Broker-Dealers in California
289 Broker-Dealers headquartered in California managing a combined $52.6B.
By city
San FranciscoCalifornia49 FIRMSLos AngelesCalifornia38 FIRMS · $1.6BIrvineCalifornia20 FIRMS · $589MNewport BeachCalifornia16 FIRMSSan DiegoCalifornia12 FIRMS · $20.6BEl SegundoCalifornia9 FIRMSPasadenaCalifornia9 FIRMS · $6.7BSanta MonicaCalifornia7 FIRMSWestlake VillageCalifornia6 FIRMSPalo AltoCalifornia4 FIRMSCarlsbadCalifornia4 FIRMSHalf Moon BayCalifornia3 FIRMSBeverly HillsCalifornia3 FIRMSOaklandCalifornia3 FIRMSLong BeachCalifornia3 FIRMSSan MateoCalifornia3 FIRMS · $322MSan RafaelCalifornia3 FIRMS · $238MCalabasasCalifornia3 FIRMSMenlo ParkCalifornia3 FIRMSSausalitoCalifornia3 FIRMS · $606MVeniceCalifornia3 FIRMSSan RamonCalifornia2 FIRMS · $631MWalnut CreekCalifornia2 FIRMS · $104MBreaCalifornia2 FIRMS · $167MMill ValleyCalifornia2 FIRMSLaguna NiguelCalifornia2 FIRMSSanta RosaCalifornia2 FIRMSWoodland HillsCalifornia2 FIRMSSherman OaksCalifornia2 FIRMSThousand OaksCalifornia2 FIRMSMilpitasCalifornia2 FIRMS · $3.6MBurbankCalifornia2 FIRMSLarkspurCalifornia2 FIRMSAliso ViejoCalifornia2 FIRMSLa JollaCalifornia2 FIRMS · $57.7MLos GatosCalifornia2 FIRMSAnaheimCalifornia2 FIRMS · $9.7BBerkeleyCalifornia2 FIRMSRolling Hills EstatesCalifornia1 FIRMSacramentoCalifornia1 FIRMSan ClementeCalifornia1 FIRMSan GabrielCalifornia1 FIRMSan JoseCalifornia1 FIRMSan Luis ObispoCalifornia1 FIRMSanta AnaCalifornia1 FIRMSanta BarbaraCalifornia1 FIRMSanta ClaritaCalifornia1 FIRMTiburonCalifornia1 FIRMTorranceCalifornia1 FIRMVan NuysCalifornia1 FIRM · $152MWoodsideCalifornia1 FIRMOceansideCalifornia1 FIRMBell CanyonCalifornia1 FIRMBelvedereCalifornia1 FIRMBrisbaneCalifornia1 FIRMCarmel ValleyCalifornia1 FIRM · $32MCarpinteriaCalifornia1 FIRM · $10.1BChula VistaCalifornia1 FIRMConcordCalifornia1 FIRMCorte MaderaCalifornia1 FIRMCosta MesaCalifornia1 FIRMCulver CityCalifornia1 FIRMCupertinoCalifornia1 FIRMDaly CityCalifornia1 FIRMDanvilleCalifornia1 FIRMDel MarCalifornia1 FIRMEast Palo AltoCalifornia1 FIRMEl CajonCalifornia1 FIRMEncinoCalifornia1 FIRMFolsomCalifornia1 FIRMFullertonCalifornia1 FIRMGreenbraeCalifornia1 FIRMHuntington BeachCalifornia1 FIRM · $49.2MInglewoodCalifornia1 FIRMLafayetteCalifornia1 FIRMLaguna BeachCalifornia1 FIRMLake ForestCalifornia1 FIRM · $572MLivermoreCalifornia1 FIRM · $3.7MManhattan BeachCalifornia1 FIRMMission ViejoCalifornia1 FIRMMoragaCalifornia1 FIRMMountain ViewCalifornia1 FIRMNorcoCalifornia1 FIRMNovatoCalifornia1 FIRMAlhambraCalifornia1 FIRMOrangeCalifornia1 FIRM · $322MOrindaCalifornia1 FIRMRancho Santa FeCalifornia1 FIRMRedwood CityCalifornia1 FIRM
All Broker-Dealers in California
Independent Financial Group, LLC
Broker-DealerSan Diego, CA
AUM $12.9BTEAM 624REPS 634
Planmember Securities Corporation
Broker-DealerCarpinteria, CA
AUM $10.1BTEAM 429REPS 585
Centaurus Financial, Inc.
Broker-DealerAnaheim, CA
AUM $9.7BTEAM 571REPS 575
Wedbush Securities Inc.
Broker-DealerPasadena, CA
AUM $6.7BTEAM 288REPS 493
Dunham
Broker-DealerSan Diego, CA
AUM $5.6BTEAM 43REPS 38
Madison Avenue Securities, LLC
Broker-DealerSan Diego, CA
AUM $2BTEAM 125REPS 300
RBC Securities, Inc.
Broker-DealerLos Angeles, CA
AUM $1.5BTEAM 186REPS 192
American Investors Co
Broker-DealerSan Ramon, CA
AUM $631MTEAM 32REPS 51
Caldwell Sutter Capital, Inc.
Broker-DealerSausalito, CA
AUM $606MTEAM 17REPS 20
G.W. Sherwold Associates, Inc.
Broker-DealerLake Forest, CA
AUM $572MTEAM 3REPS 5
American Fundstars
Broker-DealerIrvine, CA
AUM $333MTEAM 14REPS 22
Emerson Equity LLC
Broker-DealerSan Mateo, CA
AUM $322MTEAM 343REPS 222
B.B. Graham & Company, Inc.
Broker-DealerOrange, CA
AUM $322MTEAM 32REPS 86
Western Growers Financial Services
Broker-DealerIrvine, CA
AUM $154MTEAM 3REPS 3
J K R & Company, Inc.
Broker-DealerVan Nuys, CA
AUM $152MTEAM 7REPS 5
Wulff, Hansen & Co
Broker-DealerSan Rafael, CA
AUM $145MTEAM 9REPS 10
Syndicated Capital, Inc.
Broker-DealerBrea, CA
AUM $142MTEAM 12REPS 18
Alamo Capital
Broker-DealerWalnut Creek, CA
AUM $104MTEAM 20REPS 20
Capital Synergy Partners
Broker-DealerIrvine, CA
AUM $102MTEAM 46REPS 48
Mcclurg Capital Corporation
Broker-DealerSan Rafael, CA
AUM $92.9MTEAM 6REPS 10
Westpark Capital, Inc.
Broker-DealerLos Angeles, CA
AUM $53.1MTEAM 11REPS 51
Private Portfolio of San Diego
Broker-DealerLa Jolla, CA
AUM $50MTEAM 19REPS 18
Stock Traders
Broker-DealerHuntington Beach, CA
AUM $49.2MTEAM 3REPS 3
Plan B Investments, Inc.
Broker-DealerCarmel Valley, CA
AUM $32MTEAM 2REPS 2
FINTRX platform
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