Signature Estate Securities, LLC

Broker-DealerFINRA MemberEst. 1987
Total AUM
Advisory reps
164
Avg account
$0

Firm details

Headquarters
Los Angeles, California
CRD number
18923
Registered since
March 6, 1987

Firm profile

FINTRX

Overview

Signature Estate Securities, LLC is a limited liability company that has been SEC-registered since 1987. FINTRX classifies the firm as unclassified and lists its ownership as a combination of a domestic entity and an individual. The firm is not recorded as a capital allocator, is not identified as an active ESG investor, and is not listed as a multistate adviser or pension consultant. Signature Estate Securities appeared on Barron’s Top 100 RIA firms list in 2024. The firm did not provide additional publicly visible detail on business activities, advisory offerings, fee schedules, or external affiliations in the FINTRX snapshot.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 5
  • Eric Rosen

    Eric Rosen

    Chief Operating OfficerCRD 6181478

  • Matthew Floit

    Matthew Floit

    Chief Growth OfficerCRD 2512718

  • Gary Liska

    Gary Liska

    FOUNDING PARTNER, CFOCRD 2512188

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Contacts

3 of 159
  • Tate Dolan

    Tate Dolan

    TraderCRD 7574113

  • Noah Reynolds

    Noah Reynolds

    Registered AssociateCRD 7580680

  • Erik Gutierrez

    Erik Gutierrez

    Associate AdvisorCRD 7209405

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Los Angeles, CA

Los Angeles

Location

Los Angeles, CA

Headquartered in Los Angeles, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Los Angeles
Address
2121 Avenue Of The Stars
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth