FTP Securities LLC

Broker-DealerFINRA MemberEst. 2004
Total AUM
Advisory reps
117
Avg account
$0

Firm details

Headquarters
San Francisco, California
CRD number
129356
Registered since
April 5, 2004

Firm profile

FINTRX

Overview

FTP Securities LLC is organized as a limited liability company and is classified in public filings as an investment bank. The firm has been SEC-registered since 2004. Ownership is identified as a mix of a domestic entity and an individual. Available disclosures are sparse: the snapshot does not populate fields for client base, fee schedule, core business activities, or advisory services. The firm is not listed as a capital allocator, is not flagged as an active ESG investor, and is not registered as a multistate investment adviser. It is also not identified as a pension consultant or a related adviser. The combination of its investment-bank classification and the limited advisory information suggests its primary focus is transactional and investment-banking work rather than discretionary wealth management, though specific product or service lines are not detailed in the public snapshot.

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Jennifer Holly

    Jennifer Holly

    Chief Financial OfficerCRD 5502631

Contacts

3 of 116
  • Johannes Fuchs

    Johannes Fuchs

    AssociateCRD 8142019

  • Timothy Wolfe

    Timothy Wolfe

    Managing DirectorCRD 4242666

  • Jasmine Sun

    Jasmine Sun

    Investment Banking AnalystCRD 7765756

Unlock 113 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

San Francisco, CA

San Francisco

Location

San Francisco, CA

Headquartered in San Francisco, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
San Francisco
Address
100 California St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth