IMPERIAL CAPITAL, LLC

Broker-DealerFINRA MemberEst. 1997
Total AUM
Advisory reps
49
Avg account
$0

Firm details

Headquarters
Los Angeles, California
CRD number
43744
Registered since
November 4, 1997

Firm profile

FINTRX

Overview

Imperial Capital, LLC is organized as a limited liability company and has been SEC-registered since 1997. FINTRX classifies the firm as an investment bank rather than a capital allocator or registered investment adviser focused on managing client portfolios. The firm is owned by a combination of a domestic entity and an individual. The profile indicates it is not a multi-state adviser, not a newly formed adviser, not a pension consultant, and not listed as a related adviser. FINTRX does not provide details on the firm's specific business lines, advisory activities, or client segments.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • MARK MARTIS

    COO & CFOCRD 1598950

  • RANDALL WOOSTER

    Chief Executive OfficerCRD 1822107

Contacts

3 of 47
  • NORMAN LUDTKE

    Managing DirectorCRD 2419946

  • JASON WANGLER

    Managing DirectorCRD 5334275

  • VAL BENSON

    Vice PresidentCRD 4324733

Unlock 44 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Los Angeles, CA

LOS ANGELES

Location

Los Angeles, CA

Headquartered in Los Angeles, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
LOS ANGELES
Address
10100 Santa Monica Blvd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth