ESL INVESTMENT SERVICES, LLC
Firm details
- Headquarters
- ROCHESTER, New York
- CRD number
- 139176
- Registered since
- July 21, 2006
- Website
- www.esl.org
Firm profile
FINTRXOverview
ESL Investment Services, LLC is a limited liability company registered with the SEC since 2006 and structured as a conventional broker-dealer. FINTRX characterizes the owner type as a domestic entity with individual ownership and lists the firm as a non–capital allocator and non–multi-state adviser. The snapshot shows the firm does not self-identify as an active ESG investor, does not act as a pension consultant, and is not flagged as a related adviser. Available records do not describe advisory or portfolio management activities, which positions ESL more toward brokerage operations than as a public-facing discretionary RIA.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
3 of 3Richard Pisaneschi
ContractorCRD 8125762
David Militello
ContractorCRD 8125695
JOELLE DONAHOE
Chief Compliance OfficerCRD 2678810
Contacts
3 of 58Jacob Kocher
Registered RepresentativeCRD 7323801
YI WENG
Registered RepresentativeCRD 6141054
Kelvin MartinezMontes
Registered RepresentativeCRD 7774782
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXETF holdings
1 of 68Active vs passive
$501M in ETFs
73%
$367M
26%
$134M
| ETF | Provider | Style | Category | Value | Shares | % of portfolio |
|---|---|---|---|---|---|---|
| ISHARES CORE S&P 500 ETF (IVV) | BlackRock | Passive | Large Blend | $132M | 201,950 | 26.33% |
Location
ROCHESTER, NY
MONROE
Location
ROCHESTER, NY
Headquartered in ROCHESTER, NY, anchoring the Rochester-Batavia-Seneca Falls, NY metro in the Northeast.
- Metro area
- Rochester-Batavia-Seneca Falls, NY
- Region
- Northeast
- County
- MONROE
- Address
- 225 Chestnut St
- Time zone
- ET (UTC-5)
- Office locations
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