ESL Investment Services, LLC

Broker-DealerFINRA MemberEst. 2006

Total AUM

—

Advisory reps

61

Avg account

$0

Firm details

Headquarters: Rochester, New York
CRD number: 139176
Registered since: July 21, 2006
Website: www.esl.org

Firm profile

FINTRX

Overview

ESL Investment Services, LLC is a limited liability company that operates as a conventional broker‑dealer. The firm was registered with the SEC in 2006 and is organized under a domestic entity/individual ownership structure. Public data characterize it as a broker‑dealer rather than an asset allocator or registered multi‑state investment adviser—ESL is not flagged as a capital allocator, pension consultant, related adviser, or an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

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Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Owners & executives

3 of 3

Richard Pisaneschi
ContractorCRD 8125762
David Militello
ContractorCRD 8125695
Joelle Donahoe
Chief Compliance OfficerCRD 2678810

Contacts

3 of 58

Jacob Kocher
Registered RepresentativeCRD 7323801
Yi Weng
Registered RepresentativeCRD 6141054
Kelvin MartinezMontes
Registered RepresentativeCRD 7774782

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Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 68

Active vs passive

$501M in ETFs

Passive

73%

$367M

Active

26%

$134M

ETF	Provider	Style	Category	Value	Shares	% of portfolio
ISHARES CORE S&P 500 ETF (IVV)	BlackRock	Passive	Large Blend	$132M	201,950	26.33%

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Primary office

Rochester, NY

Monroe

Location

Rochester, NY

Headquartered in Rochester, NY, anchoring the Rochester-Batavia-Seneca Falls, NY metro in the Northeast.

Metro area: Rochester-Batavia-Seneca Falls, NY
Region: Northeast
County: Monroe
Address: 225 Chestnut St
Time zone: ET (UTC-5)
Office locations

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