Financial Telesis Inc
Firm details
- Headquarters
- San Rafael, California
- CRD number
- 31012
- Registered since
- December 11, 1992
- Website
- www.financialtelesisinc.com
Firm profile
FINTRXOverview
Financial Telesis Inc. is recorded in FINTRX as a corporate entity classified as an investment bank with SEC registration dating to 1992. The firm is owned by an individual and the profile flags several negative/absent attributes: it is not listed as a capital allocator, it is not identified as an active ESG investor, and it is not marked as a multi-state or newly formed adviser. The dataset contains minimal detail about the firm's core business lines, client segments, fee arrangements, or specific advisory activities. FINTRX also indicates the firm does not act as a pension consultant and is not shown as a related adviser to another entity. Taken together, the public record paints a picture of a small, privately controlled investment-banking entity with limited disclosure in the FINTRX dataset about its product mix or target clients.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
1 of 1
Patricia Wegner
COOCRD 4559908
Contacts
3 of 10
Yale Yee
Founding PartnerCRD 4244326

Christian Carter
Registered RepresentativeCRD 7754768

David Shohet
Managing DirectorCRD 2116740
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
San Rafael, CA
Marin
Location
San Rafael, CA
Headquartered in San Rafael, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.
- Metro area
- San Jose-San Francisco-Oakland, CA
- Region
- West
- County
- Marin
- Address
- 4340 Redwood Hwy
- Time zone
- PT (UTC-8)
- Office locations
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