Lifemark Securities Corp.
Firm details
- Headquarters
- Rochester, New York
- CRD number
- 16204
- Registered since
- October 17, 2007
- Website
- www.lifemark.com
- Custodians
- NATIONAL FINANCIAL SERVICES LLC, CHARLES SCHWAB & CO., INC.
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- Individuals58.14%
- HNWI41.86%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
Lifemark Securities Corp. is an independent broker-dealer organized as a corporation and owned by an individual. It has been SEC-registered since 2007 and positions itself as a capital allocator for individual and family clients. The firm provides broker-dealer services alongside advisory work that includes financial planning, portfolio management for individuals and small businesses, and the selection of outside advisers. Its fee mix includes percentage-of-AUM billing as well as hourly and fixed-fee arrangements, reflecting a hybrid approach to client engagements. Lifemark does not identify as an active ESG investor in the disclosed profile.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Public Funds/Mutual Funds83%
- Exchange Traded Equities12%
- Cash & Cash Equivalents5%
Owners & executives
3 of 6
Greg Morabito
Chief Executive OfficerCRD 1777509
Edward Gordon
President, CEOCRD 2130514
James Prisco
President and Chief Operating OfficerCRD 2653402
Contacts
3 of 159
Oral Smith
Senior Investment AdvisorCRD 2497004
Kamlesh Vaswani
Managing PartnerCRD 2410459
Alex Schoenbrun
Registered RepresentativeCRD 6154993
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Rochester, NY
Monroe
Location
Rochester, NY
Headquartered in Rochester, NY, anchoring the Rochester-Batavia-Seneca Falls, NY metro in the Northeast.
- Metro area
- Rochester-Batavia-Seneca Falls, NY
- Region
- Northeast
- County
- Monroe
- Address
- 400 W Metro Park
- Time zone
- ET (UTC-5)
- Office locations
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