STOCK TRADERS

Broker-DealerFINRA MemberEst. 1995
Total AUM
$49.2M
Discretionary
$0
0% of AUM
Accounts
96
Employees
3
Advisory reps
3
Brokerage reps
3

Firm details

Headquarters
HUNTINGTON BEACH, California
CRD number
37711
Registered since
April 13, 1995
Fee structure
Percentage of AUM, Hourly Charges, Fixed Fees
Client types
  • Individuals100%
Services
Portfolio Management for Individuals

Firm profile

FINTRX

Overview

Stock Traders is a sole proprietorship that has been registered with the SEC since 1995 and is owned by an individual. The firm operates as a broker-dealer while providing portfolio management services targeted at individuals, families and small businesses. Its client base is primarily individual and family investors. Compensation is flexible: the firm can charge a percentage of assets under management, hourly fees, or fixed fees depending on the engagement. Stock Traders does not identify as an active ESG investor and does not operate as a multi-state adviser or a pension consultant. It is not structured as a capital allocator or related adviser.

Assets & Accounts

Public Holdings

Investments & Alternatives

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Asset composition

Asset composition: Exchange Traded Equities 70%, Public Funds/Mutual Funds 20%, Cash & Cash Equivalents 10%70%
  • Exchange Traded Equities70%
  • Public Funds/Mutual Funds20%
  • Cash & Cash Equivalents10%

Contacts

3 of 3
  • JOHN MAAG

    CRD 5484132

  • JEFFREY JOSLIN

    Firm PrincipalCRD 1245475

  • SAMUEL WIDA

    Registered RepresentativeCRD 2149348

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

HUNTINGTON BEACH, CA

ORANGE

Location

HUNTINGTON BEACH, CA

Headquartered in HUNTINGTON BEACH, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
ORANGE
Address
16152 Beach Blvd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth