US CAPITAL GLOBAL SECURITIES, LLC
Firm details
- Headquarters
- SAN FRANCISCO, California
- CRD number
- 169544
- Registered since
- November 17, 2014
- Website
- uscapglobal.com
Firm profile
FINTRXOverview
US Capital Global Securities, LLC is organized as a limited liability company and is an SEC-registered entity since 2014. Publicly available profile fields identify the owner type as a combination of a domestic entity and an individual and classify the firm as "Unclassified." Available disclosures indicate the firm does not operate as a capital allocator and is not identified as an active ESG investor. It is not flagged as a multi-state adviser, newly formed adviser, pension consultant, or related adviser. The firm has not provided detail on its advisory activities, fee schedule, client segments, or business lines in the source data.
Assets & Accounts
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
1 of 1PANKAJ VASHISTH
Chief Compliance Officer & PartnerCRD 5196844
Contacts
3 of 12Arvind Saxena
Vice PresidentCRD 7270550
FRANK VILLARREAL
Managing Director & PartnerCRD 2035036
EDWARD SMITH
OwnerCRD 3143679
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
SAN FRANCISCO, CA
SAN FRANCISCO
Location
SAN FRANCISCO, CA
Headquartered in SAN FRANCISCO, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.
- Metro area
- San Jose-San Francisco-Oakland, CA
- Region
- West
- County
- SAN FRANCISCO
- Address
- 1 Ferry Bldg
- Time zone
- PT (UTC-8)
- Office locations
Similar firms
AQUILO PARTNERS, L.P.
Broker-DealerSAN FRANCISCO, CA
MCMORGAN & COMPANY CAPITAL ADVISORS LLC
Broker-DealerSAN FRANCISCO, CA
CITIZENS JMP SECURITIES, LLC
Broker-DealerSAN FRANCISCO, CA
FTP SECURITIES LLC
Broker-DealerSAN FRANCISCO, CA
CHARLES SCHWAB & CO., INC.
Broker-DealerSAN FRANCISCO, CA
CAPLIGHT MARKETS LLC
Broker-DealerSAN FRANCISCO, CA