF NEW YORK MELLON
Fee structure
Percentage of AUM, Commissions
Client types
  • HNWI90.2%
  • Charitable Organizations6.25%
  • Individuals3.42%
  • Pension & Profit Sharing Plans0.12%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Kimelman & Baird, LLC is an independent broker‑dealer organized as an LLC and SEC-registered since the early 1970s. The firm serves both individual and family clients as well as institutional customers, offering broker‑dealer services alongside advisory work focused on financial planning and portfolio management for individuals and small businesses. Its revenue model mixes asset‑based fees and transaction commissions. The firm does not position itself as a direct capital allocator and is not an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 85%, Cash & Cash Equivalents 8%, US Government Bonds 5%, Non-Exchange Traded Equities 1%, State & Local Bonds 1%85%
  • Exchange Traded Equities85%
  • Cash & Cash Equivalents8%
  • US Government Bonds5%
  • Non-Exchange Traded Equities1%
  • State & Local Bonds1%

Owners & executives

3 of 3
  • Yasmeen Mock

    Yasmeen Mock

    Partner & Chief Operating OfficerCRD 4846801

  • Scott Kimelman

    Scott Kimelman

    Partner, Co-CIOCRD 1624106

  • Sapan Vyas

    Sapan Vyas

    Partner, Co-CIOCRD 4576123

Contacts

3 of 3
  • Sheila Baird

    Sheila Baird

    Founder & ChairmanCRD 10504

  • John Vanneck

    John Vanneck

    Research AnalystCRD 8221491

  • Joyce Chan

    Joyce Chan

    Operations ManagerCRD 5668161

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 19

Active vs passive

$5.7M in ETFs

Passive

98%

$5.6M

Active

0%

$96.5K

ETFProviderStyleCategoryValueShares% of portfolio
SPDR GOLD TRUST (GLD)State StreetPassiveCommodities Focused$2M5,39034.97%
Unlock additional holdings →

Location

Primary office

New York, NY

New York

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
New York
Address
800 3rd Ave
Time zone
ET (UTC-5)
Office locations

Similar firms

Aegis Capital Corp.

Broker-Dealer

New York, NY

AUM $1.8BTEAM 260REPS 222

Flagstar Securities, Inc.

Broker-Dealer

New York, NY

AUM $784MTEAM 37REPS 49

Hsbc Securities (USA) Inc.

Broker-Dealer

New York, NY

AUM $3.8BTEAM 490REPS 1333

Wellington Shields & Co, LLC

Broker-Dealer

New York, NY

AUM $546MTEAM 25REPS 50

Gagnon Securities, LLC

Broker-Dealer

New York, NY

AUM $530MTEAM 19REPS 19

Andrew Garrett, Inc.

Broker-Dealer

New York, NY

AUM $521MTEAM 14REPS 29
More Broker-Dealers in New York →All New York Broker-Dealers →

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth