US Capital Global Securities, LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
12
Avg account
$0

Firm details

Headquarters
San Francisco, California
CRD number
169544
Registered since
November 17, 2014

Firm profile

FINTRX

Overview

US Capital Global Securities, LLC is organized as a limited liability company with ownership attributed to a domestic entity and an individual. The firm’s snapshot is marked as “unclassified” for its regulatory classification, and the publicly available profile does not include descriptions of its advisory activities, business lines, client types, or fee schedules. The record indicates the firm is not a capital allocator and is not identified as an active ESG investor. It is also not listed as a multi-state adviser, newly formed adviser, pension consultant, or related adviser. The available data provide no information about investment preferences, target client segments, or service specialties.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Pankaj Vashisth

    Pankaj Vashisth

    Chief Compliance Officer & PartnerCRD 5196844

Contacts

3 of 11
  • Erick Schenkhuizen

    Erick Schenkhuizen

    Vice PresidentCRD 2242768

  • Frank Villarreal

    Frank Villarreal

    Managing Director & PartnerCRD 2035036

  • Edward Smith

    OwnerCRD 3143679

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

San Francisco, CA

San Francisco

Location

San Francisco, CA

Headquartered in San Francisco, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
San Francisco
Address
1 Ferry Bldg
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth