Emerson Equity LLC

Broker-DealerFINRA MemberEst. 2021

Total AUM

$322M

Discretionary

$215M

67% of AUM

Accounts

682

Employees

343

Advisory reps

221

Brokerage reps

228

Firm details

Headquarters: San Mateo, California
CRD number: 130032
Registered since: April 16, 2021
Website: www.emersonequity.com
Custodians: CHARLES SCHWAB & CO., INC., PERSHING LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: Individuals57.53%
HNWI40.22%
Corporations / Businesses1.29%
Pension & Profit Sharing Plans0.97%
Services: Financial PlanningPortfolio Management for IndividualsSelection of Other AdvisersEducational Seminars / Workshops

Firm profile

FINTRX

Overview

Emerson Equity LLC is a privately owned limited liability company that operates as an investment bank and independent broker‑dealer. SEC registration dates to 2021 and the firm identifies itself as a capital allocator serving individual and family clients. Its business mix blends broker‑dealer and insurance brokering activities with advisory services such as financial planning, portfolio management for individuals and small businesses, selection of outside advisers, and educational seminars and workshops. Fee arrangements include asset‑based fees alongside hourly and fixed charges. The firm does not position itself as an ESG investor. As a broker‑dealer and insurance intermediary, Emerson Equity integrates product distribution (including annuities) with advisory capabilities and third‑party manager selection.