Sage, Rutty & Co, Inc.

Broker-DealerFINRA Member
Total AUM
$3.5B
Discretionary
$1.8B
52% of AUM
Accounts
8,163
Employees
36
Advisory reps
63
Brokerage reps
34

Firm details

Headquarters
Rochester, New York
CRD number
3254
Registered since
January 26, 1990
Website
www.sagerutty.com
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Individuals80%
  • HNWI15%
  • Corporations / Businesses3.5%
  • Charitable Organizations1.5%
Services
Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersPublication of PeriodicalsEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Sage, Rutty & Co, Inc. is an independent broker‑dealer and insurance broker that has been SEC‑registered since 1990. The firm operates as a capital allocator and serves both individual/family and institutional clients. Its advisory services include financial planning, portfolio management for individuals and small businesses, manager selection, and client education through periodicals and seminars. Compensation mixes percentage‑of‑AUM fees with hourly and fixed‑fee arrangements. The firm is not positioned as an active ESG investor.

Assets & Accounts

Investments & Alternatives

Location & Offices

Read the full firm profile in FINTRX →

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Public Funds/Mutual Funds 59%, Non-Exchange Traded Equities 18%, Exchange Traded Equities 9%, Cash & Cash Equivalents 6%, Investment Grade Corp Bonds 4%, State & Local Bonds 2%, US Government Bonds 1%, Non-Investment Grade Corp Bonds 1%59%
  • Public Funds/Mutual Funds59%
  • Non-Exchange Traded Equities18%
  • Exchange Traded Equities9%
  • Cash & Cash Equivalents6%
  • Investment Grade Corp Bonds4%

Owners & executives

1 of 1
  • Robert Lohwater

    Robert Lohwater

    Chief Compliance OfficerCRD 1232267

Contacts

3 of 62
  • Melissa Cropo

    Melissa Cropo

    Human Resources SpecialistCRD 5757536

  • Connor Holly

    Connor Holly

    First Vice President - Financial AdvisorCRD 5887021

  • Aaron Young

    Aaron Young

    Director of Financial PlanningCRD 5897330

Unlock 59 more contacts →

Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

FINTRX

Location

Primary office

Rochester, NY

Monroe

Location

Rochester, NY

Headquartered in Rochester, NY, anchoring the Rochester-Batavia-Seneca Falls, NY metro in the Northeast.

Metro area
Rochester-Batavia-Seneca Falls, NY
Region
Northeast
County
Monroe
Address
100 Corporate Woods
Time zone
ET (UTC-5)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth