ESL Investment Services, LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
63
Avg account
$0

Firm details

Headquarters
Rochester, New York
CRD number
139176
Registered since
July 21, 2006

Firm profile

FINTRX

Overview

ESL Investment Services, LLC is organized as a limited liability company and operates as a conventional broker‑dealer. The firm is owned through a combination of a domestic entity and an individual. Publicly available firm attributes indicate it is not positioned as a capital allocator, is not active on ESG mandates, and does not present itself as a multi‑state adviser or pension consultant. Filings tied to the firm point to activity in publicly traded securities rather than private or alternative vehicles, suggesting its operational focus is execution and position‑level management in listed markets rather than providing multi‑jurisdictional advisory services.

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Joelle Donahoe

    Joelle Donahoe

    Chief Compliance OfficerCRD 2678810

  • David Militello

    ContractorCRD 8125695

  • Richard Pisaneschi

    ContractorCRD 8125762

Contacts

3 of 60
  • Robert Walker

    Robert Walker

    Wealth ManagerCRD 4410518

  • Brian Murray

    Brian Murray

    Wealth ManagerCRD 3274221

  • Serafino Iantorno

    Serafino Iantorno

    Financial ConsultantCRD 4088410

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

ETF holdings

1 of 79

Active vs passive

$562M in ETFs

Passive

74%

$415M

Active

26%

$147M

ETFProviderStyleCategoryValueShares% of portfolio
ISHARES CORE S&P 500 ETF (IVV)BlackRockPassiveLarge Blend$152M202,44926.98%

Location

Primary office

Rochester, NY

Monroe

Location

Rochester, NY

Headquartered in Rochester, NY, anchoring the Rochester-Batavia-Seneca Falls, NY metro in the Northeast.

Metro area
Rochester-Batavia-Seneca Falls, NY
Region
Northeast
County
Monroe
Address
225 Chestnut St
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth