NI Advisors
Firm details
- Headquarters
- Milpitas, California
- CRD number
- 134502
- Registered since
- August 16, 2005
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees, Other
- Client types
- HNWI98.31%
- Individuals1.69%
- Services
- Financial PlanningPortfolio Management for IndividualsSelection of Other Advisers
Firm profile
FINTRXOverview
NI Advisors is a small, corporate independent broker‑dealer that serves individual and family clients. The firm combines brokerage and insurance intermediary activities with fee-based advisory work, offering financial planning, portfolio management for individuals and small businesses, and selection of outside advisers. NI Advisors identifies as a capital allocator and charges clients using a mix of percentage‑of‑AUM, hourly, fixed and other fee arrangements. It is organized under individual ownership and maintains industry affiliations with accountants, insurance companies and real estate brokers. The firm is not positioned as an ESG investor.
Assets & Accounts
Public Holdings
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities70%
- Non-Exchange Traded Equities10%
- Public Funds/Mutual Funds10%
- Cash & Cash Equivalents10%
Owners & executives
2 of 2
Kimberly Barentsen
Chief Compliance OfficerCRD 2092280

Shirley Coria
Chief Operating OfficerCRD 1111255
Contacts
3 of 40Jinrong Wang
Financial AdvisorCRD 5158574
Chun Dok Wong
Registered PrincipalCRD 4211694

Milton Beile Iii
Vice President, Financial AdvisorCRD 4265262
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Milpitas, CA
Santa Clara
Location
Milpitas, CA
Headquartered in Milpitas, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.
- Metro area
- San Jose-San Francisco-Oakland, CA
- Region
- West
- County
- Santa Clara
- Address
- 1138 Cadillac Ct
- Time zone
- PT (UTC-8)
- Office locations
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