MISCHLER FINANCIAL GROUP, INC.

Broker-DealerFINRA MemberEst. 1995
Total AUM
Advisory reps
68
Avg account
$0

Firm details

Headquarters
IRVINE, California
CRD number
37818
Registered since
March 9, 1995

Firm profile

FINTRX

Overview

Mischler Financial Group, Inc. is recorded in FINTRX as a corporation classified as an investment bank and has been SEC-registered since 1995. Ownership is listed as a combination of a domestic entity and an individual. The profile identifies the firm as not serving as a capital allocator and not operating as an active ESG investor. It is also not designated as a multi-state adviser, a pension consultant, or a related adviser in the FINTRX entry. The FINTRX snapshot does not populate standard descriptive fields such as client segments, fee arrangements, or concrete advisory and business activities, so public-facing detail about the firm’s day-to-day services and product focus is limited in this data set.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • DEAN CHAMBERLAIN

    Chief Executive OfficerCRD 2262338

  • Carl Spangler

    Chief Financial OfficerCRD 5928605

Contacts

3 of 66
  • THOMAS DI GALOMA

    Managing DirectorCRD 1498441

  • ANTHONY FARREN

    Managing DirectorCRD 1697174

  • DOYLE HOLMES

    PresidentCRD 1556260

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

IRVINE, CA

ORANGE

Location

IRVINE, CA

Headquartered in IRVINE, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
ORANGE
Address
19800 MacArthur Blvd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth