Brighton Securities Corp.
Firm details
- Headquarters
- Rochester, New York
- CRD number
- 3875
- Registered since
- September 8, 2003
- Website
- www.brightonsecurities.com
- Custodians
- WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees, Commissions
- Client types
- Individuals60.91%
- HNWI35.85%
- Corporations / Businesses1.33%
- Pension & Profit Sharing Plans1.05%
- Charitable Organizations0.85%
- Services
- Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers
Firm profile
FINTRXOverview
Brighton Securities Corp. is a corporation that operates as an independent broker-dealer and investment bank while also serving as an insurance broker. The firm combines brokerage activity with advisory services, offering financial planning and portfolio management for individuals, small businesses, and institutional clients, and it acts as a capital allocator that selects third-party advisers when appropriate. Brighton serves both individual & family clients and institutional accounts. Its fee model is mixed: percentage-of-AUM, hourly and fixed fees, and commissions are all used depending on the engagement. Brighton is not an active ESG investor and is not registered as a multi-state adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds64%
- Exchange Traded Equities22%
- Non-Investment Grade Corp Bonds9%
- Cash & Cash Equivalents3%
- US Government Bonds1%
Owners & executives
1 of 1
Lori Alberts
Chief Compliance Officer & Chief Operating OfficerCRD 2574827
Contacts
3 of 31
Robert Kravetz
Senior Vice President, Financial AdvisorCRD 5136584
Jacob Chen
Investment AdvisorCRD 7712282
Christina Pintar
Senior Client Service AssociateCRD 7311395
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 29Active vs passive
$268M in ETFs
99%
$265M
0%
$2.4M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| VANGUARD 500 INDEX FUND (VOO) | Vanguard | Passive | Large Blend | $73.2M | 106,571 | 27.34% |
Location
Rochester, NY
Monroe
Location
Rochester, NY
Headquartered in Rochester, NY, anchoring the Rochester-Batavia-Seneca Falls, NY metro in the Northeast.
- Metro area
- Rochester-Batavia-Seneca Falls, NY
- Region
- Northeast
- County
- Monroe
- Address
- 1703 Monroe Ave
- Time zone
- ET (UTC-5)
- Office locations
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