Fortune Securities, Inc.

Broker-DealerFINRA Member
Total AUM
—
Advisory reps
16
Avg account
$0

Firm details

Headquarters
Alhambra, California
CRD number
40821
Registered since
May 2, 1997

Firm profile

FINTRX

Overview

Fortune Securities, Inc. is organized as a corporation under individual ownership. Publicly available data classifies the firm as "unclassified," and the firm has provided only limited disclosure about its advisory operations, client base, fee structure, and specific business activities. The firm does not position itself as a capital allocator and is not identified as an active ESG investor. Additional status flags indicate it is not a multi-state adviser, not a pension consultant, not a related adviser, and it is not listed as a newly formed adviser. Those negatives, combined with the lack of published detail on advisory activities, suggest Fortune Securities operates with a relatively narrow or private footprint compared with larger, more transparent RIAs. Fortune Securities lists three office locations in its records but does not publish further location details in the source data. There is no publicly provided information on assets under management, client counts, investment strategy, public holdings, or the use of alternative investments and family-office services.

Investment profile

FINTRX

Traditional investments used

Alternative investments used

Active ESG investor

Technology & operations

FINTRX

CRM & tech providers

TAMPs used

Clients

FINTRX

Client base

Client personas

Contacts

3 of 16
  • Anne Wang

    Registered RepresentativeCRD 6644762

  • Yinyi Chen

    Real Estate AgentCRD 2086259

  • Larry Yu

    Investment Adviser RepresentativeCRD 5258240

Unlock 13 more contacts →

Wealth teams

FINTRX

Newly hired reps

FINTRX

Recent M&A activity

FINTRX

Recent filings

FINTRX

Awards

FINTRX

Location

Primary office

Alhambra, CA

Los Angeles

Location

Alhambra, CA

Headquartered in Alhambra, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.

Metro area
Los Angeles-Long Beach, CA
Region
West
County
Los Angeles
Address
388 E Valley Blvd
Time zone
PT (UTC-8)
Office locations

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Source: FINTRX private wealth data intelligence

Intelligence for Private Wealth