Franklin Distributors, LLC

Broker-DealerFINRA MemberEst. 2001
Total AUM
Advisory reps
792
Avg account
$0

Firm details

Headquarters
San Mateo, California
CRD number
109064
Registered since
July 16, 2001

Firm profile

FINTRX

Overview

Franklin Distributors, LLC is organized as a limited liability company and appears in FINTRX as an SEC-registered entity since 2001. The record classifies ownership as a domestic entity and/or individual rather than an institutional parent. The profile contains minimal disclosure about the firm’s business lines or advisory activities; available fields show it is not designated as a capital allocator and is not flagged as an active ESG investor. FINTRX also indicates the firm is not listed as a multi-state adviser, not a pension consultant, and not recorded as a related adviser.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 10
  • Julia Davis

    Julia Davis

    Vice President, Research CoordinatorCRD 4315752

  • Angela Caggiano

    Angela Caggiano

    DCIOCRD 6971004

  • Fred Jensen

    Chief Compliance OfficerCRD 3203649

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Contacts

3 of 782
  • Pia Mclaine

    Pia Mclaine

    Director - Global ComplianceCRD 2850503

  • Luke Vernaci

    Luke Vernaci

    AnalystCRD 7520713

  • Darin Porter

    Darin Porter

    Senior Accounting ManagerCRD 5450609

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

San Mateo, CA

San Mateo

Location

San Mateo, CA

Headquartered in San Mateo, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
San Mateo
Address
1 Franklin Pkwy
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth