Broker-Dealers in California
289 Broker-Dealers headquartered in California managing a combined $51.5B.
By city
San FranciscoCalifornia48 FIRMSLos AngelesCalifornia39 FIRMS · $1.6BIrvineCalifornia20 FIRMS · $551MNewport BeachCalifornia16 FIRMSSan DiegoCalifornia12 FIRMS · $20.6BEl SegundoCalifornia9 FIRMSPasadenaCalifornia9 FIRMS · $5.7BSanta MonicaCalifornia7 FIRMSWestlake VillageCalifornia6 FIRMSCarlsbadCalifornia4 FIRMSPalo AltoCalifornia4 FIRMSSan RafaelCalifornia3 FIRMS · $238MBeverly HillsCalifornia3 FIRMSLong BeachCalifornia3 FIRMSMenlo ParkCalifornia3 FIRMSSan MateoCalifornia3 FIRMS · $322MOaklandCalifornia3 FIRMSSausalitoCalifornia3 FIRMS · $606MHalf Moon BayCalifornia3 FIRMSCalabasasCalifornia3 FIRMSVeniceCalifornia3 FIRMSMilpitasCalifornia2 FIRMS · $3.6MBurbankCalifornia2 FIRMSLarkspurCalifornia2 FIRMSSanta RosaCalifornia2 FIRMSWalnut CreekCalifornia2 FIRMS · $104MLa JollaCalifornia2 FIRMS · $57.7MThousand OaksCalifornia2 FIRMSAnaheimCalifornia2 FIRMS · $9.7BLos GatosCalifornia2 FIRMSAliso ViejoCalifornia2 FIRMSBerkeleyCalifornia2 FIRMSWoodland HillsCalifornia2 FIRMSLaguna NiguelCalifornia2 FIRMSSan RamonCalifornia2 FIRMS · $631MMill ValleyCalifornia2 FIRMSOrangeCalifornia1 FIRM · $322MOrindaCalifornia1 FIRMPetalumaCalifornia1 FIRMRancho Santa FeCalifornia1 FIRMRedwood CityCalifornia1 FIRMRolling Hills EstatesCalifornia1 FIRMSacramentoCalifornia1 FIRMSan ClementeCalifornia1 FIRMSan GabrielCalifornia1 FIRMSan JoseCalifornia1 FIRMSan Luis ObispoCalifornia1 FIRMSanta AnaCalifornia1 FIRMSanta BarbaraCalifornia1 FIRMSanta ClaritaCalifornia1 FIRMSherman OaksCalifornia1 FIRMTiburonCalifornia1 FIRMTorranceCalifornia1 FIRMVan NuysCalifornia1 FIRM · $136MWoodsideCalifornia1 FIRMOceansideCalifornia1 FIRMBell CanyonCalifornia1 FIRMBelvedereCalifornia1 FIRMBreaCalifornia1 FIRM · $25.4MBurlingameCalifornia1 FIRMCarmel ValleyCalifornia1 FIRM · $32MCarpinteriaCalifornia1 FIRM · $10.1BChula VistaCalifornia1 FIRMConcordCalifornia1 FIRMCorte MaderaCalifornia1 FIRMCosta MesaCalifornia1 FIRMCulver CityCalifornia1 FIRMCupertinoCalifornia1 FIRMDaly CityCalifornia1 FIRMDanvilleCalifornia1 FIRMDel MarCalifornia1 FIRMDiamond BarCalifornia1 FIRM · $142MEast Palo AltoCalifornia1 FIRMEl CajonCalifornia1 FIRMEncinoCalifornia1 FIRMFolsomCalifornia1 FIRMFullertonCalifornia1 FIRMGreenbraeCalifornia1 FIRMHuntington BeachCalifornia1 FIRM · $49.2MInglewoodCalifornia1 FIRMLafayetteCalifornia1 FIRMLaguna BeachCalifornia1 FIRMLake ForestCalifornia1 FIRM · $572MLivermoreCalifornia1 FIRM · $3.7MManhattan BeachCalifornia1 FIRMMission ViejoCalifornia1 FIRMMoragaCalifornia1 FIRMMountain ViewCalifornia1 FIRMNorcoCalifornia1 FIRMNovatoCalifornia1 FIRMAlhambraCalifornia1 FIRM
All Broker-Dealers in California
Ministry Partners Securities, LLC
Broker-DealerBrea, CA
AUM $25.4MTEAM 7REPS 10
Higgins Capital Management, Inc.
Broker-DealerLa Jolla, CA
AUM $7.7MTEAM 2REPS 2
Oak Tree Securities, Inc.
Broker-DealerLivermore, CA
AUM $3.7MTEAM 4REPS 13
NI Advisors
Broker-DealerMilpitas, CA
AUM $3.6MTEAM 16REPS 42
Bardi Co LLC
Broker-DealerLos Angeles, CA
AUM $275KTEAM 10REPS 6
US Capital Global Securities, LLC
Broker-DealerSan Francisco, CA
AUM —REPS 12
Jonestrading
Broker-DealerThousand Oaks, CA
AUM —REPS 156
Probitas Funds Group, LLC
Broker-DealerSan Francisco, CA
AUM —REPS 11
Capital Client Group, Inc.
Broker-DealerLos Angeles, CA
AUM —TEAM 911REPS 762
Financial Telesis Inc
Broker-DealerSan Rafael, CA
AUM —REPS 10
Balanced Security Planning, Inc.
Broker-DealerNewport Beach, CA
AUM —REPS 13
Payden & Rygel Distributors
Broker-DealerLos Angeles, CA
AUM —REPS 50
Polygon Capital Advisors, LLC
Broker-DealerSausalito, CA
AUM —REPS 2
Mcmorgan & Company Capital Advisors LLC
Broker-DealerSan Francisco, CA
AUM —REPS 10
Siena Global Securities, LLC
Broker-DealerOakland, CA
AUM —REPS 3
Globalink Securities, Inc.
Broker-DealerPasadena, CA
AUM —REPS 101
Banyan Securities, LLC
Broker-DealerLarkspur, CA
AUM —REPS 5
Great Pacific Securities
Broker-DealerCosta Mesa, CA
AUM —REPS 24
AQ Technology Partners LLC
Broker-DealerRedwood City, CA
AUM —REPS 21
Citizens Jmp Securities, LLC
Broker-DealerSan Francisco, CA
AUM —REPS 484
CWS Investments
Broker-DealerNewport Beach, CA
AUM —TEAM 27REPS 18
CP Investments, LLC
Broker-DealerLos Angeles, CA
AUM —REPS 40
Griffin Capital Securities, LLC
Broker-DealerIrvine, CA
AUM —REPS 4
Quincy Cass Associates, Incorporated
Broker-DealerLos Angeles, CA
AUM —REPS 8
FINTRX platform
Need contacts and allocation intelligence for these firms?