ESL Investment Services, LLC

Broker-DealerFINRA MemberEst. 2006

Total AUM

—

Advisory reps

62

Avg account

$0

Firm details

Headquarters: Rochester, New York
CRD number: 139176
Registered since: July 21, 2006
Website: www.esl.org

Firm profile

FINTRX

Overview

ESL Investment Services, LLC is organized as a limited liability company and has been SEC-registered since 2006. The firm is classified as a conventional broker-dealer and is listed as owned by a domestic entity/individual. In the available dataset it is not identified as a capital allocator, an active ESG investor, a multistate adviser, a pension consultant, or a related adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

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Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Owners & executives

3 of 3

Joelle Donahoe
Chief Compliance OfficerCRD 2678810
David Militello
ContractorCRD 8125695
Richard Pisaneschi
ContractorCRD 8125762

Contacts

3 of 59

Robert Walker
Wealth ManagerCRD 4410518
Brian Murray
Wealth ManagerCRD 3274221
Serafino Iantorno
Financial ConsultantCRD 4088410

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Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 157

Active vs passive

$1.1B in ETFs

Passive

73%

$791M

Active

27%

$294M

ETF	Provider	Style	Category	Value	Shares	% of portfolio
ISHARES CORE S&P 500 ETF (IVV)	BlackRock	Passive	Large Blend	$152M	202,449	13.98%

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Primary office

Rochester, NY

Monroe

Location

Rochester, NY

Headquartered in Rochester, NY, anchoring the Rochester-Batavia-Seneca Falls, NY metro in the Northeast.

Metro area: Rochester-Batavia-Seneca Falls, NY
Region: Northeast
County: Monroe
Address: 225 Chestnut St
Time zone: ET (UTC-5)
Office locations

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