B.B. Graham & Company, Inc.

Broker-DealerFINRA Member
Total AUM
$322M
Discretionary
$177M
55% of AUM
Accounts
427
Employees
32
Advisory reps
86
Brokerage reps
32

Firm details

Headquarters
Orange, California
CRD number
41533
Registered since
December 3, 2015
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI75.36%
  • Individuals24.64%
Services
Financial PlanningPortfolio Management for IndividualsPension ConsultingSelection of Other Advisers

Firm profile

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Overview

B.B. Graham & Company, Inc. is a corporation that operates as an independent broker-dealer and insurance broker that focuses on individual and family clients. The firm is SEC registered (initial registration recorded in 2015) and identifies itself as a capital allocator, using third‑party managers and external funds as part of its offering. Its advisory services include financial planning, portfolio management for individuals and small businesses, pension consulting services, and the selection of other advisers. Fee arrangements include percentage of AUM, hourly charges, and fixed fees. The firm is not an active ESG investor.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 71%, Public Funds/Mutual Funds 18%, Cash & Cash Equivalents 9%, Investment Grade Corp Bonds 2%71%
  • Exchange Traded Equities71%
  • Public Funds/Mutual Funds18%
  • Cash & Cash Equivalents9%
  • Investment Grade Corp Bonds2%

Owners & executives

3 of 4
  • Amber Bell

    Amber Bell

    Chief Compliance OfficerCRD 5430390

  • Marie Godinez

    Marie Godinez

    COOCRD 3020086

  • Alan Schryer

    Alan Schryer

    CEO & Chief Investment OfficerCRD 1847282

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Contacts

3 of 82
  • Gay Thompson

    Gay Thompson

    Registered RepresentativeCRD 5694536

  • Nathan Trenholm

    Nathan Trenholm

    Financial AdvisorCRD 5809544

  • Robert North

    Registered RepresentativeCRD 5354527

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Orange, CA

Orange

Location

Orange, CA

Headquartered in Orange, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Orange
Address
1700 W Katella Ave
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth