UPMARKET SECURITIES LLC
Firm details
- Headquarters
- MILPITAS, California
- CRD number
- 295634
- Registered since
- May 1, 2019
- Website
- www.upmarket.co
Firm profile
FINTRXOverview
Upmarket Securities LLC is a limited liability company that registered with the SEC in 2019. FINTRX classifies the firm as unclassified and records ownership as a combination of a domestic entity and an individual. The available data indicate the firm is not identified as a capital allocator, is not an active ESG investor, and is not listed as a multistate adviser. The firm has not provided granular information about its advisory services, fee model, client segments, or investment activities to the data feed. Because those fields are blank in the source, there is no reliable public description of its target clients, service model, or portfolio-construction approach available in FINTRX.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
1 of 1ROBERT DANIELS
Chief Compliance OfficerCRD 5437527
Contacts
3 of 13nathaniel francescato
Director of ComplianceCRD 5793996
Baofeng Chen
Registered RepresentativeCRD 7277438
WEN HAO CHEN
Registered RepresentativeCRD 4769936
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
MILPITAS, CA
SANTA CLARA
Location
MILPITAS, CA
Headquartered in MILPITAS, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.
- Metro area
- San Jose-San Francisco-Oakland, CA
- Region
- West
- County
- SANTA CLARA
- Address
- 1525 McCarthy Blvd
- Time zone
- PT (UTC-8)
- Office locations
Similar firms
NI ADVISORS
Broker-DealerMILPITAS, CA
J.K. FINANCIAL SERVICES, INC.
Broker-DealerNORCO, CA
FINANCIAL SENSE SECURITIES, INC.
Broker-DealerSAN DIEGO, CA
IMPERIAL CAPITAL, LLC
Broker-DealerLos Angeles, CA
TRITON PACIFIC SECURITIES, LLC
Broker-DealerEL SEGUNDO, CA
CHARLES SCHWAB & CO., INC.
Broker-DealerSAN FRANCISCO, CA