Mischler Financial Group, Inc.

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
81
Avg account
$0

Firm details

Headquarters
Irvine, California
CRD number
37818
Registered since
March 9, 1995

Firm profile

FINTRX

Overview

Mischler Financial Group, Inc. is organized as a corporation and is classified in the snapshot data as an investment bank. The firm’s ownership is recorded as a combination of a domestic entity and individual owners. The profile does not present information about advisory mandates, fee schedules, or client segments; what is available is focused on organizational classification and operating attributes. The snapshot indicates the firm does not act as a capital allocator and does not identify as an active ESG investor. It is not listed as a multi-state adviser, a newly formed adviser, a pension consultant, or a related adviser. Those attributes suggest Mischler Financial Group’s primary identity is transactional or capital-markets oriented rather than functioning as a multi-state wealth advisory or outsourced allocator.

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

2 of 2
  • Carl Spangler

    Carl Spangler

    Chief Financial OfficerCRD 5928605

  • Dean Chamberlain

    Dean Chamberlain

    Chief Executive OfficerCRD 2262338

Contacts

3 of 79
  • Bernard Ward

    Bernard Ward

    Institutional SalesCRD 1533118

  • Doyle Holmes

    Doyle Holmes

    PresidentCRD 1556260

  • Richard Tilghman

    Richard Tilghman

    Managing DirectorCRD 446938

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Irvine, CA

Orange

Location

Irvine, CA

Headquartered in Irvine, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Orange
Address
19800 Mac Arthur Blvd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth