HIGGINS CAPITAL MANAGEMENT, INC.

Broker-DealerFINRA MemberEst. 1997

Total AUM

$7.7M

Discretionary

$6.1M

79% of AUM

Accounts

Employees

Advisory reps

Brokerage reps

Firm details

Headquarters: LA JOLLA, California
CRD number: 39985
Registered since: February 18, 1997
Website: www.higginscapital.com
Custodians: RBC CAPITAL MARKETS, LLC
Fee structure: Percentage of AUM, Hourly Charges, Fixed Fees
Client types: HNWI85.52%
Individuals14.48%
Services: Portfolio Management for IndividualsSelection of Other Advisers

Firm profile

FINTRX

Overview

Higgins Capital Management, Inc. is a privately owned corporate RIA that has been SEC-registered since 1997. The firm serves individual and family clients and positions itself as a capital allocator that both manages portfolios and selects outside managers. Its advisory offerings focus on portfolio management for individuals and small businesses and include the selection of other advisers as part of its solution set. Higgins operates with multiple billing methods — percentage-of-assets, hourly charges, and fixed fees — and also conducts broker-dealer and insurance brokerage activities. The firm does not identify as an active ESG investor and is not registered as a multistate adviser.