WESTERN GROWERS FINANCIAL SERVICES

Broker-DealerFINRA MemberEst. 2002

Total AUM

$116M

Discretionary

$21.2M

18% of AUM

Accounts

281

Employees

Advisory reps

Brokerage reps

Firm details

Headquarters: IRVINE, California
CRD number: 115115
Registered since: February 11, 2002
Website: www.wga.com
Fee structure: Percentage of AUM, Fixed Fees, Commissions
Client types: HNWI67.11%
Individuals32.89%
Services: Financial PlanningPortfolio Management for IndividualsPortfolio Management for Institutional ClientsSelection of Other Advisers

Firm profile

FINTRX

Overview

Western Growers Financial Services is an independent broker-dealer and insurance broker that serves individual and family clients with a mix of advisory and brokerage services. The firm provides financial planning, portfolio management for individuals and small businesses, portfolio management for businesses or institutions, and the selection of third‑party advisers. Registered with the SEC since 2002, it operates as a privately held corporation and functions as a capital allocator for client assets. Investment emphasis is on publicly traded equities and exchange‑traded products, supplemented by traditional mutual funds and annuities. The firm is not an active ESG investor. Its fee model combines percentage‑of‑AUM billing, fixed fees and commission-based arrangements, reflecting a hybrid advisory/brokerage practice that accommodates both discretionary and client‑directed relationships.