Financial Telesis Inc

Broker-DealerFINRA MemberEst. 1992
Total AUM
Advisory reps
11
Avg account
$0

Firm details

Headquarters
San Rafael, California
CRD number
31012
Registered since
December 11, 1992

Firm profile

FINTRX

Overview

Financial Telesis Inc. is recorded in FINTRX as a corporate entity classified as an investment bank with SEC registration dating to 1992. The firm is owned by an individual and the profile flags several negative/absent attributes: it is not listed as a capital allocator, it is not identified as an active ESG investor, and it is not marked as a multi-state or newly formed adviser. The dataset contains minimal detail about the firm's core business lines, client segments, fee arrangements, or specific advisory activities. FINTRX also indicates the firm does not act as a pension consultant and is not shown as a related adviser to another entity. Taken together, the public record paints a picture of a small, privately controlled investment-banking entity with limited disclosure in the FINTRX dataset about its product mix or target clients.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Patricia Wegner

    Patricia Wegner

    COOCRD 4559908

Contacts

3 of 10
  • Yale Yee

    Yale Yee

    Founding PartnerCRD 4244326

  • Christian Carter

    Christian Carter

    Registered RepresentativeCRD 7754768

  • David Shohet

    David Shohet

    Managing DirectorCRD 2116740

Unlock 7 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

San Rafael, CA

Marin

Location

San Rafael, CA

Headquartered in San Rafael, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
Marin
Address
4340 Redwood Hwy
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth