STOCK TRADERS
Firm details
- Headquarters
- HUNTINGTON BEACH, California
- CRD number
- 37711
- Registered since
- April 13, 1995
- Fee structure
- Percentage of AUM, Hourly Charges, Fixed Fees
- Client types
- Individuals100%
- Services
- Portfolio Management for Individuals
Firm profile
FINTRXOverview
Stock Traders is a sole proprietorship that has been registered with the SEC since 1995 and is owned by an individual. The firm operates as a broker-dealer while providing portfolio management services targeted at individuals, families and small businesses. Its client base is primarily individual and family investors. Compensation is flexible: the firm can charge a percentage of assets under management, hourly fees, or fixed fees depending on the engagement. Stock Traders does not identify as an active ESG investor and does not operate as a multi-state adviser or a pension consultant. It is not structured as a capital allocator or related adviser.
Assets & Accounts
Public Holdings
Investments & Alternatives
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Asset composition
- Exchange Traded Equities70%
- Public Funds/Mutual Funds20%
- Cash & Cash Equivalents10%
Contacts
3 of 3JOHN MAAG
CRD 5484132
JEFFREY JOSLIN
Firm PrincipalCRD 1245475
SAMUEL WIDA
Registered RepresentativeCRD 2149348
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
HUNTINGTON BEACH, CA
ORANGE
Location
HUNTINGTON BEACH, CA
Headquartered in HUNTINGTON BEACH, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- ORANGE
- Address
- 16152 Beach Blvd
- Time zone
- PT (UTC-8)
- Office locations
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