Upmarket Securities LLC
Firm details
- Headquarters
- Milpitas, California
- CRD number
- 295634
- Registered since
- May 1, 2019
- Website
- www.upmarket.co
Firm profile
FINTRXOverview
Upmarket Securities LLC is organized as a limited liability company and is listed as owned by a domestic entity and an individual. The firm is classified as "Unclassified" in the available snapshot. The record indicates it does not act as a capital allocator, is not an active ESG investor, is not a multi-state adviser, is not newly formed, is not a pension consultant, and has no related adviser designation. The firm has not provided information about its client base, fee arrangements, core business activities, or advisory services in the data supplied.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
1 of 1Robert Daniels
Chief Compliance OfficerCRD 5437527
Contacts
3 of 16
Nathaniel Francescato
Director of Compliance & OperationsCRD 5793996

Chieh Pan
Registered RepresentativeCRD 6637728
Hui Chen
DirectorCRD 5985515
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Milpitas, CA
Santa Clara
Location
Milpitas, CA
Headquartered in Milpitas, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.
- Metro area
- San Jose-San Francisco-Oakland, CA
- Region
- West
- County
- Santa Clara
- Address
- 1525 Mc Carthy Blvd
- Time zone
- PT (UTC-8)
- Office locations
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