Mischler Financial Group, Inc.

Broker-DealerFINRA MemberEst. 1995
Total AUM
Advisory reps
68
Avg account
$0

Firm details

Headquarters
Irvine, California
CRD number
37818
Registered since
March 9, 1995

Firm profile

FINTRX

Overview

Mischler Financial Group, Inc. is organized as a corporation and is classified in the source data as an investment bank. The firm has been SEC-registered since 1995 and is owned as a domestic entity/individual structure. The snapshot indicates the firm does not operate as a capital allocator and is not identified as a multi-state registered investment adviser or a newly formed adviser. Available fields for business and advisory activities were blank in the profile, and the record flags the firm as not being an active ESG investor and not a pension consultant. Taken together, the registrational and classification details point to a business model centered on capital markets or intermediary services rather than on providing discretionary wealth management or substantial advisory AUM.

Assets & Accounts

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Dean Chamberlain

    Dean Chamberlain

    Chief Executive OfficerCRD 2262338

  • Carl Spangler

    Carl Spangler

    Chief Financial OfficerCRD 5928605

Contacts

3 of 66
  • Thomas Di Galoma

    Thomas Di Galoma

    Managing DirectorCRD 1498441

  • Anthony Farren

    Managing DirectorCRD 1697174

  • Doyle Holmes

    Doyle Holmes

    PresidentCRD 1556260

Unlock 63 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Irvine, CA

Orange

Location

Irvine, CA

Headquartered in Irvine, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Orange
Address
19800 Mac Arthur Blvd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth