Caldwell Sutter Capital, Inc.

Overview

Caldwell Sutter Capital, Inc. operates as a corporate investment firm that combines broker-dealer and investment bank functions with advisory services. The firm is registered with the SEC (registered in 2006) and is organized as a domestic entity with individual ownership. Its client base includes both individual and family clients as well as institutional clients. Business lines listed in filings include broker-dealer activity, insurance brokerage, and registered municipal advisor services. On the advisory side the firm provides financial planning and portfolio management for individuals and small businesses and typically charges fees as a percentage of assets under management. Regulatory and firm-level notes from filings indicate Caldwell Sutter is not designated as a multi-state adviser, is not an active ESG investor, and does not function as a capital allocator or pension consultant according to publicly reported classifications.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices