WULFF, HANSEN & CO.

Broker-DealerFINRA MemberEst. 2022
Total AUM
$145M
Discretionary
$145M
100% of AUM
Accounts
143
Employees
9
Advisory reps
10
Brokerage reps
8

Firm details

Headquarters
SAN RAFAEL, California
CRD number
908
Registered since
July 15, 2022
Custodians
CHARLES SCHWAB & CO., INC.
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • HNWI72.86%
  • Individuals17.88%
  • Charitable Organizations8.38%
  • Pension & Profit Sharing Plans0.88%
Services
Portfolio Management for IndividualsPortfolio Management for Institutional Clients

Firm profile

FINTRX

Overview

Wulff, Hansen & Co. is a corporate-structured wealth-management and advisory firm that registered with the SEC in 2022. It serves both individual/family clients and institutional accounts, offering portfolio management for individuals, small businesses and larger business or institutional clients. The firm operates as a broker‑dealer and a registered municipal advisor; it is not a capital allocator and does not report connections to related advisers. Fee arrangements include percentage-of-AUM billing alongside hourly and fixed-fee options. The firm does not identify as an active ESG investor and is not registered as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 72%, Public Funds/Mutual Funds 16%, Cash & Cash Equivalents 12%72%
  • Exchange Traded Equities72%
  • Public Funds/Mutual Funds16%
  • Cash & Cash Equivalents12%

Contacts

3 of 10
  • MARK PRESSMAN

    PrincipalCRD 367444

  • BENJAMIN LEVINE

    Senior AdvisorCRD 501479

  • Robert Pankratz

    Vice PresidentCRD 6911222

Unlock 7 more contacts

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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ETF holdings

1 of 30

Active vs passive

$20.7M in ETFs

Passive

95%

$19.7M

Active

5%

$1M

ETFProviderStyleCategoryValueShares% of portfolio
SCHWAB US DIVIDEND EQUITY ETF (SCHD)SchwabPassiveLarge Value$1.7M54,2738.05%

Location

Primary office

SAN RAFAEL, CA

MARIN

Location

SAN RAFAEL, CA

Headquartered in SAN RAFAEL, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
MARIN
Address
100 Smith Ranch Rd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth