Aegis Capital Corp.

Overview

Aegis Capital Corp. operates as a corporation that functions both as an investment bank and an independent broker-dealer, offering brokerage and insurance distribution alongside advisory services. The firm serves individual and family clients as well as institutional accounts, and charges fees tied to a percentage of assets under management as well as hourly billing for certain services. Its advisory scope includes financial planning, portfolio management for individuals, small businesses, pooled vehicles and institutions, and selection of third-party advisers. Aegis is also involved on the sponsor/GP side of pooled investment vehicles. The firm is not positioned as an active ESG investor and is not structured as a multi-state adviser in the regulatory sense. It maintains affiliations with broker-dealers, law firms and insurance companies, reflecting a business model that blends capital-markets activity with advisory and distribution capabilities.

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Public Holdings

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Location & Offices