FTP Securities LLC

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
131
Avg account
$0

Firm details

Headquarters
San Francisco, California
CRD number
129356
Registered since
April 5, 2004

Firm profile

FINTRX

Overview

FTP Securities LLC is organized as a limited liability company and is classified in the source data as an investment bank. The firm is listed as having domestic entity and individual ownership. The available information does not describe specific advisory or business activities, and the firm has not identified itself as a capital allocator. The snapshot data flags several negative indicators rather than service details: FTP Securities is not marked as an active ESG investor, is not identified as a multi-state adviser, and is not listed as a pension consultant or related adviser. No additional descriptions of client focus, fee structures, or product mix were provided.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Owners & executives

1 of 1
  • Jennifer Holly

    Jennifer Holly

    Chief Financial OfficerCRD 5502631

Contacts

3 of 130
  • Alexander Glockner

    Alexander Glockner

    Vice President, Equity ResearchCRD 6807487

  • Gregory Smith

    Gregory Smith

    Managing DirectorCRD 2520602

  • Steven Mclaughlin

    Steven Mclaughlin

    Managing PartnerCRD 2649480

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Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

San Francisco, CA

San Francisco

Location

San Francisco, CA

Headquartered in San Francisco, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
San Francisco
Address
100 California St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth