G.W. Sherwold Associates, Inc.

Broker-DealerFINRA MemberEst. 2020

Total AUM

$572M

Discretionary

$147M

26% of AUM

Accounts

786

Employees

Advisory reps

Brokerage reps

Firm details

Headquarters: Lake Forest, California
CRD number: 42186
Registered since: June 19, 2020
Website: www.gwsherwold.com
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: Pension & Profit Sharing Plans74.4%
Individuals25.6%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsPension Consulting

Firm profile

FINTRX

Overview

G.W. Sherwold Associates, Inc. is a corporation operating as an independent broker-dealer and insurance broker that provides advisory and brokerage services to both individual/family and institutional clients. The firm is SEC-registered (since 2020) and is owned by an individual. Its advisory offering includes financial planning, portfolio management for individuals, small businesses and institutions, and pension consulting. Compensation arrangements are mixed: percentage-of-AUM fees, hourly charges, and fixed fees coexist alongside broker-dealer and insurance commission activity. The firm identifies as not being an active ESG investor and is not characterized as a multi-state adviser.