US Capital Global Securities, LLC
Firm details
- Headquarters
- San Francisco, California
- CRD number
- 169544
- Registered since
- November 17, 2014
- Website
- uscapglobal.com
Firm profile
FINTRXOverview
US Capital Global Securities, LLC is organized as a limited liability company and is recorded in FINTRX as an SEC-registered adviser since 2014. Ownership is listed as a combination of a domestic entity and an individual, and the firm’s FINTRX classification is “unclassified.” The profile shows the firm is not designated as a capital allocator, not an active ESG investor, not a multi-state adviser, not newly formed, and is not reported as a pension consultant or related adviser. Publicly available FINTRX fields for business activities, advisory services, client types and fee arrangements are blank, so there is no firm-level detail in the dataset about its investment strategy, service offering, or target client segments.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
1 of 1Pankaj Vashisth
Chief Compliance Officer & PartnerCRD 5196844
Contacts
3 of 13
Arvind Saxena
Vice PresidentCRD 7270550

Frank Villarreal
Managing Director & PartnerCRD 2035036
Edward Smith
OwnerCRD 3143679
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
San Francisco, CA
San Francisco
Location
San Francisco, CA
Headquartered in San Francisco, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.
- Metro area
- San Jose-San Francisco-Oakland, CA
- Region
- West
- County
- San Francisco
- Address
- 1 Ferry Bldg
- Time zone
- PT (UTC-8)
- Office locations
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