FWS Retirement Services, LLC

Broker-DealerFINRA MemberEst. 2010
Total AUM
Advisory reps
2
Avg account
$0

Firm details

Headquarters
San Francisco, California
CRD number
152878
Registered since
November 19, 2010
Website
fwsgrp.com

Firm profile

FINTRX

Overview

FWS Retirement Services, LLC is a limited liability company that has been registered with the SEC since 2010. The FINTRX snapshot characterizes ownership as a mix of a domestic entity and an individual and lists the firm’s classification as unclassified. The dataset flags the firm as not being a capital allocator and not actively investing through ESG mandates; it is also not identified as a multistate adviser, a newly formed adviser, a pension consultant, or a related adviser. The firm’s public profile in the provided data is minimal. FINTRX does not disclose FWS Retirement Services’ client segments, fee structure, or core advisory and business activities, so it is not possible from this source to describe the firm’s target market or service model.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

2 of 2
  • Elizabeth Collins

    FinOpCRD 4714831

  • Brian Hasday

    Regional LeaderCRD 6902099

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

San Francisco, CA

San Francisco

Location

San Francisco, CA

Headquartered in San Francisco, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.

Metro area
San Jose-San Francisco-Oakland, CA
Region
West
County
San Francisco
Address
100 Montgomery St
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth