Mischler Financial Group, Inc.

Broker-DealerFINRA MemberEst. 1995
Total AUM
—
Advisory reps
69
Avg account
$0

Firm details

Headquarters
Irvine, California
CRD number
37818
Registered since
March 9, 1995

Firm profile

FINTRX

Overview

Mischler Financial Group, Inc. is organized as a corporation and is classified in the source data as an investment bank. The firm has been SEC-registered since 1995 and its ownership is listed as a combination of a domestic entity and an individual. The provided profile does not present details on client segments, fee schedules, or specific business and advisory lines. The firm is not identified in the source as a capital allocator, an active ESG investor, a multi-state adviser, a pension consultant, a related adviser, or a newly formed adviser. Those negative flags, combined with the absence of disclosed business activities in the record, limit what can be said about its operating focus beyond the investment bank classification.

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Carl Spangler

    Carl Spangler

    Chief Financial OfficerCRD 5928605

  • Dean Chamberlain

    Dean Chamberlain

    Chief Executive OfficerCRD 2262338

Contacts

3 of 67
  • Bernard Ward

    Bernard Ward

    Institutional SalesCRD 1533118

  • Doyle Holmes

    Doyle Holmes

    PresidentCRD 1556260

  • Richard Tilghman

    Richard Tilghman

    Managing DirectorCRD 446938

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Irvine, CA

Orange

Location

Irvine, CA

Headquartered in Irvine, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Orange
Address
19800 Mac Arthur Blvd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth