FINANCIAL TELESIS INC

Broker-DealerFINRA MemberEst. 1992
Total AUM
Advisory reps
12
Avg account
$0

Firm details

Headquarters
SAN RAFAEL, California
CRD number
31012
Registered since
December 11, 1992

Firm profile

FINTRX

Overview

Financial Telesis Inc. is organized as a corporation and is classified in the dataset as an investment bank. The firm has been SEC-registered since 1992 and is reported as individually owned. The profile in FINTRX contains limited operational detail: the firm is not identified as a capital allocator, is not an active ESG investor, is not a multistate adviser, and is not a pension consultant or related adviser. No specific advisory activities, fee schedules, client segments, or manager allocation preferences were disclosed in the provided data.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • PATRICIA WEGNER

    COOCRD 4559908

Contacts

3 of 11
  • ADAM GUO

    Investment Banking AnalystCRD 7651708

  • YALE YEE

    Founding PartnerCRD 4244326

  • Christian Carter

    Registered RepresentativeCRD 7754768

Unlock 8 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

SAN RAFAEL, CA

MARIN

Location

SAN RAFAEL, CA

Headquartered in SAN RAFAEL, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
MARIN
Address
4340 Redwood Hwy
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth