ESL Investment Services, LLC

Broker-DealerFINRA MemberEst. 2006

Total AUM

—

Advisory reps

62

Avg account

$0

Firm details

Headquarters: Rochester, New York
CRD number: 139176
Registered since: July 21, 2006
Website: www.esl.org

Firm profile

FINTRX

Overview

ESL Investment Services, LLC is organized as a limited liability company and is registered with the SEC since 2006. The firm is classified as a conventional broker-dealer rather than an investment adviser or capital allocator; FINTRX lists it as a domestic entity/individual owner type. The dataset notes few firm-level disclosures about business lines or advisory activities. ESL Investment Services is not flagged as an active ESG investor, is not a multi-state adviser, and is not identified as a pension consultant or related adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

CRM & tech providers

TAMPs used

Clients

Client base

Client personas

Owners & executives

3 of 3

Joelle Donahoe
Chief Compliance OfficerCRD 2678810
David Militello
ContractorCRD 8125695
Richard Pisaneschi
ContractorCRD 8125762

Contacts

3 of 59

Robert Walker
Wealth ManagerCRD 4410518
Brian Murray
Wealth ManagerCRD 3274221
Serafino Iantorno
Financial ConsultantCRD 4088410

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Wealth teams

Newly hired reps

Recent M&A activity

Recent filings

Awards

ETF holdings

1 of 79

Active vs passive

$562M in ETFs

Passive

74%

$415M

Active

26%

$147M

ETF	Provider	Style	Category	Value	Shares	% of portfolio
ISHARES CORE S&P 500 ETF (IVV)	BlackRock	Passive	Large Blend	$152M	202,449	26.98%

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Primary office

Rochester, NY

Monroe

Location

Rochester, NY

Headquartered in Rochester, NY, anchoring the Rochester-Batavia-Seneca Falls, NY metro in the Northeast.

Metro area: Rochester-Batavia-Seneca Falls, NY
Region: Northeast
County: Monroe
Address: 225 Chestnut St
Time zone: ET (UTC-5)
Office locations

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