Broker-Dealers in California
289 Broker-Dealers headquartered in California managing a combined $51.5B.
By city
San FranciscoCalifornia48 FIRMSLos AngelesCalifornia39 FIRMS · $1.6BIrvineCalifornia20 FIRMS · $551MNewport BeachCalifornia16 FIRMSSan DiegoCalifornia12 FIRMS · $20.6BEl SegundoCalifornia9 FIRMSPasadenaCalifornia9 FIRMS · $5.7BSanta MonicaCalifornia7 FIRMSWestlake VillageCalifornia6 FIRMSCarlsbadCalifornia4 FIRMSPalo AltoCalifornia4 FIRMSSan RafaelCalifornia3 FIRMS · $238MBeverly HillsCalifornia3 FIRMSLong BeachCalifornia3 FIRMSMenlo ParkCalifornia3 FIRMSSan MateoCalifornia3 FIRMS · $322MOaklandCalifornia3 FIRMSSausalitoCalifornia3 FIRMS · $606MHalf Moon BayCalifornia3 FIRMSCalabasasCalifornia3 FIRMSVeniceCalifornia3 FIRMSMilpitasCalifornia2 FIRMS · $3.6MBurbankCalifornia2 FIRMSLarkspurCalifornia2 FIRMSSanta RosaCalifornia2 FIRMSWalnut CreekCalifornia2 FIRMS · $104MLa JollaCalifornia2 FIRMS · $57.7MThousand OaksCalifornia2 FIRMSAnaheimCalifornia2 FIRMS · $9.7BLos GatosCalifornia2 FIRMSAliso ViejoCalifornia2 FIRMSBerkeleyCalifornia2 FIRMSWoodland HillsCalifornia2 FIRMSLaguna NiguelCalifornia2 FIRMSSan RamonCalifornia2 FIRMS · $631MMill ValleyCalifornia2 FIRMSOrangeCalifornia1 FIRM · $322MOrindaCalifornia1 FIRMPetalumaCalifornia1 FIRMRancho Santa FeCalifornia1 FIRMRedwood CityCalifornia1 FIRMRolling Hills EstatesCalifornia1 FIRMSacramentoCalifornia1 FIRMSan ClementeCalifornia1 FIRMSan GabrielCalifornia1 FIRMSan JoseCalifornia1 FIRMSan Luis ObispoCalifornia1 FIRMSanta AnaCalifornia1 FIRMSanta BarbaraCalifornia1 FIRMSanta ClaritaCalifornia1 FIRMSherman OaksCalifornia1 FIRMTiburonCalifornia1 FIRMTorranceCalifornia1 FIRMVan NuysCalifornia1 FIRM · $136MWoodsideCalifornia1 FIRMOceansideCalifornia1 FIRMBell CanyonCalifornia1 FIRMBelvedereCalifornia1 FIRMBreaCalifornia1 FIRM · $25.4MBurlingameCalifornia1 FIRMCarmel ValleyCalifornia1 FIRM · $32MCarpinteriaCalifornia1 FIRM · $10.1BChula VistaCalifornia1 FIRMConcordCalifornia1 FIRMCorte MaderaCalifornia1 FIRMCosta MesaCalifornia1 FIRMCulver CityCalifornia1 FIRMCupertinoCalifornia1 FIRMDaly CityCalifornia1 FIRMDanvilleCalifornia1 FIRMDel MarCalifornia1 FIRMDiamond BarCalifornia1 FIRM · $142MEast Palo AltoCalifornia1 FIRMEl CajonCalifornia1 FIRMEncinoCalifornia1 FIRMFolsomCalifornia1 FIRMFullertonCalifornia1 FIRMGreenbraeCalifornia1 FIRMHuntington BeachCalifornia1 FIRM · $49.2MInglewoodCalifornia1 FIRMLafayetteCalifornia1 FIRMLaguna BeachCalifornia1 FIRMLake ForestCalifornia1 FIRM · $572MLivermoreCalifornia1 FIRM · $3.7MManhattan BeachCalifornia1 FIRMMission ViejoCalifornia1 FIRMMoragaCalifornia1 FIRMMountain ViewCalifornia1 FIRMNorcoCalifornia1 FIRMNovatoCalifornia1 FIRMAlhambraCalifornia1 FIRM
All Broker-Dealers in California
Independent Financial Group, LLC
Broker-DealerSan Diego, CA
AUM $12.9BTEAM 624REPS 647
Planmember Securities Corporation
Broker-DealerCarpinteria, CA
AUM $10.1BTEAM 429REPS 590
Centaurus Financial, Inc.
Broker-DealerAnaheim, CA
AUM $9.7BTEAM 571REPS 575
Wedbush Securities Inc.
Broker-DealerPasadena, CA
AUM $5.7BTEAM 897REPS 491
Dunham
Broker-DealerSan Diego, CA
AUM $5.6BTEAM 43REPS 38
Madison Avenue Securities, LLC
Broker-DealerSan Diego, CA
AUM $2BTEAM 125REPS 306
RBC Securities, Inc.
Broker-DealerLos Angeles, CA
AUM $1.5BTEAM 186REPS 190
American Investors Co
Broker-DealerSan Ramon, CA
AUM $631MTEAM 32REPS 51
Caldwell Sutter Capital, Inc.
Broker-DealerSausalito, CA
AUM $606MTEAM 17REPS 20
G.W. Sherwold Associates, Inc.
Broker-DealerLake Forest, CA
AUM $572MTEAM 3REPS 5
American Fundstars
Broker-DealerIrvine, CA
AUM $333MTEAM 14REPS 22
Emerson Equity LLC
Broker-DealerSan Mateo, CA
AUM $322MTEAM 343REPS 221
B.B. Graham & Company, Inc.
Broker-DealerOrange, CA
AUM $322MTEAM 32REPS 84
Wulff, Hansen & Co
Broker-DealerSan Rafael, CA
AUM $145MTEAM 9REPS 10
Syndicated Capital, Inc.
Broker-DealerDiamond Bar, CA
AUM $142MTEAM 12REPS 19
J K R & Company, Inc.
Broker-DealerVan Nuys, CA
AUM $136MTEAM 5REPS 5
Western Growers Financial Services
Broker-DealerIrvine, CA
AUM $116MTEAM 4REPS 3
Alamo Capital
Broker-DealerWalnut Creek, CA
AUM $104MTEAM 20REPS 20
Capital Synergy Partners
Broker-DealerIrvine, CA
AUM $102MTEAM 46REPS 48
Mcclurg Capital Corporation
Broker-DealerSan Rafael, CA
AUM $92.9MTEAM 6REPS 10
Westpark Capital, Inc.
Broker-DealerLos Angeles, CA
AUM $53.1MTEAM 11REPS 52
Private Portfolio of San Diego
Broker-DealerLa Jolla, CA
AUM $50MTEAM 19REPS 18
Stock Traders
Broker-DealerHuntington Beach, CA
AUM $49.2MTEAM 3REPS 3
Plan B Investments, Inc.
Broker-DealerCarmel Valley, CA
AUM $32MTEAM 2REPS 2
FINTRX platform
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