SUTTER SECURITIES INCORPORATED
Firm details
- Headquarters
- IRVINE, California
- CRD number
- 30770
- Registered since
- September 15, 1992
- Website
- suttersecurities.com
Firm profile
FINTRXOverview
Sutter Securities Incorporated is an SEC-registered corporate entity whose registration dates back to 1992. The firm is classified as an investment bank and its ownership is listed as a domestic entity with individual ownership interest. Public-facing entries indicate the firm does not act as a capital allocator and is not designated as an active ESG investor. Available regulatory snapshot fields for client base, fee structure, business activities and advisory activities are not populated, and the firm is not identified as a multi-state adviser, a pension consultant, a related adviser, or a newly formed adviser. Those attributes, combined with the investment-bank classification, suggest the firm's primary registered role centers on broker-dealer / investment banking activities rather than operating as an RIA-focused asset manager.
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2LINCOLN SMITH
CEOCRD 2501422
DANIEL MCCLORY
CEOCRD 1390780
Contacts
3 of 32CHARLES HUFFINGTON
Registered RepresentativeCRD 844086
SEAN MOLLARD
Head of SyndicateCRD 4691416
NICKOLAS ALLEVA
Investment AdvisorCRD 5402661
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
IRVINE, CA
ORANGE
Location
IRVINE, CA
Headquartered in IRVINE, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- ORANGE
- Address
- 6 Venture
- Time zone
- PT (UTC-8)
- Office locations
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