Upmarket Securities LLC
Firm details
- Headquarters
- Milpitas, California
- CRD number
- 295634
- Registered since
- May 1, 2019
- Website
- www.upmarket.co
Firm profile
FINTRXOverview
Upmarket Securities LLC is a limited liability company that registered with the SEC in 2019. Its ownership structure is reported as a combination of a domestic entity and an individual. The firm is listed as "Unclassified" in the snapshot data and the limited disclosures supplied do not describe business lines, client types, fee schedules, or advisory activities. The firm is not identified as a capital allocator, does not report being an active ESG investor, and is not labeled a multi-state adviser in the available records.
Assets & Accounts
Investments & Alternatives
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
1 of 1Robert Daniels
Chief Compliance OfficerCRD 5437527
Contacts
3 of 15
Nathaniel Francescato
Director of Compliance & OperationsCRD 5793996
Chieh Pan
Registered RepresentativeCRD 6637728
Hui Chen
DirectorCRD 5985515
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Milpitas, CA
Santa Clara
Location
Milpitas, CA
Headquartered in Milpitas, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.
- Metro area
- San Jose-San Francisco-Oakland, CA
- Region
- West
- County
- Santa Clara
- Address
- 1525 Mc Carthy Blvd
- Time zone
- PT (UTC-8)
- Office locations
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