Imperial Capital, LLC
Firm details
- Headquarters
- Los Angeles, California
- CRD number
- 43744
- Registered since
- November 4, 1997
- Website
- www.imperialcapital.com
Firm profile
FINTRXOverview
Imperial Capital, LLC is organized as a limited liability company and has been SEC-registered since 1997. The firm is classified in the dataset as an investment bank rather than a traditional registered investment adviser or family office. Ownership is recorded as a combination of a domestic entity and individual ownership. The profile indicates the firm does not operate as a capital allocator and is not flagged as an active ESG investor. It is also not identified as a multistate adviser, a newly formed adviser, a pension consultant, or a related adviser. Details about fee arrangements, client mix, or specific business and advisory activities were not provided in the source record.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2Mark Martis
COO & CFOCRD 1598950

Randall Wooster
Chief Executive OfficerCRD 1822107
Contacts
3 of 13Todd Wiench
Managing Director, General CounselCRD 5361575
Kenneth Morris
Managing DirectorCRD 1088277
Richard Genovese
FinanceCRD 1434049
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Los Angeles, CA
Los Angeles
Location
Los Angeles, CA
Headquartered in Los Angeles, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- Los Angeles
- Address
- 10100 Santa Monica Blvd
- Time zone
- PT (UTC-8)
- Office locations
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