FWS Retirement Services, LLC

Broker-DealerFINRA MemberEst. 2010
Total AUM
—
Advisory reps
2
Avg account
$0

Firm details

Headquarters
San Francisco, California
CRD number
152878
Registered since
November 19, 2010
Website
fwsgrp.com

Firm profile

FINTRX

Overview

FWS Retirement Services, LLC is organized as a limited liability company and has been SEC-registered since 2010. Ownership is listed as a combination of a domestic entity and an individual. The firm is marked in the data set as "unclassified," which suggests the vendor did not assign it to a more specific adviser category. The record shows minimal public disclosure about the firm's business model or client focus. No details are provided for client segments, fee schedules, specific advisory services, or business activities. The profile also indicates FWS Retirement Services does not act as a capital allocator, does not identify as an active ESG investor, is not registered as a multi-state adviser, and is not flagged as a pension consultant or a related adviser. The filing includes a note that two office locations are on file, but no further location or contact detail is provided.

Investment profile

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Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

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CRM & tech providers

TAMPs used

Clients

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Client base

Client personas

Contacts

2 of 2
  • Elizabeth Collins

    FinOpCRD 4714831

  • Brian Hasday

    Regional LeaderCRD 6902099

Wealth teams

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Newly hired reps

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Recent M&A activity

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Recent filings

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Awards

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Location

Primary office

San Francisco, CA

San Francisco

Location

San Francisco, CA

Headquartered in San Francisco, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
San Francisco
Address
100 Montgomery St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth