Fortune Securities, Inc.
Firm details
- Headquarters
- Alhambra, California
- CRD number
- 40821
- Registered since
- May 2, 1997
- Website
- www.fortunesecurities.com
Firm profile
FINTRXOverview
Fortune Securities, Inc. is organized as a corporation and appears in regulatory records with an SEC registration date of 1997. Ownership is listed as an individual rather than a corporate parent or institutional owner. The firm is categorized as “unclassified” in the available snapshot and several operational flags are negative: it is not identified as a capital allocator, not an active ESG investor, not a multi-state adviser, not newly formed, and not a pension consultant or related adviser. The dataset provides no descriptions of the firm’s advisory services, core business activities, client types, or fee structure. That lack of disclosure limits a clear read on how Fortune Securities positions itself in the wealth-management or brokerage market and whether it currently operates as an active adviser or broker-dealer conduit.
Assets & Accounts
Location & Offices
Investment profile
FINTRXTraditional investments used
Alternative investments used
Active ESG investor
Technology & operations
FINTRXCRM & tech providers
TAMPs used
Clients
FINTRXClient base
Client personas
Contacts
3 of 16James Yen
PresidentCRD 2257452
Shu-nuan Chang
foreign associateCRD 5729132
David Liu
CRD 5835446
Wealth teams
FINTRXNewly hired reps
FINTRXRecent M&A activity
FINTRXRecent filings
FINTRXAwards
FINTRXLocation
Alhambra, CA
Los Angeles
Location
Alhambra, CA
Headquartered in Alhambra, CA, anchoring the Los Angeles-Long Beach, CA metro in the West.
- Metro area
- Los Angeles-Long Beach, CA
- Region
- West
- County
- Los Angeles
- Address
- 388 E Valley Blvd
- Time zone
- PT (UTC-8)
- Office locations
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