Gagnon Securities, LLC

Overview

Gagnon Securities, LLC is a privately owned limited liability company that operates as a broker-dealer and provides portfolio management for individuals and small businesses. Registered with the SEC since 2005, the firm serves both individual/family clients and institutional investors. Its revenue model combines asset-based fees and transactional commissions. The firm is not positioned as an ESG investor, does not report as a multi-state adviser, and is not identified as a related adviser to another registered firm. Filings also list activity as an investment sponsor or managing member of pooled investment vehicles, indicating involvement with externally managed investment structures in addition to brokerage and advisory work.

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Public Holdings

Investments & Alternatives

Location & Offices