FTP Securities LLC

Broker-DealerFINRA MemberEst. 2004
Total AUM
Advisory reps
108
Avg account
$0

Firm details

Headquarters
San Francisco, California
CRD number
129356
Registered since
April 5, 2004

Firm profile

FINTRX

Overview

FTP Securities LLC is organized as a limited liability company and is registered with the SEC since 2004. FINTRX classifies the firm as an investment bank rather than a traditional registered investment adviser, and ownership is listed as a domestic entity and individual. The firm's profile does not present traditional advisory metrics or a documented client base. The FINTRX snapshot flags several negative indicators for asset-management activity: FTP Securities is not identified as a capital allocator, is not an active ESG investor, is not a multi-state adviser, and is not listed as a pension consultant or related adviser. Taken together, those attributes point toward a firm focused on transactional or intermediary services rather than discretionary wealth management.

Assets & Accounts

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Jennifer Holly

    Jennifer Holly

    Chief Financial OfficerCRD 5502631

Contacts

3 of 107
  • Johannes Fuchs

    Johannes Fuchs

    AssociateCRD 8142019

  • Timothy Wolfe

    Timothy Wolfe

    Managing DirectorCRD 4242666

  • Pouchy Guerrier

    Pouchy Guerrier

    Investment Banking AssociateCRD 6600544

Unlock 104 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

San Francisco, CA

San Francisco

Location

San Francisco, CA

Headquartered in San Francisco, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
San Francisco
Address
100 California St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth