Sage, Rutty & Co, Inc.

Broker-DealerFINRA MemberEst. 1990
Total AUM
$3.5B
Discretionary
$1.8B
52% of AUM
Accounts
8,163
Employees
36
Advisory reps
61
Brokerage reps
34

Firm details

Headquarters
Rochester, New York
CRD number
3254
Registered since
January 26, 1990
Website
www.sagerutty.com
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Individuals80%
  • HNWI15%
  • Corporations / Businesses3.5%
  • Charitable Organizations1.5%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Sage, Rutty & Co, Inc. is an independent broker-dealer organized as a corporation and owner-operated. The firm has been SEC-registered since 1990 and serves both individual/family and institutional clients. Its business combines broker-dealer and insurance brokerage activities with advisory services including financial planning, portfolio management for individuals and small businesses, manager selection, periodic publications, and educational seminars. The firm operates as a capital allocator, using fee arrangements that include percentage-of-AUM billing alongside hourly and fixed fees. Sage, Rutty & Co, Inc. does not identify as an active ESG investor and is not reported as a multi-state adviser.

Assets & Accounts

Investments & Alternatives

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Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 59%, Non-Exchange Traded Equities 18%, Exchange Traded Equities 9%, Cash & Cash Equivalents 6%, Investment Grade Corp Bonds 4%, State & Local Bonds 2%, US Government Bonds 1%, Non-Investment Grade Corp Bonds 1%59%
  • Public Funds/Mutual Funds59%
  • Non-Exchange Traded Equities18%
  • Exchange Traded Equities9%
  • Cash & Cash Equivalents6%
  • Investment Grade Corp Bonds4%

Owners & executives

1 of 1
  • Robert Lohwater

    Robert Lohwater

    Chief Compliance OfficerCRD 1232267

Contacts

3 of 60
  • Sara Groschadl

    Sara Groschadl

    Financial AdvisorCRD 6988796

  • Jennifer Fox

    Jennifer Fox

    Operations ManagerCRD 4394369

  • Robert John Falvey

    ShareholderCRD 1926374

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

Rochester, NY

Monroe

Location

Rochester, NY

Headquartered in Rochester, NY, anchoring the Rochester-Batavia-Seneca Falls, NY metro in the Northeast.

Metro area
Rochester-Batavia-Seneca Falls, NY
Region
Northeast
County
Monroe
Address
100 Corporate Woods
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth