Imperial Capital, LLC
Firm details
- Headquarters
- Los Angeles, California
- CRD number
- 43744
- Registered since
- November 4, 1997
- Website
- www.imperialcapital.com
Firm profile
FINTRXOverview
Imperial Capital, LLC is organized as a limited liability company and is classified in FINTRX as an investment bank. The firm has been SEC-registered since 1997. Ownership is listed as a mix of a domestic entity and an individual. Available data about the firm’s client types, fee arrangements, and specific advisory or business activities is minimal. FINTRX flags the firm as not operating as a capital allocator and not being an active ESG investor. It is not identified as a multi-state adviser, not newly formed, and is not labeled a pension consultant or a related adviser.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2Mark Martis
COO & CFOCRD 1598950

Randall Wooster
Chief Executive OfficerCRD 1822107
Contacts
3 of 16Christopher Shepard
Co-HeadCRD 2573978
Sabrina Saleh
Operations AssociateCRD 8219462

Jesse Lefebvre
Investment BankingCRD 8211628
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Los Angeles, CA
Los Angeles
Location
Los Angeles, CA
Headquartered in Los Angeles, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- Los Angeles
- Address
- 10100 Santa Monica Blvd
- Time zone
- PT (UTC-8)
- Office locations
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