Imperial Capital, LLC
Firm details
- Headquarters
- Los Angeles, California
- CRD number
- 43744
- Registered since
- November 4, 1997
- Website
- www.imperialcapital.com
Firm profile
FINTRXOverview
Imperial Capital, LLC is organized as a limited liability company and has been SEC-registered since 1997. FINTRX classifies the firm as an investment bank rather than a traditional registered investment adviser or multi-state asset manager. Ownership is recorded as a mix of a domestic entity and an individual. The firm is not identified as a capital allocator, is not flagged as an active ESG investor, and FINTRX does not list it as a pension consultant or related adviser.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
2 of 2Mark Martis
COO & CFOCRD 1598950
Randall Wooster
Chief Executive OfficerCRD 1822107
Contacts
3 of 46
Norman Ludtke
Managing DirectorCRD 2419946
Jason Wangler
Managing DirectorCRD 5334275
Val Benson
Vice PresidentCRD 4324733
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Los Angeles, CA
Los Angeles
Location
Los Angeles, CA
Headquartered in Los Angeles, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- Los Angeles
- Address
- 10100 Santa Monica Blvd
- Time zone
- PT (UTC-8)
- Office locations
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