FWS Retirement Services, LLC

Broker-DealerFINRA MemberEst. 2010
Total AUM
Advisory reps
2
Avg account
$0

Firm details

Headquarters
San Francisco, California
CRD number
152878
Registered since
November 19, 2010
Website
fwsgrp.com

Firm profile

FINTRX

Overview

FWS Retirement Services, LLC is organized as a limited liability company and appears on SEC records as having registered in 2010. Public data identify ownership as a mix of a domestic entity and an individual. The firm is not classified under a specific advisory niche in the available snapshot and is not listed as a capital allocator. The snapshot indicates several negative flags for breadth of operations: it is not identified as an active ESG investor, not a multi-state adviser, not newly formed, and is not described as a pension consultant or a related adviser. The firm has not provided detail in the FINTRX entry about its advisory activities, fee schedule, target client segments, or investment strategy, limiting what can be inferred about how it positions itself in the retirement-services or wealth-management marketplace.

Assets & Accounts

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

2 of 2
  • Brian Hasday

    Regional LeaderCRD 6902099

  • Elizabeth Collins

    FinOpCRD 4714831

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

San Francisco, CA

San Francisco

Location

San Francisco, CA

Headquartered in San Francisco, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
San Francisco
Address
100 Montgomery St
Time zone
PT (UTC-8)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth