Upmarket Securities LLC
Firm details
- Headquarters
- Milpitas, California
- CRD number
- 295634
- Registered since
- May 1, 2019
- Website
- www.upmarket.co
Firm profile
FINTRXOverview
Upmarket Securities LLC is organized as a limited liability company and is registered with the SEC since 2019. FINTRX records identify the owner type as a mix of a domestic entity and an individual, but provide little detail about business lines, advisory services, client segments, or fee arrangements. The firm is classified as "Unclassified" in the dataset and is not flagged as a capital allocator, active ESG investor, pension consultant, related adviser, or a multi-state adviser.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Owners & executives
1 of 1Robert Daniels
Chief Compliance OfficerCRD 5437527
Contacts
3 of 14
Nathaniel Francescato
Director of ComplianceCRD 5793996
Baofeng Chen
Registered RepresentativeCRD 7277438
Wen Hao Chen
Registered RepresentativeCRD 4769936
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Milpitas, CA
Santa Clara
Location
Milpitas, CA
Headquartered in Milpitas, CA, anchoring the San Jose-San Francisco-Oakland, CA metro in the West.
- Metro area
- San Jose-San Francisco-Oakland, CA
- Region
- West
- County
- Santa Clara
- Address
- 1525 Mc Carthy Blvd
- Time zone
- PT (UTC-8)
- Office locations
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