Stock Traders

Broker-DealerFINRA Member
Total AUM
$49.2M
Discretionary
$0
0% of AUM
Accounts
96
Employees
3
Advisory reps
3
Brokerage reps
3

Firm details

Headquarters
Huntington Beach, California
CRD number
37711
Registered since
April 13, 1995
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Individuals100%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Stock Traders is a California-based sole proprietorship that combines broker-dealer activities with portfolio management for individual and small business clients. The firm serves primarily individual and family accounts and uses a mix of billing methods — percentage of assets under management, hourly fees, and fixed fees — depending on client needs. It is organized and operated by an individual owner and is classified outside the typical RIA categories in the provided data. The firm does not identify as an ESG investor and is not registered as a multi-state adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 70%, Public Funds/Mutual Funds 20%, Cash & Cash Equivalents 10%70%
  • Exchange Traded Equities70%
  • Public Funds/Mutual Funds20%
  • Cash & Cash Equivalents10%

Contacts

3 of 3
  • Samuel Wida

    Registered RepresentativeCRD 2149348

  • Jeffrey Joslin

    Firm PrincipalCRD 1245475

  • John Maag

    CRD 5484132

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Huntington Beach, CA

Orange

Location

Huntington Beach, CA

Headquartered in Huntington Beach, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Orange
Address
16152 Beach Blvd
Time zone
PT (UTC-8)
Office locations

Similar firms

Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth