Franklin Distributors, LLC

Broker-DealerFINRA MemberEst. 2001
Total AUM
—
Advisory reps
775
Avg account
$0

Firm details

Headquarters
San Mateo, California
CRD number
109064
Registered since
July 16, 2001

Firm profile

FINTRX

Overview

Franklin Distributors, LLC is organized as a limited liability company and is registered with the SEC since 2001. FINTRX classifies the firm as a fund distributor rather than an investment manager or allocator. Ownership is listed as a combination of a domestic entity and individual ownership. The firm is not identified as a capital allocator and is not flagged as an active ESG investor. FINTRX also indicates Franklin Distributors, LLC does not operate as a multi-state adviser, is not a pension consultant, and is not reported as a related adviser to another registered adviser. Other operational details such as fee structure, client types, and advisory activities were not provided in the available dataset.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 9
  • Julia Davis

    Julia Davis

    Vice President, Research CoordinatorCRD 4315752

  • Angela Caggiano

    Angela Caggiano

    DCIOCRD 6971004

  • Lindsey Oshita

    Lindsey Oshita

    Chief Accounting OfficerCRD 7183188

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Contacts

3 of 766
  • Dionysios Bazigos

    Dionysios Bazigos

    Vice PresidentCRD 5645725

  • Daniel Miles

    Daniel Miles

    Senior Retirement Plan ConsultantCRD 5697567

  • Michael Kollar

    Michael Kollar

    Vice President, Market LeaderCRD 5778929

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

San Mateo, CA

San Mateo

Location

San Mateo, CA

Headquartered in San Mateo, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
San Mateo
Address
1 Franklin Pkwy
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth