Sutter Securities Incorporated

Broker-DealerFINRA MemberEst. 1992
Total AUM
—
Advisory reps
34
Avg account
$0

Firm details

Headquarters
Irvine, California
CRD number
30770
Registered since
September 15, 1992

Firm profile

FINTRX

Overview

Sutter Securities Incorporated is organized as a corporation and has been registered with the SEC since 1992. FINTRX classifies the firm as an investment bank rather than a traditional discretionary asset manager or multi-state registered investment adviser. The source indicates domestic ownership (entity and individual) and shows the firm is not positioned as a capital allocator, is not an active ESG investor, and does not serve as a pension consultant. FINTRX does not provide details on advisory or specific business activities, suggesting the firm's public profile centers on broker-dealer / investment banking activity rather than on disclosed advisory AUM or client strategies.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Daniel Mcclory

    Daniel Mcclory

    CEOCRD 1390780

  • Robert Bull

    CFOCRD 1521134

  • Lincoln Smith

    Lincoln Smith

    CEOCRD 2501422

Contacts

3 of 31
  • Robert Maley

    Robert Maley

    PresidentCRD 2442794

  • Nehru Chomatil

    Nehru Chomatil

    Head TraderCRD 2342004

  • Gilbert Matthews

    Gilbert Matthews

    Senior Managing DirectorCRD 323120

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Irvine, CA

Orange

Location

Irvine, CA

Headquartered in Irvine, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Orange
Address
6 Venture
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth