Imperial Capital, LLC

Broker-DealerFINRA MemberEst. 1997
Total AUM
Advisory reps
18
Avg account
$0

Firm details

Headquarters
Los Angeles, California
CRD number
43744
Registered since
November 4, 1997

Firm profile

FINTRX

Overview

Imperial Capital, LLC is organized as a limited liability company and is classified in FINTRX as an investment bank. The firm has been SEC-registered since 1997. Ownership is listed as a mix of a domestic entity and an individual. Available data about the firm’s client types, fee arrangements, and specific advisory or business activities is minimal. FINTRX flags the firm as not operating as a capital allocator and not being an active ESG investor. It is not identified as a multi-state adviser, not newly formed, and is not labeled a pension consultant or a related adviser.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

2 of 2
  • Mark Martis

    COO & CFOCRD 1598950

  • Randall Wooster

    Randall Wooster

    Chief Executive OfficerCRD 1822107

Contacts

3 of 16
  • Christopher Shepard

    Co-HeadCRD 2573978

  • Sabrina Saleh

    Operations AssociateCRD 8219462

  • Jesse Lefebvre

    Jesse Lefebvre

    Investment BankingCRD 8211628

Unlock 13 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Los Angeles, CA

Los Angeles

Location

Los Angeles, CA

Headquartered in Los Angeles, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Los Angeles
Address
10100 Santa Monica Blvd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth