FORTUNE SECURITIES, INC.

Broker-DealerFINRA MemberEst. 1997
Total AUM
Advisory reps
15
Avg account
$0

Firm details

Headquarters
Alhambra, California
CRD number
40821
Registered since
May 2, 1997

Firm profile

FINTRX

Overview

Fortune Securities, Inc. is organized as a corporation and has been SEC-registered since 1997. The firm is owned by an individual and is classified in the data as "unclassified," reflecting limited public detail about its business model and client-facing activities. Available records indicate Fortune Securities, Inc. does not serve as a capital allocator and is not identified as an active ESG investor. It is not reported as a multi-state adviser, a newly formed adviser, a pension consultant, or a related adviser. Because core advisory and business-activity fields are not populated in the source data, there is little granular information about the firm's target clients, fee structure, or the specific advisory services it provides.

Assets & Accounts

Location & Offices

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 15
  • James Yen

    PresidentCRD 2257452

  • SHU-NUAN CHANG

    foreign associateCRD 5729132

  • HANK CHING

    Asset ManagerCRD 1949590

Unlock 12 more contacts

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Alhambra, CA

LOS ANGELES

Location

Alhambra, CA

Headquartered in Alhambra, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
LOS ANGELES
Address
388 E Valley Blvd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth