SUTTER SECURITIES INCORPORATED

Broker-DealerFINRA MemberEst. 1992
Total AUM
Advisory reps
34
Avg account
$0

Firm details

Headquarters
IRVINE, California
CRD number
30770
Registered since
September 15, 1992

Firm profile

FINTRX

Overview

Sutter Securities Incorporated is an SEC-registered corporate entity whose registration dates back to 1992. The firm is classified as an investment bank and its ownership is listed as a domestic entity with individual ownership interest. Public-facing entries indicate the firm does not act as a capital allocator and is not designated as an active ESG investor. Available regulatory snapshot fields for client base, fee structure, business activities and advisory activities are not populated, and the firm is not identified as a multi-state adviser, a pension consultant, a related adviser, or a newly formed adviser. Those attributes, combined with the investment-bank classification, suggest the firm's primary registered role centers on broker-dealer / investment banking activities rather than operating as an RIA-focused asset manager.

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • LINCOLN SMITH

    CEOCRD 2501422

  • DANIEL MCCLORY

    CEOCRD 1390780

Contacts

3 of 32
  • CHARLES HUFFINGTON

    Registered RepresentativeCRD 844086

  • SEAN MOLLARD

    Head of SyndicateCRD 4691416

  • NICKOLAS ALLEVA

    Investment AdvisorCRD 5402661

Unlock 29 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

IRVINE, CA

ORANGE

Location

IRVINE, CA

Headquartered in IRVINE, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
ORANGE
Address
6 Venture
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth