Signature Estate Securities, LLC

Broker-DealerFINRA MemberEst. 1987
Total AUM
Advisory reps
163
Avg account
$0

Firm details

Headquarters
Los Angeles, California
CRD number
18923
Registered since
March 6, 1987

Firm profile

FINTRX

Overview

Signature Estate Securities, LLC is an SEC-registered limited liability company that has been registered since 1987. The firm’s ownership structure is reported as a combination of a domestic entity and individual owner(s). Public filings classify the adviser as unclassified and indicate it does not operate as a capital allocator. The firm is not identified as a multi-state adviser, is not flagged as an active ESG investor, and does not list services as a pension consultant or related adviser. Signature Estate Securities received recognition from Barron's as one of the Top 100 RIA Firms in 2024.

Location & Offices

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Owners & executives

3 of 5
  • Eric Rosen

    Eric Rosen

    Chief Operating OfficerCRD 6181478

  • Matthew Floit

    Matthew Floit

    Chief Growth OfficerCRD 2512718

  • Gary Liska

    Gary Liska

    FOUNDING PARTNER, CFOCRD 2512188

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Contacts

3 of 158
  • Tate Dolan

    Tate Dolan

    TraderCRD 7574113

  • Noah Reynolds

    Noah Reynolds

    Registered AssociateCRD 7580680

  • Erik Gutierrez

    Erik Gutierrez

    Associate AdvisorCRD 7209405

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Wealth teams

FINTRX

Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Los Angeles, CA

Los Angeles

Location

Los Angeles, CA

Headquartered in Los Angeles, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Los Angeles
Address
2121 Avenue Of The Stars
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth