QUINT CAPITAL MANAGEMENT

Broker-DealerFINRA MemberEst. 2023
Total AUM
$162M
Discretionary
$63.9M
39% of AUM
Accounts
98
Employees
16
Advisory reps
11
Brokerage reps
6

Firm details

Headquarters
New York, New York
CRD number
26586
Registered since
November 8, 2023
Fee structure
Percentage of AUM, Fixed Fees
Client types
  • Pension & Profit Sharing Plans60.59%
  • HNWI39.41%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Quint Capital Management is a small private wealth firm that provides portfolio management for individuals and small businesses while also operating as a broker-dealer and insurance intermediary. The firm works with both individual and family clients and some institutional relationships. Its fee model combines percentage-of-AUM charges with fixed fees, and it also conducts registered rep and other financial-product distribution activities. The firm is registered with the SEC (registration year 2023) and is organized as a corporation with domestic and individual ownership elements. Quint Capital does not identify as an active ESG investor in available materials and reports a preference for equity-oriented allocations.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 85%, US Government Bonds 5%, State & Local Bonds 5%, Cash & Cash Equivalents 5%85%
  • Exchange Traded Equities85%
  • US Government Bonds5%
  • State & Local Bonds5%
  • Cash & Cash Equivalents5%

Owners & executives

3 of 3
  • RUBEN RAMIREZ

    CEO & Chief Investment OfficerCRD 2858155

  • CORRIE SCOBY

    Chief Compliance OfficerCRD 4539509

  • ALEXANDER QUINT

    Chief Executive OfficerCRD 1012135

Contacts

3 of 8
  • PATRICK CONSIDINE

    Managing DirectorCRD 4012934

  • MICHAEL RULE

    Managing DirectorCRD 1972917

  • JAMES LOMBARDO

    Investment Adviser RepresentativeCRD 1229340

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

New York, NY

NEW YORK

Location

New York, NY

Headquartered in New York, NY, anchoring the New York-Newark, NY-NJ-CT-PA metro in the Northeast.

Metro area
New York-Newark, NY-NJ-CT-PA
Region
Northeast
County
NEW YORK
Address
230 Park Ave
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth