KIMELMAN & BAIRD, LLC

Broker-DealerFINRA MemberEst. 1973
Total AUM
$1.5B
Discretionary
$1.5B
100% of AUM
Accounts
490
Employees
9
Advisory reps
6
Brokerage reps
5

Firm details

Headquarters
New York, New York
CRD number
2440
Registered since
April 2, 1973
Website
kimelmanbaird.com
Custodians
FIDELITY DISTRIBUTORS COMPANY LLC, THE BANK OF NEW YORK MELLON
Fee structure
Percentage of AUM, Commissions
Client types
  • HNWI90.2%
  • Charitable Organizations6.25%
  • Individuals3.42%
  • Pension & Profit Sharing Plans0.12%
Services
Financial PlanningPortfolio Management for Individuals

Firm profile

FINTRX

Overview

Kimelman & Baird, LLC is an independent broker‑dealer organized as an LLC and operating as both a commission broker-dealer and an advisory provider. The firm offers financial planning and portfolio management services focused on individuals, families and small-business clients while also serving certain institutional relationships. Its compensation mixes percentage-of-AUM advisory fees with commission-based brokerage revenue. The firm does not identify as an active ESG investor, is not structured as a capital allocator, and is not positioned as a multi-state advisory firm.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 85%, Cash & Cash Equivalents 8%, US Government Bonds 5%, Non-Exchange Traded Equities 1%, State & Local Bonds 1%85%
  • Exchange Traded Equities85%
  • Cash & Cash Equivalents8%
  • US Government Bonds5%
  • Non-Exchange Traded Equities1%
  • State & Local Bonds1%

Owners & executives

3 of 3

  • YASMEEN MOCK

    Partner & Chief Operating OfficerCRD 4846801

  • SCOTT KIMELMAN

    Partner, Co-CIOCRD 1624106

  • SAPAN VYAS

    Partner, Co-CIOCRD 4576123

Contacts

3 of 3

  • SHEILA BAIRD

    Founder & ChairmanCRD 10504

  • John Vanneck

    Research AnalystCRD 8221491

  • JOYCE CHAN

    Operations ManagerCRD 5668161

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 19

Active vs passive

$6M in ETFs

Passive

99%

$5.9M

Active

0%

$90.1K

ETFProviderStyleCategoryValueShares% of portfolio
SPDR GOLD TRUST (GLD)State StreetPassiveCommodities Focused$2.3M5,39038.60%
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Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
800 3rd Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth