Broker-Dealers in California
295 Broker-Dealers headquartered in California managing a combined $51.5B.
By city
San FranciscoCalifornia52 FIRMSLos AngelesCalifornia39 FIRMS · $1.6BIrvineCalifornia20 FIRMS · $551MNewport BeachCalifornia16 FIRMSSan DiegoCalifornia12 FIRMS · $20.6BPasadenaCalifornia9 FIRMS · $5.7BEl SegundoCalifornia9 FIRMSSanta MonicaCalifornia7 FIRMSWestlake VillageCalifornia6 FIRMSSausalitoCalifornia4 FIRMS · $606MCarlsbadCalifornia4 FIRMSPalo AltoCalifornia4 FIRMSOaklandCalifornia3 FIRMSBeverly HillsCalifornia3 FIRMSLong BeachCalifornia3 FIRMSMenlo ParkCalifornia3 FIRMSSan MateoCalifornia3 FIRMS · $322MSan RafaelCalifornia3 FIRMS · $238MCalabasasCalifornia3 FIRMSVeniceCalifornia3 FIRMSSan RamonCalifornia2 FIRMS · $631MMill ValleyCalifornia2 FIRMSMilpitasCalifornia2 FIRMS · $3.6MBurbankCalifornia2 FIRMSSacramentoCalifornia2 FIRMSSanta RosaCalifornia2 FIRMSLarkspurCalifornia2 FIRMSHalf Moon BayCalifornia2 FIRMSThousand OaksCalifornia2 FIRMSAnaheimCalifornia2 FIRMS · $9.7BBerkeleyCalifornia2 FIRMSWoodland HillsCalifornia2 FIRMSLos GatosCalifornia2 FIRMSAliso ViejoCalifornia2 FIRMSLaguna NiguelCalifornia2 FIRMSWalnut CreekCalifornia2 FIRMS · $104MLa JollaCalifornia2 FIRMS · $57.7MPacific PalisadesCalifornia1 FIRMPetalumaCalifornia1 FIRMRancho Santa FeCalifornia1 FIRMRedwood CityCalifornia1 FIRMRolling Hills EstatesCalifornia1 FIRMRosevilleCalifornia1 FIRMSan ClementeCalifornia1 FIRMSan GabrielCalifornia1 FIRMSan JoseCalifornia1 FIRMSan Luis ObispoCalifornia1 FIRMSanta AnaCalifornia1 FIRMSanta BarbaraCalifornia1 FIRMSanta ClaritaCalifornia1 FIRMSherman OaksCalifornia1 FIRMTiburonCalifornia1 FIRMTorranceCalifornia1 FIRMVan NuysCalifornia1 FIRM · $136MWoodsideCalifornia1 FIRMOrindaCalifornia1 FIRMBell CanyonCalifornia1 FIRMBelvedereCalifornia1 FIRMBreaCalifornia1 FIRM · $25.4MBurlingameCalifornia1 FIRMCarmel ValleyCalifornia1 FIRM · $32MCarpinteriaCalifornia1 FIRM · $10.1BChula VistaCalifornia1 FIRMConcordCalifornia1 FIRMCorte MaderaCalifornia1 FIRMCosta MesaCalifornia1 FIRMCulver CityCalifornia1 FIRMCupertinoCalifornia1 FIRMDaly CityCalifornia1 FIRMDanvilleCalifornia1 FIRMDel MarCalifornia1 FIRMDiamond BarCalifornia1 FIRM · $142MEast Palo AltoCalifornia1 FIRMEl CajonCalifornia1 FIRMEncinoCalifornia1 FIRMFolsomCalifornia1 FIRMFullertonCalifornia1 FIRMGreenbraeCalifornia1 FIRMHuntington BeachCalifornia1 FIRM · $49.2MInglewoodCalifornia1 FIRMLafayetteCalifornia1 FIRMLaguna BeachCalifornia1 FIRMLake ForestCalifornia1 FIRM · $572MLivermoreCalifornia1 FIRM · $3.7MManhattan BeachCalifornia1 FIRMMission ViejoCalifornia1 FIRMMoragaCalifornia1 FIRMMountain ViewCalifornia1 FIRMNorcoCalifornia1 FIRMOceansideCalifornia1 FIRMOrangeCalifornia1 FIRM · $322MAlhambraCalifornia1 FIRM
All Broker-Dealers in California
Independent Financial Group, LLC
Broker-DealerSan Diego, CA
AUM $12.9BTEAM 624REPS 645
Planmember Securities Corporation
Broker-DealerCarpinteria, CA
AUM $10.1BTEAM 429REPS 586
Centaurus Financial, Inc.
Broker-DealerAnaheim, CA
AUM $9.7BTEAM 571REPS 569
Wedbush Securities Inc.
Broker-DealerPasadena, CA
AUM $5.7BTEAM 897REPS 488
Dunham
Broker-DealerSan Diego, CA
AUM $5.6BTEAM 43REPS 38
Madison Avenue Securities, LLC
Broker-DealerSan Diego, CA
AUM $2BTEAM 125REPS 304
RBC Securities, Inc.
Broker-DealerLos Angeles, CA
AUM $1.5BTEAM 186REPS 187
American Investors Co
Broker-DealerSan Ramon, CA
AUM $631MTEAM 32REPS 51
Caldwell Sutter Capital, Inc.
Broker-DealerSausalito, CA
AUM $606MTEAM 17REPS 20
G.W. Sherwold Associates, Inc.
Broker-DealerLake Forest, CA
AUM $572MTEAM 3REPS 5
American Fundstars
Broker-DealerIrvine, CA
AUM $333MTEAM 14REPS 24
Emerson Equity LLC
Broker-DealerSan Mateo, CA
AUM $322MTEAM 343REPS 222
B.B. Graham & Company, Inc.
Broker-DealerOrange, CA
AUM $322MTEAM 32REPS 82
Wulff, Hansen & Co
Broker-DealerSan Rafael, CA
AUM $145MTEAM 9REPS 10
Syndicated Capital, Inc.
Broker-DealerDiamond Bar, CA
AUM $142MTEAM 12REPS 20
J K R & Company, Inc.
Broker-DealerVan Nuys, CA
AUM $136MTEAM 5REPS 5
Western Growers Financial Services
Broker-DealerIrvine, CA
AUM $116MTEAM 4REPS 3
Alamo Capital
Broker-DealerWalnut Creek, CA
AUM $104MTEAM 20REPS 20
Capital Synergy Partners
Broker-DealerIrvine, CA
AUM $102MTEAM 46REPS 47
Mcclurg Capital Corporation
Broker-DealerSan Rafael, CA
AUM $92.9MTEAM 6REPS 10
Westpark Capital, Inc.
Broker-DealerLos Angeles, CA
AUM $53.1MTEAM 11REPS 51
Private Portfolio Of San Diego
Broker-DealerLa Jolla, CA
AUM $50MTEAM 19REPS 18
Stock Traders
Broker-DealerHuntington Beach, CA
AUM $49.2MTEAM 3REPS 3
Plan B Investments, Inc.
Broker-DealerCarmel Valley, CA
AUM $32MTEAM 2REPS 2
FINTRX platform
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