GAGNON SECURITIES, LLC

Overview

Gagnon Securities, LLC is an SEC-registered limited liability company that operates as a broker-dealer and provides portfolio management services for individuals and small businesses. The firm has been registered with the SEC since 2005 and is owned by an individual. Its client base includes both individual & family clients and institutional investors. Compensation comes through a mix of percentage-of-AUM fees and commission-based arrangements. The firm does not characterize itself as a capital allocator or an active ESG investor and is not registered as a multi-state adviser. Gagnon Securities also lists industry roles beyond brokerage and advisory work: it appears as an investment adviser and sponsor and acts as a general partner/managing member of pooled investment vehicles, indicating involvement in launching or managing private pooled structures in addition to its retail-facing activities.

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Location & Offices