Imperial Capital, LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
15
Avg account
$0

Firm details

Headquarters
Los Angeles, California
CRD number
43744
Registered since
November 4, 1997

Firm profile

FINTRX

Overview

Imperial Capital, LLC is organized as a limited liability company and is categorized in public records as an investment bank. Ownership is listed as a mix of a domestic entity and an individual, rather than a institutional or purely family-office structure. The firm is not identified as a capital allocator; available data also flags that it does not identify as an active ESG investor. Publicly available entries for Imperial Capital, LLC include limited operational detail. The firm has not disclosed its client base, fee schedule, core business activities, or the advisory services it may provide. The snapshot data also indicates it is not a multi-state adviser, not a newly formed adviser, and is not listed as a pension consultant or related adviser. Records note a single office location without an address provided in the source material.

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

3 of 3
  • Mark Martis

    COO & CFOCRD 1598950

  • Randall Wooster

    Randall Wooster

    Chief Executive OfficerCRD 1822107

  • Jonathan Lee

    Jonathan Lee

    Managing Director, Chief Operating OfficerCRD 4992884

Contacts

3 of 12
  • Todd Wiench

    Managing Director, General CounselCRD 5361575

  • Kenneth Morris

    Managing DirectorCRD 1088277

  • Richard Genovese

    FinanceCRD 1434049

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Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

Los Angeles, CA

Los Angeles

Location

Los Angeles, CA

Headquartered in Los Angeles, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Los Angeles
Address
10100 Santa Monica Blvd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth