Jonestrading

Broker-DealerFINRA MemberEst. 1981
Total AUM
Advisory reps
153
Avg account
$0

Firm details

Headquarters
Thousand Oaks, California
CRD number
6888
Registered since
May 21, 1981

Firm profile

FINTRX

Overview

Jonestrading is organized as a limited liability company and is classified as an investment bank. The firm has been registered with the SEC since 1981. FINTRX records indicate Jonestrading operates more as a capital markets / broker-dealer style business than as a discretionary asset manager: it is not listed as a capital allocator, is not an active ESG investor, and is not registered as a multi-state adviser or pension consultant. The source file provides little detail on client segments, fee models, or advisory services. Taken together with the investment-bank classification, the available data points suggest the firm focuses on trading, execution, and related investment-banking activities rather than running retail or institutional managed portfolios.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 5
  • Alan Hill

    Alan Hill

    Chief Executive OfficerCRD 5182098

  • Jeremy Bell

    Jeremy Bell

    Chief Compliance OfficerCRD 4498676

  • Michael Orourke

    Michael Orourke

    Chief Market StrategistCRD 2685410

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Contacts

3 of 148
  • Hunter Kosmala

    Hunter Kosmala

    Agency TraderCRD 8086319

  • Charles Seaman

    TraderCRD 3260267

  • Michael Hornbuckle

    Michael Hornbuckle

    Institutional Sales TraderCRD 5788548

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Thousand Oaks, CA

Ventura

Location

Thousand Oaks, CA

Headquartered in Thousand Oaks, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Ventura
Address
555 Saint Charles Dr
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth